13F-HR filed by Tradition Wealth Management, LLC
Tradition Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,142 holding rows worth $515,795,000.
- Accession
- 0001843010-21-000001
- Filer
- CIK 1843010
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,142 entries on the cover page, a total value of $515,795,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $515,795,000 with VALUE read as thousands by filing date, 13F file number 028-20936. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 11 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 28 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 24 | $1,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5 | $1,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 35 | $1,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 50 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 40 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 67 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 18 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 30 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 40 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5 | $1,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 37 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 6,001 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 50 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 20 | $1,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 175 | $1,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 26 | $1,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 320 | $1,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| GLOBAL TECHNOLOGIES | 378949101 | COM | 999,999 | $1,000 | thousands by filing date | |
| GALAXY GAMING INC | 36318P105 | COM | 620 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 63 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 525 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 250 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 233 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 100 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 500 | $1,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 75 | $1,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 1,000 | $1,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 2,000 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 21 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 5,000 | $1,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 26 | $1,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOT RET IDX | 06738C760 | ETN | 10 | $1,000 | thousands by filing date | |
| NOMAD RTY CO LTD 22 WTF WARRAN | 65532m119 | WT | 3,203 | $1,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 289 | $1,000 | thousands by filing date | |
| Telesites SAB de CV | P90355135 | COM | 996 | $1,000 | thousands by filing date | |
| ALL FOR ONE MEDIA CORP | 01663M107 | COMMON STOCK | 999,999 | $1,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLY FINL INC COM | 02005N100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMF HLDG CORP COM | 47074L105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUNRUN INC | 86771W105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATEKEEPER USA INC | 367350204 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTABA INC COM | 021esc017 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMA CVR | 004CVR031 | RIG | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. GLOBAL NANOSPACE INC | 91729J107 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCA PICS & PRDTN CO INTL INC COM | 17253V109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| World Gold TR | 98149E204 | SPRD GLD Minis | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QED CONNECT INC | 74732Q300 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCA PIC & PROD CO INTL | 172992075 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METATRON INC NEW | 59141K994 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURAMED BIOSCIENCE INC COM NEW | 746094200 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 356 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTCOURT COMPANIES INC NEW | 416187201 | COMMON | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Brainchip Holdings | Q1737A107 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRASCIENCE INC | 84760E301 | COMMON | 2,925 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIND ENERGY AMERICA INC | 973146103 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITE CITY FOOD + BREWERY | 38724Q404 | COM NEW | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAYHAWK ENERGY INC | 472100106 | COMSTOCK | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HQ GLOBAL ED INCORPORATED | 40431B100 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIS STRATEGIC | 13765M109 | Common Stock | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC CENTURY PREMIUM DEVELOPMENTS LTD ISIN #BMG6844T1229 SEDOL #B8180J7 | G6844T122 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 495 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENBURY INC | 24790A127 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Horiyoshi Worldwide Inc. | 40441G107 | Equities | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETROLEUM CO Corp WARRANT A | 966387110 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIKIDO PHARMA INC | 008875106 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC 1:150 R/S 10/7/22 39985X302 | 39985X203 | 1:150 R/S 10/7/22 39985X302 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLICKSTREAM CORP COM | 18683A103 | Common Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVIATHAN GOLD LTD CONTRA DO NOT SELL | 350CNT028 | CONTRA DO NOT SELL | 892 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPANC BIOPHARMA | 74346N404 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGCAPITAL3 INC | 37519D107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q Biomed Inc Com | 74736N105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tesoro Enterprises | 881608103 | Common | 2,289 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLE A M CO COM | 148411408 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINGLEPOINT INC COM | 82932V102 | Stock | 670 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sugarmade | 865040109 | COM | 350,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLEI SYSTEMS INC | 83420E107 | COMMON STOCK | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIGHTHAWK ENERGY PLC FSPONSORED ADR 1 ADR REPS 20 ORD SHS | 65411V107 | AMERICAN DEPOSITORY | 1,508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRICE NET U S A INC XXXNO LONGER TRADES EFF 03/05/13 | 741472104 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q MED INC | 747914109 | COMMON STOCK | 45,025 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BEAR ROYALT 20 RTFRIGHTS EXP 11/27/20 | 39014B115 | WARRANTS | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC 21 WTSWARRANTS EXP 10/15/21 | 39985X120 | WARRANTS | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC 21 WTSWARRANTS EXP 10/15/21 | 39985X112 | WARRANTS | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARM CCC UNKN RTSRIGHTS UNKN EXPCONTINGENT VALUE | 881CNT992 | WARRANTS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGTECH HOLDINGS LT ORDF | G0135Z103 | UNLSTD FOREIGN ORDRY | 8,009 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIZ MOBILE INC | 13765A105 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES XXXREGISTRATION REVOKED BY SEC EFF 05/28/14 | 941990780 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN CAP RES | 957881303 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001843010-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |