13F-HR filed by CM Management, LLC
CM Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-08, with 91 holding rows worth $134,088,000.
- Accession
- 0001841857-21-000005
- Filer
- CIK 1841857
- Filed
- 2021-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 91 entries on the cover page, a total value of $134,088,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,088,000 with VALUE read as thousands by filing date, 13F file number 028-20559. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYTOKINETICS INC | 23282W605 | COM NEW | 275,000 | $9,829,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 425,000 | $6,082,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 165,000 | $5,650,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 575,000 | $5,106,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,650,000 | $5,009,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 450,000 | $4,298,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 100,000 | $3,506,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,650,000 | $3,392,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 225,000 | $3,099,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 140,000 | $3,046,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 525,000 | $2,735,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 750,000 | $2,723,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 46,000 | $2,330,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 125,000 | $2,256,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 375,000 | $2,126,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 130,000 | $2,040,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 125,000 | $2,009,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 90,000 | $1,976,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 80,000 | $1,940,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 140,000 | $1,897,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,000 | $1,865,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,125,000 | $1,789,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 25,000 | $1,750,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 271,037 | $1,732,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 170,000 | $1,717,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 40,000 | $1,682,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 100,000 | $1,673,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 400,000 | $1,664,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 60,000 | $1,640,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 7,000 | $1,474,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 45,000 | $1,432,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 175,000 | $1,421,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 375,000 | $1,373,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 200,000 | $1,364,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 125,000 | $1,347,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 70,000 | $1,315,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 40,000 | $1,312,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,000 | $1,273,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 118,289 | $1,151,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 100,000 | $1,148,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,000 | $1,123,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 30,000 | $1,116,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,500 | $1,070,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 60,000 | $1,066,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 329,000 | $1,033,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 50,000 | $1,023,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 450,000 | $1,017,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 65,000 | $1,013,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 35,000 | $980,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 200,000 | $972,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100,000 | $958,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,000 | $941,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $931,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 93,750 | $916,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 60,000 | $898,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,000 | $898,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 8,000 | $859,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 78,542 | $799,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 160,000 | $774,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 100,000 | $740,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 30,000 | $728,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 15,000 | $680,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 45,000 | $668,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 300,000 | $654,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 300,000 | $654,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 60,000 | $641,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 100,000 | $610,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 80,000 | $590,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,000 | $567,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100,000 | $554,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 150,000 | $548,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,000 | $540,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 3,500 | $521,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 8,000 | $520,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 80,000 | $498,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 64,327 | $479,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 75,000 | $464,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 15,000 | $456,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 30,000 | $437,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 30,000 | $428,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 60,000 | $413,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,000 | $368,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 25,000 | $280,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 75,000 | $271,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,000 | $270,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 25,000 | $204,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 143,750 | $200,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 100,000 | $200,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 60,000 | $163,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 10,000 | $112,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 103,400 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001841857-21-000005 | this filing | 2021-11-08 | acceptance time not in the bulk data set |