13F-HR filed by F/m Investments LLC
F/m Investments LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-01, with 80 holding rows worth $139,764,000.
- Accession
- 0001834499-21-000007
- Filer
- CIK 1834499
- Filed
- 2021-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 86 entries on the cover page, a total value of $139,764,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,764,000 with VALUE read as thousands by filing date, 13F file number 028-20863. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 100,108 | $14,165,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,086 | $10,737,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,305 | $8,836,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,153 | $7,073,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 58,917 | $6,063,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,325 | $4,832,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 25,735 | $3,638,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 81,372 | $3,338,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 231,461 | $3,277,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,213 | $3,169,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 44,639 | $3,168,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 68,858 | $2,816,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,045 | $2,810,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,549 | $2,753,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,294 | $2,597,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 22,633 | $2,497,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 18,976 | $2,443,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,638 | $2,427,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION NOTE PERP M/W CLBL | 060505FL3 | NOTE PERP M/W CLBL | 2,103,000 | $2,400,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 8,327 | $2,361,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 45,428 | $2,336,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,378 | $2,302,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 39,415 | $2,269,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 41,773 | $2,256,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 8,487 | $2,251,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,516 | $2,232,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,118 | $2,225,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,123 | $2,198,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,622 | $2,091,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 39,615 | $2,022,000 | thousands by filing date | |
| DUKE ENERGY CORP | 26441CBG9 | COM | 1,519,000 | $1,624,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC SR NT 2 | 05580m827 | PFD | 59,760 | $1,536,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,631 | $1,150,000 | thousands by filing date | |
| JP MORGAN CHASE & CO NOTE PERP M/W CLBL | 48128BAF8 | NOTE PERP M/W CLBL | 1,092,000 | $1,140,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,679 | $1,132,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR PFD SER H | 70509V886 | PFD | 40,000 | $1,000,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,309 | $995,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L308 | COM | 37,290 | $976,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $823,000 | thousands by filing date | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 824,000 | $801,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,544 | $769,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,729 | $745,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,508 | $738,000 | thousands by filing date | |
| CARLYLE FINANCE LLC | 14314C105 | PFD | 27,220 | $697,000 | thousands by filing date | |
| GLADSTONECOMMERCIALCORP | 376536884 | PREFERREDSTK | 22,320 | $604,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 11,331 | $602,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 13,651 | $552,000 | thousands by filing date | |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 19,362 | $537,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS INC SER F | 866082704 | PREFERRED STOCKS | 20,000 | $523,000 | thousands by filing date | |
| STEEL PARTNERS HOLDINGS LP | 85814R206 | PREFERRED STK | 22,268 | $519,000 | thousands by filing date | |
| STIFEL FINL CORP 4.50 DEP PFD | 860630862 | PFD | 20,000 | $506,000 | thousands by filing date | |
| KN CAPITAL TRUST | 482588AC4 | BCO | 482,000 | $484,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,832 | $457,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,039 | $438,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,278 | $434,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 14,220 | $406,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,341 | $366,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 137 | $365,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,468 | $345,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 11,800 | $327,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,170 | $304,000 | thousands by filing date | |
| ENTERGYARKANSASLLC | 29364D100 | PREFERREDSTK | 11,935 | $300,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,229 | $274,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,634 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,862 | $265,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,301 | $264,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 7,644 | $257,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,433 | $252,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,495 | $240,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,732 | $239,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 6,457 | $234,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,145 | $225,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 638 | $222,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,001 | $216,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,964 | $212,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,476 | $206,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,740 | $204,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 835 | $203,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 600 | $201,000 | thousands by filing date | |
| HEALTHWAREHOUSE.COM | 42227G202 | COM NEW | 24,093 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001834499-21-000007 | this filing | 2021-11-01 | acceptance time not in the bulk data set |