13F-HR filed by Baron Financial Group, LLC
Baron Financial Group, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-03, with 49 holding rows worth $148,441,000.
- Accession
- 0001832093-22-000004
- Filer
- CIK 1832093
- Filed
- 2022-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 49 entries on the cover page, a total value of $148,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $148,441,000 with VALUE read as thousands by filing date, 13F file number 028-20388. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD MALVERN FDS | 922020805 | SHS | 342,188 | $16,463,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,574 | $13,421,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 80,391 | $13,258,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 53,020 | $6,955,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 66,020 | $6,778,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 75,299 | $5,634,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 81,347 | $5,149,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 18,828 | $5,032,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 81,673 | $4,575,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 27,955 | $4,324,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 95,925 | $3,939,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 36,240 | $3,717,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 43,797 | $3,511,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 15,299 | $3,422,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 95,789 | $3,341,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 38,150 | $3,326,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 90,990 | $3,093,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 144,365 | $3,007,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 30,795 | $2,967,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 38,925 | $2,682,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 12,442 | $2,618,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 91,825 | $2,551,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 17,267 | $2,348,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 81,615 | $2,264,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,333 | $2,142,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 34,133 | $2,121,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 36,965 | $2,075,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 76,334 | $1,969,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 24,395 | $1,634,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 93,929 | $1,569,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 52,935 | $1,465,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 31,119 | $1,337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,367 | $1,309,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,300 | $1,285,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,589 | $1,225,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,672 | $1,197,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,470 | $652,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,425 | $607,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,297 | $535,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 3,415 | $414,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,365 | $400,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,407 | $318,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,888 | $308,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,767 | $296,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,551 | $279,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,603 | $253,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 748 | $230,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,261 | $224,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,650 | $222,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001832093-22-000004 | this filing | 2022-11-03 | acceptance time not in the bulk data set |