13F-HR/A filed by Baron Financial Group, LLC
Baron Financial Group, LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-09-01, with 256 holding rows worth $125,197,000.
- Accession
- 0001832093-21-000005
- Filer
- CIK 1832093
- Filed
- 2021-09-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 256 entries on the cover page, a total value of $125,197,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,196,942 with VALUE read as dollars, detected, 13F file number 028-20388. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 90,163 | $17,677,370 | dollars, detected | |
| SPY | 78462F103 | SHS | 31,976 | $11,955,187 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 46,415 | $7,486,275 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 85,857 | $7,108,101 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 81,167 | $5,921,928 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 90,895 | $4,696,528 | dollars, detected | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 88,130 | $4,503,443 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 24,546 | $4,378,025 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 169,380 | $3,946,554 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 46,338 | $3,935,485 | dollars, detected | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 123,595 | $3,859,872 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 17,137 | $3,834,061 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,784 | $3,806,154 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 80,340 | $3,759,912 | dollars, detected | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,837 | $3,290,708 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 19,757 | $2,701,378 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 65,090 | $2,078,324 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 23,748 | $1,968,709 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,425 | $1,877,058 | dollars, detected | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 52,420 | $1,869,297 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 8,562 | $1,817,113 | dollars, detected | |
| VTI | 922908769 | COM | 7,904 | $1,538,453 | dollars, detected | |
| IJH | 464287507 | COM | 6,069 | $1,394,838 | dollars, detected | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 18,510 | $1,324,205 | dollars, detected | |
| ISHARES INC | 46434G863 | COM | 28,985 | $1,216,790 | dollars, detected | |
| ISHARES TR | 46435G516 | COM | 16,280 | $1,189,091 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 10,995 | $1,188,669 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 18,258 | $1,132,726 | dollars, detected | |
| Apple Inc | 037833100 | COM | 7,287 | $966,912 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,980 | $943,156 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,165 | $722,527 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 4,873 | $613,470 | dollars, detected | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 11,340 | $503,609 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 2,182 | $485,387 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,038 | $430,799 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,205 | $338,210 | dollars, detected | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,650 | $321,269 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 6,987 | $257,188 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 6,495 | $246,615 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 1,548 | $243,663 | dollars, detected | |
| VGT | 92204A702 | SHS | 668 | $236,332 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,650 | $232,931 | dollars, detected | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,322 | $232,877 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,217 | $206,350 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,350 | $195,313 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 1,698 | $185,914 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,400 | $177,898 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 661 | $165,410 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,172 | $149,750 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 1,393 | $149,260 | dollars, detected | |
| BLACKSTONE INC | 09260D107 | COM | 2,300 | $149,063 | dollars, detected | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,400 | $146,790 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,768 | $144,622 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 9,362 | $141,366 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 541 | $137,057 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,156 | $131,137 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 919 | $130,691 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 846 | $117,712 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 323 | $113,270 | dollars, detected | |
| Boeing Company | 097023105 | COM | 510 | $109,171 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 597 | $108,207 | dollars, detected | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,600 | $104,720 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,251 | $100,732 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,529 | $97,564 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 5,245 | $95,092 | dollars, detected | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 700 | $89,278 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 723 | $86,008 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,600 | $79,984 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,076 | $78,597 | dollars, detected | |
| VWO | 922042858 | SHS | 1,473 | $73,812 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,332 | $71,768 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 600 | $71,376 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 500 | $70,735 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 432 | $69,457 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 480 | $69,192 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 181 | $67,946 | dollars, detected | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 443 | $67,868 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 315 | $67,001 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 390 | $65,676 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 350 | $63,707 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 2,014 | $61,033 | dollars, detected | |
| American Express Company | 025816109 | COM | 481 | $58,158 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 32 | $56,084 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 700 | $51,982 | dollars, detected | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,341 | $49,027 | dollars, detected | |
| PROVIDENCE SVC CORP | 743815102 | COM | 345 | $47,827 | dollars, detected | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $46,840 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 200 | $45,984 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 594 | $45,802 | dollars, detected | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 30 | $45,537 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 83 | $44,881 | dollars, detected | |
| VANGUARD STAR FDS | 921909768 | COM | 744 | $44,759 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 754 | $41,349 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 2,147 | $41,242 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 960 | $39,898 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 180 | $39,175 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 237 | $38,918 | dollars, detected | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 140 | $38,525 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 646 | $37,772 | dollars, detected | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 558 | $37,654 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 23,500 | $37,365 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 250 | $37,101 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 732 | $36,505 | dollars, detected | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 125 | $35,443 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 265 | $35,298 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 585 | $34,369 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 10 | $32,569 | dollars, detected | |
| Intel Corp | 458140100 | COM | 652 | $32,506 | dollars, detected | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,060 | $32,314 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 499 | $32,278 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 150 | $32,187 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 2,096 | $31,986 | dollars, detected | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 675 | $31,448 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 175 | $30,588 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 275 | $29,901 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 111 | $29,710 | dollars, detected | |
| MURPHY USA INC COM | 626755102 | Stock | 226 | $29,577 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 150 | $29,202 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 700 | $28,700 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 500 | $28,115 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16 | $28,030 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $27,322 | dollars, detected | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 495 | $27,117 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 70 | $24,986 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 300 | $24,975 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 200 | $24,562 | dollars, detected | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 285 | $23,870 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,100 | $23,826 | dollars, detected | |
| SEALED AIR CORP NEW | 81211K100 | COM | 518 | $23,742 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 156 | $23,632 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 115 | $23,446 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 728 | $22,313 | dollars, detected | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 364 | $21,851 | dollars, detected | |
| OGE ENERGY CORP | 670837103 | COM | 675 | $21,506 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 118 | $21,482 | dollars, detected | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 600 | $21,234 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 335 | $21,005 | dollars, detected | |
| PACCAR INC COM | 693718108 | Stock | 230 | $19,844 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 70 | $19,121 | dollars, detected | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 734 | $18,834 | dollars, detected | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,516 | $18,344 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 69 | $18,023 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $17,478 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 100 | $16,884 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 592 | $16,694 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 200 | $16,654 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 300 | $16,245 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 450 | $15,732 | dollars, detected | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $15,457 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $15,409 | dollars, detected | |
| UDR INC COM | 902653104 | REIT | 400 | $15,372 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 30 | $14,632 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 173 | $14,610 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 200 | $13,636 | dollars, detected | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 236 | $13,473 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 1,217 | $13,144 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 401 | $12,968 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 120 | $12,838 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 187 | $12,776 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 99 | $12,637 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 514 | $12,629 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 60 | $12,213 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 42 | $12,041 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 50 | $11,881 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 150 | $11,711 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 335 | $11,233 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 258 | $10,950 | dollars, detected | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 458 | $10,832 | dollars, detected | |
| Deere & Company | 244199105 | COM | 40 | $10,762 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 200 | $10,608 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 40 | $10,385 | dollars, detected | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 701 | $10,073 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 200 | $10,050 | dollars, detected | |
| Danaher Corporation | 235851102 | COM | 45 | $9,996 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 100 | $9,966 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20 | $9,662 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 64 | $9,563 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 327 | $9,412 | dollars, detected | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 100 | $9,152 | dollars, detected | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 450 | $8,901 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 327 | $8,757 | dollars, detected | |
| DOW HLDGS INC COM | 260557103 | Stock | 157 | $8,714 | dollars, detected | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 312 | $8,318 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 96 | $8,303 | dollars, detected | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 738 | $8,074 | dollars, detected | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 69 | $7,627 | dollars, detected | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,000 | $7,430 | dollars, detected | |
| Schwab US TIPS ETF | 808524870 | SHS | 117 | $7,263 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 62 | $7,079 | dollars, detected | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 501 | $6,743 | dollars, detected | |
| Vanguard Energy ETF | 92204A306 | SHS | 125 | $6,483 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 200 | $6,168 | dollars, detected | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 224 | $6,160 | dollars, detected | |
| Southern Company | 842587107 | COM | 100 | $6,143 | dollars, detected | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 188 | $6,110 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 71 | $6,081 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 650 | $5,941 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 50 | $5,771 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 150 | $5,648 | dollars, detected | |
| NOVAVAX INC | 670002401 | COM NEW | 50 | $5,576 | dollars, detected | |
| BLINK CHARGING CO | 09354A100 | COM | 130 | $5,558 | dollars, detected | |
| TUCOWS INC | 898697206 | COM NEW | 75 | $5,542 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20 | $5,274 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 125 | $5,205 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 24 | $5,190 | dollars, detected | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 197 | $5,000 | dollars, detected | |
| ATLAS CORP | Y0436Q109 | COM | 459 | $4,976 | dollars, detected | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 2,090 | $4,703 | dollars, detected | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $4,631 | dollars, detected | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 50 | $4,495 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 37 | $4,480 | dollars, detected | |
| Eaton Corp. Plc | G29183103 | COM | 37 | $4,445 | dollars, detected | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 100 | $4,338 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12 | $4,124 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 115 | $3,986 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 70 | $3,668 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 254 | $3,604 | dollars, detected | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,593 | dollars, detected | |
| ENDO INTL PLC | G30401106 | SHS | 500 | $3,590 | dollars, detected | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20 | $3,509 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40 | $3,215 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 34 | $2,934 | dollars, detected | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 157 | $2,912 | dollars, detected | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 90 | $2,760 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17 | $2,681 | dollars, detected | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 171 | $2,514 | dollars, detected | |
| CORTEVA INC COM | 22052L104 | Stock | 61 | $2,362 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 67 | $2,330 | dollars, detected | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 270 | $2,276 | dollars, detected | |
| ECHOSTAR CORP | 278768106 | CL A | 105 | $2,225 | dollars, detected | |
| LYFT INC | 55087P104 | CL A COM | 45 | $2,211 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 226 | $2,181 | dollars, detected | |
| ROCKWELL MED INC | 774374102 | COM | 2,000 | $2,020 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 39 | $1,831 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 55 | $1,733 | dollars, detected | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 35 | $1,528 | dollars, detected | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 73 | $1,264 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 20 | $1,233 | dollars, detected | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 380 | $1,163 | dollars, detected | |
| VALLEY NATL BANCORP | 919794107 | COM | 100 | $975 | dollars, detected | |
| THERAPEUTICSMD INC | 88338N107 | COM | 800 | $968 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 16 | $924 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 230 | $899 | dollars, detected | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 14 | $855 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 120 | $764 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 10 | $734 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 8 | $650 | dollars, detected | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $425 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3 | $421 | dollars, detected | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10 | $373 | dollars, detected | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 750 | $353 | dollars, detected | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 45 | $320 | dollars, detected | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 8 | $263 | dollars, detected | |
| Cigna Corporation | 125523100 | COM | 1 | $208 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 4 | $104 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 62 | $7 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001832093-21-000001 | superseded | 2021-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001832093-21-000005 | this filing | 2021-09-01 | acceptance time not in the bulk data set |