13F-HR filed by Baron Financial Group, LLC
Baron Financial Group, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 294 holding rows worth $106,417,000.
- Accession
- 0001832093-20-000001
- Filer
- CIK 1832093
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 294 entries on the cover page, a total value of $106,417,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,417,479 with VALUE read as dollars, detected, 13F file number 028-20388. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 94,218 | $14,112,924 | dollars, detected | |
| SPY | 78462F103 | SHS | 31,903 | $10,683,996 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 46,435 | $6,844,519 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 94,710 | $6,524,572 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 82,552 | $5,254,406 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 23,801 | $4,215,633 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 92,550 | $4,080,515 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 17,139 | $3,717,278 | dollars, detected | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 122,195 | $3,625,526 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 44,941 | $3,548,537 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 16,987 | $3,465,348 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 78,355 | $3,239,979 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 170,280 | $2,985,008 | dollars, detected | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,531 | $2,890,563 | dollars, detected | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 54,985 | $2,805,335 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,377 | $2,407,138 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 64,295 | $1,992,502 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 8,567 | $1,613,423 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 21,865 | $1,535,579 | dollars, detected | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 48,255 | $1,511,829 | dollars, detected | |
| VTI | 922908769 | COM | 7,928 | $1,350,158 | dollars, detected | |
| IJH | 464287507 | COM | 6,544 | $1,212,669 | dollars, detected | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 8,895 | $1,138,115 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 19,658 | $1,037,942 | dollars, detected | |
| ISHARES TR | 46435G516 | COM | 15,715 | $997,588 | dollars, detected | |
| ISHARES INC | 46434G863 | COM | 27,830 | $991,026 | dollars, detected | |
| Apple Inc | 037833100 | COM | 7,147 | $827,694 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 5,116 | $622,453 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,583 | $463,668 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 2,181 | $458,812 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,538 | $427,257 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,005 | $426,945 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 11,760 | $415,951 | dollars, detected | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,875 | $354,145 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,305 | $285,111 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 7,085 | $260,030 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,070 | $244,384 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 1,547 | $230,272 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,105 | $227,551 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,650 | $212,289 | dollars, detected | |
| VGT | 92204A702 | SHS | 668 | $208,049 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 1,698 | $184,793 | dollars, detected | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,322 | $184,358 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,328 | $182,741 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,520 | $176,159 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,646 | $162,459 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 669 | $155,736 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,768 | $146,656 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,316 | $138,812 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,400 | $134,778 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 9,362 | $134,251 | dollars, detected | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,400 | $131,538 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,197 | $130,757 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 924 | $128,427 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 541 | $123,137 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 1,393 | $122,013 | dollars, detected | |
| BLACKSTONE INC | 09260D107 | COM | 2,300 | $120,060 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 944 | $104,435 | dollars, detected | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,600 | $103,784 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 323 | $100,702 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 5,245 | $94,358 | dollars, detected | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 870 | $94,086 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,510 | $91,204 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,251 | $88,667 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 381 | $88,134 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,600 | $87,680 | dollars, detected | |
| Boeing Company | 097023105 | COM | 500 | $82,630 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 610 | $82,173 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 723 | $75,561 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 597 | $74,105 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 666 | $67,939 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 480 | $67,157 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 800 | $66,280 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 650 | $65,891 | dollars, detected | |
| VWO | 922042858 | SHS | 1,503 | $64,990 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 390 | $64,986 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 432 | $63,495 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 500 | $62,770 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 181 | $60,827 | dollars, detected | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 443 | $58,477 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,076 | $57,152 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 350 | $52,203 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 315 | $51,852 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 200 | $50,832 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 2,063 | $49,695 | dollars, detected | |
| American Express Company | 025816109 | COM | 481 | $48,220 | dollars, detected | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,341 | $47,297 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 32 | $46,899 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,183 | $46,881 | dollars, detected | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 230 | $45,317 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 700 | $43,554 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 83 | $41,502 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 148 | $41,061 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 960 | $40,781 | dollars, detected | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 30 | $40,262 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 2,121 | $39,743 | dollars, detected | |
| VANGUARD STAR FDS | 921909768 | COM | 744 | $38,814 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 774 | $38,212 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 700 | $37,548 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 646 | $37,113 | dollars, detected | |
| iShares MBS ETF | 464288588 | SHS | 317 | $34,997 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 585 | $34,802 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 250 | $34,675 | dollars, detected | |
| PROVIDENCE SVC CORP | 743815102 | COM | 372 | $34,563 | dollars, detected | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 150 | $34,055 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 236 | $33,694 | dollars, detected | |
| Intel Corp | 458140100 | COM | 648 | $33,561 | dollars, detected | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 558 | $33,145 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 150 | $32,924 | dollars, detected | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 140 | $32,847 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 10 | $31,487 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 265 | $30,154 | dollars, detected | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 514 | $29,982 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $29,786 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 498 | $29,711 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 180 | $29,259 | dollars, detected | |
| MURPHY USA INC COM | 626755102 | Stock | 226 | $28,989 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 175 | $28,032 | dollars, detected | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 675 | $27,574 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 700 | $27,048 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 732 | $26,308 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 274 | $25,044 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 111 | $23,857 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 70 | $23,672 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16 | $23,514 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 150 | $23,070 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 23,500 | $22,490 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 115 | $22,219 | dollars, detected | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,060 | $22,216 | dollars, detected | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 282 | $21,254 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 156 | $21,124 | dollars, detected | |
| OGE ENERGY CORP | 670837103 | COM | 675 | $20,243 | dollars, detected | |
| SEALED AIR CORP NEW | 81211K100 | COM | 517 | $20,050 | dollars, detected | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 600 | $19,944 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 335 | $19,892 | dollars, detected | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 492 | $19,824 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 118 | $19,743 | dollars, detected | |
| PACCAR INC COM | 693718108 | Stock | 230 | $19,614 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 728 | $19,481 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $18,957 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 200 | $18,664 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 70 | $18,333 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 248 | $17,856 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 592 | $16,877 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,100 | $16,698 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 200 | $16,346 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 583 | $15,871 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 300 | $15,630 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 69 | $15,593 | dollars, detected | |
| Schwab US TIPS ETF | 808524870 | SHS | 253 | $15,592 | dollars, detected | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 769 | $15,365 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 450 | $14,841 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 100 | $14,802 | dollars, detected | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 320 | $13,910 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $13,614 | dollars, detected | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,516 | $13,523 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 300 | $13,350 | dollars, detected | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $13,244 | dollars, detected | |
| UDR INC COM | 902653104 | REIT | 400 | $13,044 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 99 | $12,524 | dollars, detected | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 236 | $12,496 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 401 | $11,641 | dollars, detected | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 450 | $11,376 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 60 | $11,296 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20 | $11,196 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 514 | $11,123 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 200 | $11,096 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 30 | $11,078 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 186 | $10,833 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 50 | $10,700 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 120 | $10,310 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 100 | $10,062 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 40 | $10,061 | dollars, detected | |
| Danaher Corporation | 235851102 | COM | 45 | $9,690 | dollars, detected | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 458 | $9,595 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 335 | $9,554 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 150 | $9,528 | dollars, detected | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 701 | $9,485 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 42 | $9,304 | dollars, detected | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 100 | $9,152 | dollars, detected | |
| Deere & Company | 244199105 | COM | 40 | $8,865 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 258 | $8,860 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 64 | $8,831 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 327 | $8,698 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 96 | $8,316 | dollars, detected | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 312 | $8,312 | dollars, detected | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 69 | $7,638 | dollars, detected | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 73 | $7,596 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 1,217 | $7,580 | dollars, detected | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 206 | $7,531 | dollars, detected | |
| DOW HLDGS INC COM | 260557103 | Stock | 157 | $7,387 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 300 | $7,266 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 200 | $7,246 | dollars, detected | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,000 | $6,030 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 501 | $5,912 | dollars, detected | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 224 | $5,849 | dollars, detected | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 738 | $5,712 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 71 | $5,669 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 200 | $5,482 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 31 | $5,470 | dollars, detected | |
| Southern Company | 842587107 | COM | 100 | $5,422 | dollars, detected | |
| NOVAVAX INC | 670002401 | COM NEW | 50 | $5,418 | dollars, detected | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 188 | $5,170 | dollars, detected | |
| TUCOWS INC | 898697206 | COM NEW | 75 | $5,168 | dollars, detected | |
| BLINK CHARGING CO | 09354A100 | COM | 500 | $5,155 | dollars, detected | |
| Vanguard Energy ETF | 92204A306 | SHS | 125 | $5,039 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 150 | $4,880 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 50 | $4,868 | dollars, detected | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 500 | $4,685 | dollars, detected | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 197 | $4,630 | dollars, detected | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $4,370 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 145 | $4,343 | dollars, detected | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 100 | $4,290 | dollars, detected | |
| ATLAS CORP | Y0436Q109 | COM | 459 | $4,103 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20 | $4,019 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 650 | $3,939 | dollars, detected | |
| Eaton Corp. Plc | G29183103 | COM | 37 | $3,775 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 125 | $3,699 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12 | $3,692 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 37 | $3,616 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 115 | $3,444 | dollars, detected | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31 | $3,438 | dollars, detected | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 1,840 | $3,312 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 70 | $3,238 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 24 | $3,038 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17 | $2,775 | dollars, detected | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 50 | $2,742 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40 | $2,623 | dollars, detected | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 581 | $2,615 | dollars, detected | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 157 | $2,614 | dollars, detected | |
| ECHOSTAR CORP | 278768106 | CL A | 105 | $2,613 | dollars, detected | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 100 | $2,575 | dollars, detected | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 90 | $2,514 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 254 | $2,405 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 17 | $2,293 | dollars, detected | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 171 | $2,233 | dollars, detected | |
| ROCKWELL MED INC | 774374102 | COM | 2,000 | $2,140 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 226 | $2,036 | dollars, detected | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 40 | $1,993 | dollars, detected | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 325 | $1,973 | dollars, detected | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 270 | $1,941 | dollars, detected | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 150 | $1,772 | dollars, detected | |
| CORTEVA INC COM | 22052L104 | Stock | 61 | $1,757 | dollars, detected | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20 | $1,652 | dollars, detected | |
| ENDO INTL PLC | G30401106 | SHS | 500 | $1,650 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 20 | $1,617 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 30 | $1,505 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 39 | $1,450 | dollars, detected | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 550 | $1,271 | dollars, detected | |
| THERAPEUTICSMD INC | 88338N107 | COM | 800 | $1,264 | dollars, detected | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 450 | $1,247 | dollars, detected | |
| LYFT INC | 55087P104 | CL A COM | 45 | $1,240 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 55 | $1,196 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 67 | $1,161 | dollars, detected | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 73 | $1,094 | dollars, detected | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 800 | $1,080 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 17 | $1,003 | dollars, detected | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 35 | $993 | dollars, detected | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 200 | $978 | dollars, detected | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 450 | $900 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 230 | $899 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 20 | $862 | dollars, detected | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 380 | $859 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 16 | $842 | dollars, detected | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 14 | $773 | dollars, detected | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 25 | $685 | dollars, detected | |
| VALLEY NATL BANCORP | 919794107 | COM | 100 | $685 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 10 | $681 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 100 | $666 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 120 | $643 | dollars, detected | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 650 | $592 | dollars, detected | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 150 | $555 | dollars, detected | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 450 | $545 | dollars, detected | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 250 | $518 | dollars, detected | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 1,700 | $497 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4 | $490 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 20 | $470 | dollars, detected | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 700 | $448 | dollars, detected | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 31 | $447 | dollars, detected | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 125 | $411 | dollars, detected | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $366 | dollars, detected | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 1,000 | $362 | dollars, detected | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 150 | $357 | dollars, detected | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 35 | $350 | dollars, detected | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 45 | $340 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3 | $325 | dollars, detected | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7 | $279 | dollars, detected | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10 | $263 | dollars, detected | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 8 | $260 | dollars, detected | |
| Cigna Corporation | 125523100 | COM | 1 | $169 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 4 | $95 | dollars, detected | |
| ENERPLUS CORP | 292766102 | COM | 28 | $52 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 5 | $50 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 62 | $10 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001832093-20-000001 | this filing | 2020-11-13 | acceptance time not in the bulk data set |