13F-HR filed by CATALYST PRIVATE WEALTH, LLC
CATALYST PRIVATE WEALTH, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-19, with 312 holding rows worth $102,972,000.
- Accession
- 0001831193-20-000001
- Filer
- CIK 1831193
- Filed
- 2020-11-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 313 entries on the cover page, a total value of $102,972,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,972,000 with VALUE read as thousands by filing date, 13F file number 028-20411. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLASSIAN CORP | G06242104 | CL A | 270,184 | $49,117,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 92,947 | $7,017,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 177,587 | $4,893,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 67,745 | $2,666,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,496 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 32,643 | $1,904,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 14,769 | $1,799,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,091 | $1,516,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 469 | $1,475,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,832 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,336 | $981,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 19,113 | $971,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,708 | $924,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,640 | $881,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,144 | $823,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,598 | $821,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 14,300 | $722,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 7,617 | $721,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,956 | $691,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,201 | $686,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,925 | $623,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 11,586 | $602,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 396 | $580,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,265 | $569,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,857 | $546,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,194 | $544,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 9,220 | $511,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,410 | $477,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 18,810 | $452,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,919 | $426,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,241 | $417,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 10,000 | $404,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 5,006 | $387,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 14,600 | $384,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,814 | $382,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,052 | $373,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,092 | $371,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 244 | $359,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 965 | $352,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,657 | $314,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 11,360 | $313,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 903 | $279,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,707 | $277,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,567 | $246,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,910 | $242,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 13,368 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,919 | $233,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,974 | $222,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 441 | $221,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,257 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,083 | $204,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,892 | $200,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,843 | $199,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,141 | $194,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,503 | $186,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,645 | $180,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,045 | $171,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,416 | $161,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 5,033 | $154,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,749 | $153,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 9,494 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,816 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,256 | $147,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 4,275 | $145,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 662 | $144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,413 | $136,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 5,000 | $135,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 681 | $134,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 6,500 | $132,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,586 | $130,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,581 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,200 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,500 | $124,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 2,097 | $123,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,226 | $116,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,000 | $112,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 966 | $111,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 2,650 | $111,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $108,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,328 | $108,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,000 | $104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,367 | $104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,378 | $103,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 1,700 | $96,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,750 | $94,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 250 | $92,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 4,706 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,205 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,000 | $88,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,870 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,000 | $82,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 2,011 | $79,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 518 | $77,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 270 | $75,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 2,703 | $75,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 234 | $73,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,683 | $72,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,322 | $70,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,770 | $65,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,017 | $64,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 338 | $63,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 407 | $61,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,387 | $61,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 690 | $59,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 294 | $59,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 5,503 | $59,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 560 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 499 | $54,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 108 | $53,000 | thousands by filing date | |
| IJH | 464287507 | COM | 285 | $53,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 336 | $53,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 515 | $53,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 5,705 | $53,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 980 | $51,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 621 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 539 | $50,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 719 | $49,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 161 | $45,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 262 | $44,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 259 | $43,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $43,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 485 | $42,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 395 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,000 | $40,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 300 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 820 | $39,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 119 | $39,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,437 | $38,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 135,000 | $38,000 | thousands by filing date | put |
| FS KKR CAP CORP II | 35952V303 | COM | 2,594 | $38,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 284 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 322 | $37,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,500 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 646 | $35,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 248 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 500 | $34,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 764 | $33,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,500 | $33,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 300 | $31,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,000 | $31,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 150 | $31,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 372 | $30,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 505 | $30,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 174 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 450 | $29,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 300 | $28,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 600 | $28,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 122 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 620 | $27,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 500 | $26,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 409 | $26,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 50 | $26,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 1,407 | $26,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 307 | $25,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 60 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 808 | $25,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 993 | $24,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 184 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 77 | $23,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 110 | $22,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 200 | $22,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 103 | $22,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 345 | $21,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 21 | $21,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 377 | $21,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 766 | $21,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 195 | $20,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 224 | $20,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 139 | $19,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 453 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 568 | $19,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,558 | $19,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 200 | $18,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 329 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 503 | $18,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 443 | $17,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 366 | $17,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 218 | $17,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 56 | $17,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 112 | $17,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 150 | $17,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 117 | $16,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 275 | $16,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 230 | $16,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 430 | $16,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 190 | $16,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 289 | $16,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 314 | $15,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 121 | $14,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 200 | $14,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 302 | $13,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 45 | $13,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 841 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 124 | $13,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 251 | $12,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 502 | $12,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 136 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 399 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 171 | $12,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 132 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25 | $11,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 117 | $11,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 85 | $11,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 90 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 96 | $11,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 250 | $11,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 6 | $10,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 171 | $10,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 164 | $10,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 356 | $10,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 42 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,777 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 80 | $10,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 254 | $9,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 239 | $9,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 174 | $9,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 305 | $9,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 138 | $8,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 30 | $8,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 303 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 217 | $8,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 224 | $8,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 245 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 388 | $8,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 103 | $7,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 50 | $7,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 80 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 286 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 223 | $7,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 162 | $6,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 205 | $6,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 70 | $6,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 102 | $6,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 213 | $6,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 500 | $6,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 34 | $5,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 36 | $5,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 75 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 72 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 423 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 217 | $5,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 393 | $5,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 131 | $4,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 18 | $4,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50 | $4,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 69 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 62 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 302 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 99 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 302 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 302 | $4,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 201 | $4,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 136 | $4,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 180 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 51 | $3,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 348 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 31 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 394 | $3,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 69 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 23 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 103 | $3,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 14 | $2,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8 | $2,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 23 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 34 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 26 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14 | $2,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 360 | $2,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 24 | $2,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 8 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2 | $2,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 68 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 69 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 588 | $2,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 140 | $2,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4 | $1,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18 | $1,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 40 | $1,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 26 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 20 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 19 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 9 | $1,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 24 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 18 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 36 | $1,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 6 | $1,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 209 | $1,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 210 | $1,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G863 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ServiceNow,Inc. | 81762P102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESMED INC COM | 761152107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTODESK INC COM | 052769106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001831193-20-000001 | this filing | 2020-11-19 | acceptance time not in the bulk data set |