13F-HR filed by CHIRON CAPITAL MANAGEMENT, LLC
CHIRON CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-19, with 516 holding rows worth $124,167,000.
- Accession
- 0001830922-20-000001
- Filer
- CIK 1830922
- Filed
- 2020-11-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 516 entries on the cover page, a total value of $124,167,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,167,000 with VALUE read as thousands by filing date, 13F file number 028-20413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bristol-Myers Squibb Company | 110122108 | COM | 784,079 | $47,272,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 128,718 | $8,134,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 253,251 | $6,096,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 114,977 | $3,444,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 77,126 | $2,831,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 44,510 | $2,599,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,052 | $1,958,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 65,017 | $1,947,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 31,330 | $1,688,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 27,777 | $1,667,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,929 | $1,601,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 481 | $1,515,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 42,404 | $1,456,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,785 | $1,249,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 20,400 | $1,134,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 14,900 | $1,071,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,219 | $974,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 61,250 | $967,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 29,600 | $952,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 25,985 | $945,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 24,900 | $900,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,907 | $893,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 31,696 | $888,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 28,100 | $774,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,595 | $756,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 9,900 | $720,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 41,000 | $716,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 12,578 | $698,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 44,400 | $691,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 12,400 | $641,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 26,388 | $571,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 101,460 | $550,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 38,246 | $541,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,878 | $539,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,677 | $533,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,402 | $531,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 15,358 | $516,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,085 | $510,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 201,470 | $508,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 700 | $488,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 13,800 | $473,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,992 | $445,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 180,034 | $405,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,600 | $404,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,000 | $380,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 41,178 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,678 | $363,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,200 | $342,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,900 | $320,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,395 | $316,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,725 | $312,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 45,845 | $286,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,200 | $286,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 665 | $285,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,700 | $281,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,068 | $280,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,100 | $279,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,291 | $275,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,903 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 13,778 | $264,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 18,280 | $262,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,971 | $256,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,959 | $255,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,870 | $232,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 906 | $228,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,372 | $226,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,222 | $224,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,647 | $217,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 62,400 | $215,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 146 | $214,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,926 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,800 | $200,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,400 | $197,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,398 | $189,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,800 | $187,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 605 | $178,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 571 | $176,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,942 | $170,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 45,341 | $159,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 720 | $158,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,115 | $156,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,400 | $153,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,700 | $153,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,950 | $148,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,407 | $147,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 3,100 | $146,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 9,700 | $143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,348 | $137,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 900 | $134,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,300 | $129,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,618 | $129,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,400 | $128,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 594 | $127,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 766 | $123,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,300 | $123,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,600 | $118,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,425 | $118,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 775 | $116,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,243 | $116,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 810 | $116,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,986 | $114,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,900 | $113,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,838 | $112,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,100 | $112,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,043 | $111,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 777 | $111,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 398 | $110,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,154 | $109,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,550 | $104,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,630 | $104,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,500 | $103,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,136 | $100,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 9,500 | $96,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 680 | $95,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 300 | $94,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 763 | $93,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 955 | $92,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 730 | $86,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 745 | $84,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,749 | $81,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $80,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 310 | $78,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 228 | $76,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,613 | $74,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,300 | $71,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,200 | $71,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $68,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 304 | $68,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 525 | $68,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $68,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,700 | $67,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,800 | $66,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,500 | $65,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 900 | $62,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,300 | $61,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 2,078 | $60,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 400 | $60,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,400 | $60,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 175 | $59,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,305 | $59,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 500 | $58,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 250 | $56,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 550 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 700 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 932 | $55,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 200 | $54,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 104 | $54,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 900 | $53,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 354 | $52,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 101 | $51,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 609 | $50,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 300 | $50,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,700 | $50,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,100 | $49,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 800 | $48,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 3,100 | $48,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,400 | $48,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,800 | $47,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,600 | $46,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,300 | $45,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 700 | $45,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 303 | $45,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 500 | $45,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 30 | $44,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 808 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,306 | $44,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 310 | $43,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 500 | $43,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,425 | $42,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,000 | $41,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 530 | $41,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $41,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,200 | $40,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 6,795 | $40,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 5,775 | $39,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 200 | $38,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 300 | $37,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,310 | $36,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,076 | $35,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 800 | $35,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 379 | $35,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,257 | $35,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,000 | $35,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,100 | $35,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100 | $34,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,500 | $34,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 3,800 | $34,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,000 | $34,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 200 | $33,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $33,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 332 | $33,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 766 | $33,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 337 | $32,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 500 | $32,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,120 | $32,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 400 | $32,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 749 | $30,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 173 | $29,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,400 | $29,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 59 | $28,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,731 | $28,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 230 | $27,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 300 | $27,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,000 | $27,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,000 | $27,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,200 | $26,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,640 | $26,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,000 | $26,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,000 | $26,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,062 | $25,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,400 | $25,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,400 | $25,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,000 | $24,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 600 | $24,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 620 | $24,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,600 | $24,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 543 | $24,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,900 | $23,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,000 | $23,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,585 | $23,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,818 | $23,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 245 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 800 | $21,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 430 | $21,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 800 | $20,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,000 | $20,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,700 | $19,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 500 | $19,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $19,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 313 | $19,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,500 | $19,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,000 | $19,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $19,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,000 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 400 | $18,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 74 | $18,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 350 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $18,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,500 | $17,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 329 | $17,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 400 | $17,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 276 | $16,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 100 | $16,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 200 | $16,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 229 | $16,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 700 | $16,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,000 | $16,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 500 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,300 | $16,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 410 | $15,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $15,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 690 | $15,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,985 | $15,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 353 | $14,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 100 | $14,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 565 | $14,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 120 | $13,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $13,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 300 | $13,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 900 | $13,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,525 | $13,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 200 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 67 | $12,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,024 | $12,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 200 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $12,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 700 | $12,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 124 | $12,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,400 | $12,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1,985 | $12,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 500 | $12,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 800 | $12,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 200 | $11,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20 | $11,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 87 | $11,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $11,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 200 | $11,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 119 | $11,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 150 | $11,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 171 | $11,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 663 | $11,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 70 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200 | $10,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 120 | $10,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 330 | $10,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 800 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 208 | $10,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 300 | $10,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,000 | $10,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,150 | $10,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 182 | $10,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 400 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 298 | $9,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 520 | $9,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 100 | $9,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200 | $9,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,600 | $9,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 400 | $9,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 800 | $9,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,805 | $9,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 500 | $9,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 1,020 | $9,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 750 | $9,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 825 | $9,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 356 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 66 | $8,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 600 | $8,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 282 | $8,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 400 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 500 | $8,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 200 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 200 | $8,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 450 | $8,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 800 | $8,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 708 | $7,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 100 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100 | $7,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $7,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 500 | $7,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 100 | $7,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 800 | $7,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,100 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 250 | $7,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 400 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,150 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 300 | $7,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1,800 | $7,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 246 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 200 | $7,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 200 | $7,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 690 | $7,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 400 | $7,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 600 | $7,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 56 | $6,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,100 | $6,000 | thousands by filing date | put |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 108 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450 | $6,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 100 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 400 | $6,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 100 | $6,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 119 | $6,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 50 | $6,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 120 | $6,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 150 | $6,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 29 | $6,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 500 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,000 | $6,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 7,075 | $6,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,500 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 45 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 234 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100 | $5,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 40 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,000 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 247 | $5,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 66 | $5,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100 | $5,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 43 | $5,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 200 | $5,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 200 | $5,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,382 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 400 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 100 | $5,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 500 | $5,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 400 | $5,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,070 | $5,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,200 | $5,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 1,100 | $5,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,201 | $5,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 2,000 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 31 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 94 | $4,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 100 | $4,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 22 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $4,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 251 | $4,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 100 | $4,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100 | $4,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $4,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 42 | $4,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 18 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 500 | $4,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 100 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50 | $4,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $4,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 500 | $4,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 13 | $4,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 225 | $4,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 142 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 162 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 100 | $4,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 500 | $4,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 100 | $4,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 4,500 | $4,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 26 | $4,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 240 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 375 | $4,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 21 | $3,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 27 | $3,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 21 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 42 | $3,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 6 | $3,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 19 | $3,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 100 | $3,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 25 | $3,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 24 | $3,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 366 | $3,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 11 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 166 | $3,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 34 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 52 | $3,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 300 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 675 | $3,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 25 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 44 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100 | $3,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 300 | $3,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 13 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 500 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50 | $3,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 558 | $3,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 5,300 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 500 | $3,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 200 | $2,000 | thousands by filing date | call |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 19 | $2,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 59 | $2,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 45 | $2,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 10 | $2,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 41 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 514 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 16 | $2,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 100 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 50 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 24 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200 | $2,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 100 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 71 | $2,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 9 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5 | $2,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 29 | $2,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 13 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 11 | $2,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 100 | $2,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 64 | $2,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 44 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 100 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19 | $1,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 100 | $1,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 25 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 34 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 83 | $1,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 34 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 18 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 44 | $1,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 30 | $1,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5 | $1,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 15 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 25 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 33 | $1,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 150 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 100 | $1,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 62 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 112 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 66 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 31 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 100 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 30 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20 | $1,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 600 | $1,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 500 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 6 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 172 | $1,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 15 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 155 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 1,304 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830922-20-000001 | this filing | 2020-11-19 | acceptance time not in the bulk data set |