13F-HR filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 2,269 holding rows worth $12,339,060,436.
- Accession
- 0001830819-24-000002
- Filer
- CIK 1830819
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 2,297 entries on the cover page, a total value of $12,339,060,436 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,339,060,436 with VALUE read as dollars as filed, 13F file number 028-20379. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 12,049 | $237,242 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 7,071 | $236,754 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F466 | FT VEST U.S | 10,685 | $235,245 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 18,474 | $234,983 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,715 | $234,562 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 15,993 | $234,301 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 7,875 | $234,046 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 33,652 | $233,881 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 9,653 | $231,769 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 61,604 | $231,630 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 2,948 | $231,359 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,439 | $230,984 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,868 | $230,943 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 6,607 | $230,915 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 5,656 | $229,805 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 4,499 | $229,712 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 6,437 | $229,358 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,368 | $228,925 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,097 | $228,627 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 5,051 | $228,512 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,007 | $228,491 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 10,058 | $227,909 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 7,939 | $226,989 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,538 | $226,883 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,603 | $225,915 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,676 | $225,825 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,964 | $225,687 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 8,471 | $225,667 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,013 | $225,635 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 14,992 | $224,730 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 7,385 | $224,486 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 8,957 | $224,373 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,799 | $223,967 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 2,548 | $223,905 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 8,186 | $223,560 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 3,402 | $223,138 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 9,575 | $222,236 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 19,357 | $221,640 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 24,065 | $221,400 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,537 | $221,347 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,879 | $221,254 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 5,726 | $221,082 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,432 | $220,891 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,643 | $220,181 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,715 | $219,871 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 17,954 | $219,758 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 6,409 | $219,500 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,918 | $219,398 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,954 | $219,337 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 3,165 | $218,842 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 2,912 | $218,822 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 10,918 | $218,797 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 1,769 | $218,652 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,384 | $218,483 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 9,413 | $218,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 12,127 | $217,804 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,856 | $217,738 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,936 | $217,580 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 12,119 | $217,051 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 6,999 | $216,621 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,609 | $216,274 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,838 | $216,235 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,915 | $216,004 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 16,410 | $215,624 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 3,877 | $215,548 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 5,440 | $215,478 | dollars as filed | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 7,458 | $215,065 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 7,755 | $214,346 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,700 | $214,268 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,556 | $214,157 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 10,338 | $214,102 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,711 | $213,355 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,996 | $213,295 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 27,729 | $213,238 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,900 | $213,108 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,910 | $212,816 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,325 | $212,426 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,715 | $211,832 | dollars as filed | |
| EA SERIES TRUST | 02072L581 | STRIVE 1000 DIV | 7,298 | $210,852 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,143 | $210,484 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 2,730 | $210,060 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 4,458 | $209,754 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 6,860 | $209,740 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 12,907 | $209,605 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 8,473 | $209,027 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,854 | $207,998 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 3,294 | $207,888 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 586 | $207,111 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 740 | $206,995 | dollars as filed | |
| TIDAL TR II | 88636J709 | VERIDIEN CLIMATE | 10,078 | $206,889 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 959 | $206,492 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,481 | $206,415 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 297 | $206,409 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 5,267 | $205,896 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,205 | $205,266 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 13,546 | $204,541 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,310 | $204,129 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,272 | $204,014 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 5,783 | $202,425 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 7,289 | $202,324 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 8,639 | $202,153 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,911 | $201,902 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,191 | $201,722 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 8,519 | $201,560 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,410 | $200,864 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,509 | $200,847 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 3,157 | $200,620 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 5,487 | $200,424 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 3,785 | $200,378 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 75,810 | $197,864 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 27,269 | $196,064 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 92,468 | $196,032 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 16,886 | $194,357 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 17,735 | $192,600 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,756 | $191,531 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 20,991 | $190,602 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 10,501 | $190,491 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 30,899 | $189,720 | dollars as filed | |
| AUTHID INC | 46264C305 | COM | 20,042 | $189,597 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 18,451 | $189,123 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 10,508 | $188,520 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 107,500 | $188,125 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,161 | $186,495 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 32,166 | $185,598 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 138,607 | $184,347 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 16,591 | $180,839 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 10,417 | $180,735 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 21,500 | $180,170 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,909 | $179,936 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 12,517 | $178,618 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 13,630 | $177,735 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 20,939 | $176,722 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 51,591 | $176,442 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,068 | $173,893 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 19,775 | $173,822 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,935 | $173,609 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 17,635 | $173,171 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 10,597 | $168,810 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,017 | $168,344 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 61,828 | $167,553 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 11,106 | $167,142 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,433 | $166,969 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 32,803 | $166,637 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,408 | $166,051 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,100 | $165,168 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 71,209 | $163,780 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 15,412 | $163,209 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 212,700 | $160,716 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 17,062 | $160,552 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,405 | $159,676 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,557 | $158,359 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 26,453 | $157,924 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 15,149 | $154,369 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,650 | $153,663 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 25,251 | $153,274 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 25,168 | $153,273 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,013 | $148,475 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,104 | $148,387 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 45,193 | $145,973 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 13,806 | $145,377 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 16,500 | $144,705 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 164,933 | $144,283 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,002 | $140,500 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,727 | $137,404 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,620 | $137,049 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 21,106 | $135,078 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 16,142 | $134,787 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 26,800 | $134,536 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 49,375 | $132,325 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 39,259 | $132,303 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 15,809 | $131,689 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,383 | $131,449 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 24,036 | $130,275 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 71,100 | $130,113 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,890 | $128,342 | dollars as filed | |
| NULL | 44967K302 | NULL | 56,385 | $124,611 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 17,294 | $124,344 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,090 | $123,564 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,504 | $122,267 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 57,489 | $120,152 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,342 | $117,500 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 15,905 | $115,788 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 37,759 | $112,145 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,877 | $109,748 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,736 | $109,185 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 19,980 | $109,091 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 17,675 | $108,171 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,431 | $107,650 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,355 | $107,645 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,876 | $105,583 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 16,590 | $103,190 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 11,545 | $102,751 | dollars as filed | |
| GERON CORP | 374163103 | COM | 47,964 | $101,204 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 26,232 | $99,421 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,665 | $98,406 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,469 | $97,758 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 39,175 | $93,627 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 27,026 | $89,997 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,643 | $89,887 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,679 | $89,186 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,450 | $80,649 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,383 | $78,135 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 15,072 | $77,470 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 50,282 | $75,926 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 16,343 | $75,748 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,100 | $70,700 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 16,960 | $70,213 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,173 | $67,684 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 20,787 | $64,024 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 88,000 | $60,500 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 29,091 | $57,599 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 49,282 | $56,181 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 72,423 | $54,788 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 15,764 | $53,440 | dollars as filed | |
| NULL | 032108854 | NULL | 12,473 | $53,260 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 50,000 | $52,233 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,074 | $50,310 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 13,964 | $49,991 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 33,987 | $49,281 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 10,000 | $48,800 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 10,622 | $47,373 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,069 | $46,492 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 25,275 | $46,254 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 24,000 | $45,840 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 10,000 | $45,400 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 18,423 | $45,136 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 17,578 | $44,121 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,181 | $44,082 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 23,813 | $41,673 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 14,290 | $40,441 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,275 | $39,662 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,802 | $39,319 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 44,066 | $38,337 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 147,121 | $37,840 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 60,500 | $36,451 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 30,604 | $36,113 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 81,500 | $36,080 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 25,000 | $34,250 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 11,535 | $33,567 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 18,882 | $31,911 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 21,631 | $30,283 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,000 | $30,030 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 13,817 | $28,808 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 24,615 | $25,107 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 11,505 | $23,240 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 11,500 | $20,470 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $19,800 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,535 | $18,548 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 17,167 | $18,540 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 16,825 | $18,339 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 11,000 | $17,820 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 16,749 | $16,749 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 16,000 | $14,800 | dollars as filed | |
| NEUBASE THERAPEUTICS INC | 64132K201 | COM NEW | 16,476 | $12,194 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,458 | $11,764 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E106 | COM CL A | 33,259 | $11,464 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 12,648 | $11,210 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 27,308 | $9,831 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 15,419 | $8,832 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 31,942 | $7,021 | dollars as filed | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 10,500 | $6,699 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 15,311 | $5,615 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,766 | $5,603 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W306 | COM | 10,190 | $5,472 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 35,750 | $5,198 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 16,909 | $4,183 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 57,637 | $3,458 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 15,001 | $3,426 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,500 | $3,185 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-24-000002 | this filing | 2024-02-14 | acceptance time not in the bulk data set |