13F-HR filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 2,105 holding rows worth $10,169,561,046.
- Accession
- 0001830819-23-000004
- Filer
- CIK 1830819
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 2,114 entries on the cover page, a total value of $10,169,561,046 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,169,561,046 with VALUE read as dollars as filed, 13F file number 028-20379. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,566 | $119,703 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 15,147 | $119,207 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,903 | $118,176 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,355 | $117,184 | dollars as filed | |
| GERON CORP | 374163103 | COM | 55,013 | $116,628 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 15,939 | $115,558 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,890 | $115,009 | dollars as filed | |
| NULL | 44967K302 | NULL | 56,385 | $113,255 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,645 | $110,856 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 12,888 | $109,548 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,845 | $108,450 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,449 | $108,193 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 31,151 | $108,094 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 16,748 | $106,852 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 25,250 | $106,555 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 56,132 | $105,528 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,530 | $102,962 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,592 | $98,785 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,876 | $98,373 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 12,302 | $98,293 | dollars as filed | |
| NULL | 032108854 | NULL | 19,881 | $95,822 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 42,200 | $95,794 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,413 | $95,332 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 13,533 | $94,190 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 18,453 | $93,188 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,197 | $92,550 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 13,650 | $91,455 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,179 | $90,288 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,068 | $87,475 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,496 | $86,565 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 56,451 | $80,160 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 49,282 | $78,851 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,822 | $78,214 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,072 | $76,416 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 27,026 | $76,213 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 12,299 | $75,885 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 67,350 | $75,432 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,221 | $75,181 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 14,776 | $72,993 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 147,310 | $72,182 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 76,265 | $68,341 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 21,710 | $63,393 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,414 | $62,988 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 31,453 | $62,906 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 91,642 | $62,720 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,467 | $58,156 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 23,631 | $56,242 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 34,050 | $56,183 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 10,598 | $56,169 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 69,371 | $54,304 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 15,804 | $53,418 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,251 | $51,192 | dollars as filed | |
| LIPOCINE INC NEW | 53630X203 | COM NEW | 16,703 | $49,775 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 13,672 | $49,629 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 23,965 | $49,608 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 21,000 | $49,560 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,695 | $48,307 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 23,667 | $47,807 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 40,000 | $46,800 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 10,000 | $46,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,908 | $44,941 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 11,341 | $44,910 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E106 | COM CL A | 33,259 | $44,900 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 48,493 | $44,614 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,802 | $44,612 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 23,648 | $42,566 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 24,000 | $42,480 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 15,290 | $41,589 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 25,000 | $41,250 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 23,300 | $39,377 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,943 | $38,702 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 12,439 | $38,063 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 12,300 | $31,980 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,000 | $30,660 | dollars as filed | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15,310 | $30,620 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,275 | $27,948 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,790 | $26,770 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 10,321 | $26,628 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 10,552 | $25,325 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 21,216 | $25,035 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,000 | $24,000 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 11,000 | $19,580 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 11,500 | $19,090 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 31,535 | $19,044 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 45,648 | $18,917 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 15,680 | $18,346 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 75,100 | $18,324 | dollars as filed | |
| NEUBASE THERAPEUTICS INC | 64132K201 | COM NEW | 17,976 | $15,636 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 85,750 | $15,015 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 17,387 | $13,927 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,842 | $13,794 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 21,000 | $13,230 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $13,000 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 44,400 | $12,889 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 14,643 | $11,678 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 12,648 | $10,914 | dollars as filed | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 10,500 | $10,353 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 12,919 | $9,741 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 15,311 | $9,044 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 28,950 | $7,643 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,752 | $6,875 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 16,909 | $3,755 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 15,002 | $3,447 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 11,063 | $2,344 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 12,600 | $2,318 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-23-000004 | this filing | 2023-11-13 | acceptance time not in the bulk data set |