13F-HR filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 2,101 holding rows worth $9,987,493,495.
- Accession
- 0001830819-23-000003
- Filer
- CIK 1830819
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 2,134 entries on the cover page, a total value of $9,987,493,495 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,987,493,495 with VALUE read as dollars as filed, 13F file number 028-20379. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,909 | $95,139 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,212 | $94,293 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,630 | $92,029 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 11,528 | $90,495 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 11,488 | $88,343 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 25,000 | $88,000 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 15,067 | $87,389 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 45,200 | $87,236 | dollars as filed | |
| NULL | 032108854 | NULL | 23,522 | $86,968 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 76,500 | $86,445 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 38,910 | $85,602 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,830 | $85,469 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,090 | $84,431 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 84,193 | $84,193 | dollars as filed | |
| LIPOCINE INC NEW | 53630X203 | COM NEW | 16,703 | $84,183 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 26,650 | $82,615 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 56,000 | $82,320 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,903 | $81,104 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 11,956 | $81,062 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 20,442 | $75,431 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 22,158 | $75,337 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 10,000 | $75,300 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 26,700 | $74,226 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,468 | $71,448 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,905 | $71,365 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 13,672 | $69,727 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,646 | $68,503 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 61,571 | $68,344 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,285 | $67,837 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 11,137 | $66,711 | dollars as filed | |
| AUTHID INC | 46264C206 | COM NEW | 73,045 | $65,010 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 25,418 | $64,562 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 104,265 | $63,602 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,914 | $61,664 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,020 | $61,022 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 30,118 | $59,332 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 14,824 | $59,296 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,695 | $58,014 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 47,893 | $56,993 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,143 | $56,829 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,639 | $55,642 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 23,071 | $54,909 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 99,450 | $54,698 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,633 | $52,465 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 24,000 | $52,320 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 11,502 | $52,219 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 29,225 | $52,021 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 50,000 | $50,608 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 23,667 | $50,411 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 21,642 | $49,777 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 10,000 | $48,300 | dollars as filed | |
| NEUBASE THERAPEUTICS INC | 64132K201 | COM NEW | 25,483 | $47,653 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 13,993 | $45,057 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,592 | $42,900 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,479 | $42,128 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,102 | $41,115 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 33,542 | $39,244 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 49,095 | $36,036 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 15,680 | $34,810 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 12,648 | $34,150 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 38,898 | $33,903 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,000 | $32,970 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,257 | $32,649 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,025 | $32,481 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 24,000 | $30,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 15,711 | $28,751 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 10,267 | $27,926 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 15,687 | $26,354 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 34,851 | $26,138 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,500 | $25,345 | dollars as filed | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15,310 | $25,108 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,535 | $24,827 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 63,910 | $24,791 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,000 | $23,228 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 11,500 | $23,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 22,000 | $21,791 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 75,100 | $21,719 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,842 | $21,137 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,298 | $21,014 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 11,000 | $20,900 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 15,000 | $18,150 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 21,000 | $17,430 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 14,359 | $16,800 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 31,950 | $16,614 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $16,200 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 10,965 | $16,119 | dollars as filed | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 10,500 | $15,015 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 16,000 | $14,850 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 12,262 | $14,101 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 30,799 | $12,012 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 12,920 | $9,432 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,658 | $9,376 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 16,909 | $9,007 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,358 | $6,607 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 17,476 | $6,466 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,351 | $5,227 | dollars as filed | |
| XOS INC | 98423B108 | COM | 20,114 | $4,377 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 61,545 | $2,699 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 11,056 | $2,379 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,532 | $2,191 | dollars as filed | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 12,200 | $1,204 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-23-000003 | this filing | 2023-08-11 | acceptance time not in the bulk data set |