13F-HR filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-01, with 2,099 holding rows worth $9,342,212,000.
- Accession
- 0001830819-22-000011
- Filer
- CIK 1830819
- Filed
- 2022-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 2,099 entries on the cover page, a total value of $9,342,212,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,342,212,000 with VALUE read as dollars, detected, 13F file number 028-20379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,795 | $79,000 | dollars, detected | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 76,296 | $79,000 | dollars, detected | |
| PLANET LABS PBC | 72703X106 | COM CL A | 14,419 | $78,000 | dollars, detected | |
| BGC PARTNERS INC | 05541T101 | CL A | 24,478 | $77,000 | dollars, detected | |
| VUZIX CORP | 92921W300 | COM NEW | 13,205 | $76,000 | dollars, detected | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 12,000 | $75,000 | dollars, detected | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,787 | $75,000 | dollars, detected | |
| GREENHILL & CO INC COM | 395259104 | Stock | 12,167 | $72,000 | dollars, detected | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 24,330 | $72,000 | dollars, detected | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 17,426 | $71,000 | dollars, detected | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,581 | $70,000 | dollars, detected | |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,001 | $69,000 | dollars, detected | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,988 | $68,000 | dollars, detected | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 12,100 | $68,000 | dollars, detected | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 12,241 | $67,000 | dollars, detected | |
| APPHARVEST INC | 03783T103 | COM | 32,708 | $64,000 | dollars, detected | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 49,961 | $62,000 | dollars, detected | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,115 | $59,000 | dollars, detected | |
| SABRE CORP COM | 78573M104 | Stock | 11,453 | $59,000 | dollars, detected | |
| KINROSS GOLD CORP | 496902404 | COM | 14,845 | $56,000 | dollars, detected | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 12,955 | $56,000 | dollars, detected | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 33,000 | $56,000 | dollars, detected | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,388 | $55,000 | dollars, detected | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,357 | $55,000 | dollars, detected | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 20,500 | $54,000 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,568 | $53,000 | dollars, detected | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 48,662 | $53,000 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,075 | $52,000 | dollars, detected | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 25,837 | $52,000 | dollars, detected | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 15,311 | $51,000 | dollars, detected | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,023 | $50,000 | dollars, detected | |
| VAXART INC NEW | 92243A200 | COM | 21,336 | $47,000 | dollars, detected | |
| PLAYBOY INC | 72814P109 | COM | 11,554 | $47,000 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,890 | $46,000 | dollars, detected | |
| BIONANO GENOMICS INC | 09075F107 | COM | 24,800 | $45,000 | dollars, detected | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 22,859 | $44,000 | dollars, detected | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,335 | $43,000 | dollars, detected | |
| DERMTECH INC | 24984K105 | COM | 10,513 | $42,000 | dollars, detected | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,315 | $40,000 | dollars, detected | |
| FUBOTV INC | 35953D104 | COM | 11,334 | $40,000 | dollars, detected | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 12,500 | $39,000 | dollars, detected | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 61,800 | $38,000 | dollars, detected | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,710 | $37,000 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,270 | $37,000 | dollars, detected | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,520 | $36,000 | dollars, detected | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 23,000 | $34,000 | dollars, detected | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,827 | $33,000 | dollars, detected | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 11,209 | $32,000 | dollars, detected | |
| REKOR SYSTEMS INC | 759419104 | COM | 31,026 | $31,000 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 15,676 | $30,000 | dollars, detected | |
| ACCURAY INC DEL | 004397105 | COM | 14,470 | $30,000 | dollars, detected | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 14,994 | $30,000 | dollars, detected | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 15,000 | $29,000 | dollars, detected | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,004 | $29,000 | dollars, detected | |
| Inflarx Nv | N44821101 | COM | 11,000 | $29,000 | dollars, detected | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,000 | $29,000 | dollars, detected | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,312 | $29,000 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15,372 | $29,000 | dollars, detected | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,598 | $28,000 | dollars, detected | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,942 | $28,000 | dollars, detected | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,093 | $27,000 | dollars, detected | |
| ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF | 00768Y354 | ETF | 12,930 | $27,000 | dollars, detected | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 20,814 | $27,000 | dollars, detected | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,000 | $26,000 | dollars, detected | |
| PAYSAFE LIMITED | G6964L107 | ORD | 18,723 | $26,000 | dollars, detected | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,174 | $25,000 | dollars, detected | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,500 | $25,000 | dollars, detected | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,031 | $25,000 | dollars, detected | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,269 | $24,000 | dollars, detected | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 11,827 | $22,000 | dollars, detected | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,843 | $22,000 | dollars, detected | |
| SRAX INC | 78472M106 | CL A | 11,600 | $20,000 | dollars, detected | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 21,799 | $19,000 | dollars, detected | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,007 | $15,000 | dollars, detected | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,355 | $15,000 | dollars, detected | |
| TITAN MED INC | 88830X819 | COM | 31,295 | $14,000 | dollars, detected | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 25,400 | $13,000 | dollars, detected | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 12,600 | $13,000 | dollars, detected | |
| LIVEONE INC | 53814X102 | COM | 16,000 | $11,000 | dollars, detected | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 23,303 | $11,000 | dollars, detected | |
| MONEYLION INC | 60938K106 | COM | 11,450 | $10,000 | dollars, detected | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 11,500 | $10,000 | dollars, detected | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 20,030 | $10,000 | dollars, detected | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 33,800 | $9,000 | dollars, detected | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 11,000 | $8,000 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 128,878 | $8,000 | dollars, detected | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $7,000 | dollars, detected | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,000 | $7,000 | dollars, detected | |
| DURECT CORP | 266605104 | COM | 11,374 | $7,000 | dollars, detected | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 30,000 | $6,000 | dollars, detected | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,532 | $5,000 | dollars, detected | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 14,467 | $5,000 | dollars, detected | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,343 | $5,000 | dollars, detected | |
| ELECTROCORE INC | 28531P103 | COM | 13,542 | $5,000 | dollars, detected | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 10,200 | $5,000 | dollars, detected | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 20,000 | $5,000 | dollars, detected | |
| KALA BIO INC COM | 483119103 | Stock | 12,100 | $3,000 | dollars, detected | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,250 | $3,000 | dollars, detected | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 25,000 | $2,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-22-000011 | this filing | 2022-11-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001830819-22-000012 | base | 2022-11-01 | acceptance time not in the bulk data set |