13F-HR/A filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2022-07-25, with 2,107 holding rows worth $10,000,759,000.
- Accession
- 0001830819-22-000006
- Filer
- CIK 1830819
- Filed
- 2022-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 2,107 entries on the cover page, a total value of $10,000,759,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,000,759,000 with VALUE read as thousands by filing date, 13F file number 028-20379. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 21,990 | $168,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,468 | $165,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 19,007 | $164,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,336 | $164,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,486 | $162,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20,404 | $162,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 30,799 | $162,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,533 | $160,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 22,030 | $159,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,260 | $158,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,611 | $158,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 20,023 | $155,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 17,912 | $154,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,838 | $153,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 14,948 | $153,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 140,000 | $153,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 20,206 | $152,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 14,400 | $152,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,386 | $152,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,508 | $151,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,725 | $149,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 38,333 | $145,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 26,884 | $144,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,477 | $144,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,111 | $142,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 37,865 | $141,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 37,615 | $136,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,050 | $135,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,064 | $134,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 17,083 | $134,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 20,497 | $134,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 15,000 | $133,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,000 | $132,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 14,531 | $132,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 13,671 | $128,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,388 | $127,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,207 | $127,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 16,446 | $124,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 15,980 | $123,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 49,028 | $121,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,202 | $119,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,106 | $118,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,876 | $118,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,325 | $115,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,716 | $115,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 10,685 | $114,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 24,683 | $112,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,597 | $111,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 30,076 | $110,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 23,000 | $108,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,429 | $107,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 13,265 | $101,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,052 | $100,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 12,540 | $100,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,612 | $99,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 18,793 | $99,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,000 | $98,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 52,711 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 10,206 | $97,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 105,000 | $95,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 17,594 | $93,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,488 | $93,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 13,605 | $92,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,500 | $88,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 37,307 | $88,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,366 | $84,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,553 | $83,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,958 | $83,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 15,100 | $83,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,290 | $81,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 18,729 | $80,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,196 | $79,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,567 | $77,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,308 | $74,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,286 | $74,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 22,077 | $71,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 30,500 | $68,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,460 | $62,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,600 | $62,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,967 | $60,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,354 | $57,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,840 | $57,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 19,500 | $53,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,121 | $49,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 23,334 | $45,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 20,000 | $44,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,372 | $43,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,264 | $41,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 30,585 | $41,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,659 | $40,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 25,000 | $40,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,335 | $38,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,500 | $34,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 22,500 | $34,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 15,804 | $33,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 29,424 | $31,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 30,000 | $31,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 14,700 | $27,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,000 | $26,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,532 | $24,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 23,590 | $24,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 18,400 | $24,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,643 | $23,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 31,014 | $23,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,950 | $22,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 10,835 | $15,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 13,542 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-21-000004 | superseded | 2021-10-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001830819-22-000006 | this filing | 2022-07-25 | acceptance time not in the bulk data set |