13F-HR filed by Kestra Advisory Services, LLC
Kestra Advisory Services, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-20, with 1,845 holding rows worth $8,625,829,000.
- Accession
- 0001830819-21-000001
- Filer
- CIK 1830819
- Filed
- 2021-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,845 entries on the cover page, a total value of $8,625,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,625,829,000 with VALUE read as dollars, detected, 13F file number 028-20379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 9,439 | $284,000 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,626 | $283,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 10,115 | $283,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,635 | $282,000 | dollars, detected | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,569 | $282,000 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 17,054 | $282,000 | dollars, detected | |
| FLIR SYS INC | 302445101 | COM | 6,418 | $281,000 | dollars, detected | |
| ASHLAND INC | 044186104 | COM | 3,522 | $279,000 | dollars, detected | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,794 | $279,000 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 5,161 | $279,000 | dollars, detected | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 10,366 | $279,000 | dollars, detected | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 9,320 | $278,000 | dollars, detected | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,037 | $278,000 | dollars, detected | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,024 | $277,000 | dollars, detected | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,568 | $276,000 | dollars, detected | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,775 | $275,000 | dollars, detected | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 11,325 | $275,000 | dollars, detected | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,677 | $274,000 | dollars, detected | |
| VONTIER CORPORATION | 928881101 | COM | 8,352 | $274,000 | dollars, detected | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 7,748 | $272,000 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8,487 | $271,000 | dollars, detected | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,281 | $270,000 | dollars, detected | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 6,266 | $270,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,791 | $270,000 | dollars, detected | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,704 | $269,000 | dollars, detected | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,786 | $269,000 | dollars, detected | |
| ZYNGA INC. | 98986T108 | CL A | 27,640 | $269,000 | dollars, detected | |
| DURECT CORP | 266605104 | COM | 125,155 | $268,000 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 47,039 | $267,000 | dollars, detected | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,803 | $265,000 | dollars, detected | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 234 | $265,000 | dollars, detected | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,959 | $264,000 | dollars, detected | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,072 | $264,000 | dollars, detected | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 13,238 | $264,000 | dollars, detected | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,271 | $263,000 | dollars, detected | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,459 | $263,000 | dollars, detected | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,905 | $262,000 | dollars, detected | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,202 | $261,000 | dollars, detected | |
| KNOWLES CORP COM | 49926D109 | Stock | 14,280 | $261,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,690 | $260,000 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,414 | $260,000 | dollars, detected | |
| TCW CONV SECS FD INC | 872340104 | COM | 46,520 | $260,000 | dollars, detected | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,658 | $259,000 | dollars, detected | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 15,010 | $258,000 | dollars, detected | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,818 | $257,000 | dollars, detected | |
| CALAMOS DY COM NPV | 12811V105 | COM | 9,081 | $257,000 | dollars, detected | |
| TELOS CORP MD | 87969B101 | COM | 8,025 | $257,000 | dollars, detected | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 9,320 | $257,000 | dollars, detected | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,419 | $256,000 | dollars, detected | |
| TERADYNE INC COM | 880770102 | Stock | 2,132 | $256,000 | dollars, detected | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,936 | $256,000 | dollars, detected | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,971 | $256,000 | dollars, detected | |
| SAP SE SPON ADR | 803054204 | ADR | 1,953 | $255,000 | dollars, detected | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 21,631 | $255,000 | dollars, detected | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,905 | $255,000 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,667 | $255,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,710 | $254,000 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,655 | $254,000 | dollars, detected | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,919 | $254,000 | dollars, detected | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 3,760 | $254,000 | dollars, detected | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 22,877 | $253,000 | dollars, detected | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,223 | $253,000 | dollars, detected | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2,567 | $252,000 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 8,956 | $252,000 | dollars, detected | |
| ISHARES TR | 46435U697 | IBONDS DEC | 9,292 | $252,000 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 17,053 | $251,000 | dollars, detected | |
| NUVEEN NY | 670706100 | COM | 16,973 | $251,000 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 8,714 | $250,000 | dollars, detected | |
| STANDEX INTL CORP | 854231107 | COM | 3,257 | $250,000 | dollars, detected | |
| INVITAE CORP | 46185L103 | COM | 5,667 | $250,000 | dollars, detected | |
| AVALARA INC | 05338G106 | COM | 1,464 | $250,000 | dollars, detected | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 10,589 | $250,000 | dollars, detected | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 20,255 | $250,000 | dollars, detected | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 14,717 | $249,000 | dollars, detected | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,000 | $249,000 | dollars, detected | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,345 | $248,000 | dollars, detected | |
| SEAGEN INC | 81181C104 | COM | 1,352 | $248,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,530 | $247,000 | dollars, detected | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,118 | $247,000 | dollars, detected | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 11,889 | $246,000 | dollars, detected | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 6,522 | $246,000 | dollars, detected | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 6,345 | $246,000 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 20,540 | $245,000 | dollars, detected | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,529 | $245,000 | dollars, detected | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 869 | $244,000 | dollars, detected | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 8,604 | $244,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,219 | $244,000 | dollars, detected | |
| AMERICAN WELL CORP | 03044L105 | CL A | 9,062 | $244,000 | dollars, detected | |
| HUBSPOTINC | 443573100 | STOK | 614 | $243,000 | dollars, detected | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 40,324 | $243,000 | dollars, detected | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,412 | $243,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,992 | $243,000 | dollars, detected | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,016 | $243,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,054 | $243,000 | dollars, detected | |
| HASBRO INC COM | 418056107 | Stock | 2,573 | $242,000 | dollars, detected | |
| SONOS INC | 83570H108 | COM | 10,319 | $242,000 | dollars, detected | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 8,336 | $242,000 | dollars, detected | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,040 | $241,000 | dollars, detected | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 9,858 | $241,000 | dollars, detected | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,084 | $240,000 | dollars, detected | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,053 | $239,000 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 21,077 | $239,000 | dollars, detected | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,267 | $238,000 | dollars, detected | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,300 | $238,000 | dollars, detected | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 8,761 | $238,000 | dollars, detected | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,210 | $238,000 | dollars, detected | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,000 | $238,000 | dollars, detected | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,309 | $238,000 | dollars, detected | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 35,700 | $238,000 | dollars, detected | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,821 | $237,000 | dollars, detected | |
| WEBSTER FINL CORP | 947890109 | COM | 5,627 | $237,000 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 53,639 | $237,000 | dollars, detected | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 6,475 | $236,000 | dollars, detected | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,089 | $236,000 | dollars, detected | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,257 | $235,000 | dollars, detected | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,529 | $235,000 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 60,083 | $234,000 | dollars, detected | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,626 | $234,000 | dollars, detected | |
| GARTNERINC | 366651107 | STOK | 1,468 | $233,000 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,651 | $233,000 | dollars, detected | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,550 | $233,000 | dollars, detected | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,271 | $232,000 | dollars, detected | |
| NETAPP INC COM | 64110D104 | Stock | 3,547 | $232,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,179 | $232,000 | dollars, detected | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 27,159 | $232,000 | dollars, detected | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 12,730 | $231,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,809 | $231,000 | dollars, detected | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,317 | $230,000 | dollars, detected | |
| GENTEX CORP COM | 371901109 | Stock | 6,757 | $230,000 | dollars, detected | |
| AECOM COM | 00766T100 | Stock | 4,623 | $229,000 | dollars, detected | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,709 | $229,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,808 | $229,000 | dollars, detected | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,117 | $228,000 | dollars, detected | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 13,195 | $228,000 | dollars, detected | |
| INVESCO SR INCOME TR | 46131H107 | COM | 57,958 | $228,000 | dollars, detected | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 5,037 | $228,000 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 18,516 | $228,000 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,606 | $227,000 | dollars, detected | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 10,975 | $227,000 | dollars, detected | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,466 | $226,000 | dollars, detected | |
| AMCOR PLC | G0250X107 | ORD | 19,139 | $225,000 | dollars, detected | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,069 | $225,000 | dollars, detected | |
| BANK HAWAII CORP | 062540109 | COM | 2,926 | $225,000 | dollars, detected | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,621 | $225,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,597 | $224,000 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 27,583 | $224,000 | dollars, detected | |
| FIREEYE INC | 31816Q101 | COM | 9,726 | $224,000 | dollars, detected | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 18,902 | $224,000 | dollars, detected | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,811 | $223,000 | dollars, detected | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,555 | $223,000 | dollars, detected | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 7,504 | $222,000 | dollars, detected | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,595 | $222,000 | dollars, detected | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,373 | $221,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,663 | $221,000 | dollars, detected | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 21,799 | $221,000 | dollars, detected | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 15,728 | $221,000 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,234 | $220,000 | dollars, detected | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,287 | $220,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 5,635 | $218,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 49,040 | $218,000 | dollars, detected | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,019 | $217,000 | dollars, detected | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,486 | $217,000 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,837 | $216,000 | dollars, detected | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,018 | $216,000 | dollars, detected | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,477 | $216,000 | dollars, detected | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,834 | $216,000 | dollars, detected | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,294 | $216,000 | dollars, detected | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 4,300 | $216,000 | dollars, detected | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 551 | $215,000 | dollars, detected | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,873 | $215,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 7,670 | $215,000 | dollars, detected | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,897 | $214,000 | dollars, detected | |
| WOODWARD INC COM | 980745103 | Stock | 1,745 | $213,000 | dollars, detected | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,086 | $213,000 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,121 | $213,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,775 | $213,000 | dollars, detected | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 7,336 | $213,000 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,823 | $213,000 | dollars, detected | |
| DORMAN PRODS INC | 258278100 | COM | 2,400 | $212,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,667 | $212,000 | dollars, detected | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,266 | $212,000 | dollars, detected | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,033 | $211,000 | dollars, detected | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,312 | $211,000 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,887 | $211,000 | dollars, detected | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,148 | $211,000 | dollars, detected | |
| EQUIFAX INC COM | 294429105 | Stock | 1,100 | $210,000 | dollars, detected | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,530 | $210,000 | dollars, detected | |
| GOPRO INC | 38268T103 | CL A | 25,383 | $210,000 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,642 | $210,000 | dollars, detected | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,561 | $209,000 | dollars, detected | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,853 | $209,000 | dollars, detected | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,819 | $209,000 | dollars, detected | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,263 | $209,000 | dollars, detected | |
| ZENDESK INC | 98936J101 | COM | 1,470 | $208,000 | dollars, detected | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,508 | $208,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,571 | $208,000 | dollars, detected | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,709 | $208,000 | dollars, detected | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,780 | $207,000 | dollars, detected | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,372 | $207,000 | dollars, detected | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 11,654 | $207,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,389 | $207,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,896 | $207,000 | dollars, detected | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,115 | $206,000 | dollars, detected | |
| CDW CORP COM | 12514G108 | Stock | 1,587 | $206,000 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,650 | $206,000 | dollars, detected | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,164 | $206,000 | dollars, detected | |
| MDU RES GROUP INC | 552690109 | COM | 7,965 | $206,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 2,906 | $206,000 | dollars, detected | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,276 | $205,000 | dollars, detected | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 5,169 | $205,000 | dollars, detected | |
| BOX INC CL A | 10316T104 | Stock | 11,158 | $204,000 | dollars, detected | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,574 | $204,000 | dollars, detected | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,652 | $204,000 | dollars, detected | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 7,588 | $204,000 | dollars, detected | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,651 | $203,000 | dollars, detected | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,699 | $203,000 | dollars, detected | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,601 | $203,000 | dollars, detected | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 5,847 | $203,000 | dollars, detected | |
| COMERICAINC | 200340107 | COM | 3,618 | $202,000 | dollars, detected | |
| AUTONATION INC COM | 05329W102 | Stock | 2,895 | $202,000 | dollars, detected | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,118 | $202,000 | dollars, detected | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,473 | $201,000 | dollars, detected | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 5,857 | $200,000 | dollars, detected | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,517 | $199,000 | dollars, detected | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,004 | $197,000 | dollars, detected | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,495 | $196,000 | dollars, detected | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 19,936 | $196,000 | dollars, detected | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,842 | $192,000 | dollars, detected | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 19,694 | $192,000 | dollars, detected | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 12,817 | $191,000 | dollars, detected | |
| NEW MTN FIN CORP | 647551100 | COM | 16,581 | $188,000 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33,497 | $184,000 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 11,998 | $180,000 | dollars, detected | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,679 | $180,000 | dollars, detected | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 14,423 | $178,000 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,352 | $177,000 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,625 | $176,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,382 | $175,000 | dollars, detected | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,093 | $173,000 | dollars, detected | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,311 | $171,000 | dollars, detected | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 18,784 | $170,000 | dollars, detected | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 16,421 | $167,000 | dollars, detected | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,765 | $166,000 | dollars, detected | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,936 | $165,000 | dollars, detected | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 17,000 | $165,000 | dollars, detected | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,500 | $163,000 | dollars, detected | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,081 | $160,000 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 39,411 | $159,000 | dollars, detected | |
| FITBIT INC | 33812L102 | CL A | 23,044 | $157,000 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,548 | $156,000 | dollars, detected | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,570 | $153,000 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,745 | $152,000 | dollars, detected | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,163 | $150,000 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,997 | $149,000 | dollars, detected | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,900 | $148,000 | dollars, detected | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,397 | $148,000 | dollars, detected | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,246 | $146,000 | dollars, detected | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 16,381 | $145,000 | dollars, detected | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 16,153 | $141,000 | dollars, detected | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 13,500 | $141,000 | dollars, detected | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,252 | $138,000 | dollars, detected | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 20,198 | $136,000 | dollars, detected | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 19,767 | $135,000 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,356 | $132,000 | dollars, detected | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,085 | $131,000 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 15,824 | $128,000 | dollars, detected | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,412 | $126,000 | dollars, detected | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 42,198 | $126,000 | dollars, detected | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,196 | $121,000 | dollars, detected | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,483 | $121,000 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 52,567 | $120,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,748 | $118,000 | dollars, detected | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,533 | $116,000 | dollars, detected | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,220 | $114,000 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,042 | $110,000 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,538 | $110,000 | dollars, detected | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,277 | $110,000 | dollars, detected | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,757 | $108,000 | dollars, detected | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 10,540 | $108,000 | dollars, detected | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 10,611 | $104,000 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,708 | $103,000 | dollars, detected | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 22,934 | $103,000 | dollars, detected | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 20,000 | $102,000 | dollars, detected | |
| TELLURIAN INC NEW | 87968A104 | COM | 75,641 | $101,000 | dollars, detected | |
| BGC PARTNERS INC | 05541T101 | CL A | 25,614 | $100,000 | dollars, detected | |
| GREENLANE HLDGS INC | 395330103 | CL A | 24,350 | $100,000 | dollars, detected | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,173 | $99,000 | dollars, detected | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,721 | $97,000 | dollars, detected | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,000 | $91,000 | dollars, detected | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,357 | $90,000 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,916 | $85,000 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,226 | $84,000 | dollars, detected | |
| ENERPLUS CORP | 292766102 | COM | 26,232 | $84,000 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,984 | $82,000 | dollars, detected | |
| NEWAGE INC | 650194103 | COMMON STOCK | 29,761 | $82,000 | dollars, detected | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 20,198 | $79,000 | dollars, detected | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,107 | $78,000 | dollars, detected | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,000 | $75,000 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,605 | $73,000 | dollars, detected | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,675 | $72,000 | dollars, detected | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,600 | $72,000 | dollars, detected | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 12,200 | $70,000 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 47,350 | $70,000 | dollars, detected | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,800 | $69,000 | dollars, detected | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 18,129 | $69,000 | dollars, detected | |
| KALA BIO INC COM | 483119103 | Stock | 10,000 | $69,000 | dollars, detected | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,017 | $67,000 | dollars, detected | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,500 | $61,000 | dollars, detected | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,100 | $61,000 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,495 | $58,000 | dollars, detected | |
| ANTARES PHARMA INC | 036642106 | COM | 14,250 | $57,000 | dollars, detected | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,107 | $55,000 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,828 | $55,000 | dollars, detected | |
| PAVMED INC | 70387R106 | COM | 25,000 | $53,000 | dollars, detected | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,069 | $51,000 | dollars, detected | |
| SRAX INC | 78472M106 | CL A | 18,170 | $50,000 | dollars, detected | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,000 | $49,000 | dollars, detected | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,000 | $47,000 | dollars, detected | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,387 | $45,000 | dollars, detected | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 16,500 | $45,000 | dollars, detected | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $42,000 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 40,063 | $40,000 | dollars, detected | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,307 | $38,000 | dollars, detected | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,436 | $37,000 | dollars, detected | |
| TITAN MED INC | 88830X819 | COM | 21,827 | $37,000 | dollars, detected | |
| ROCKWELL MED INC | 774374102 | COM | 36,950 | $37,000 | dollars, detected | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 21,334 | $37,000 | dollars, detected | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,543 | $36,000 | dollars, detected | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 27,740 | $36,000 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15,791 | $35,000 | dollars, detected | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,776 | $33,000 | dollars, detected | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 30,000 | $33,000 | dollars, detected | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 19,202 | $32,000 | dollars, detected | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,144 | $32,000 | dollars, detected | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,532 | $29,000 | dollars, detected | |
| NOVAN INC | 66988N106 | COM | 26,969 | $28,000 | dollars, detected | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,000 | $27,000 | dollars, detected | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 11,500 | $25,000 | dollars, detected | |
| VEON LTD | 91822M106 | SPONSORED ADR | 15,804 | $24,000 | dollars, detected | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 32,200 | $23,000 | dollars, detected | |
| ELECTROCORE INC | 28531P103 | COM | 14,542 | $21,000 | dollars, detected | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,489 | $20,000 | dollars, detected | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,800 | $16,000 | dollars, detected | |
| DENISON MINES CORP | 248356107 | COM | 10,100 | $7,000 | dollars, detected | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,901 | $4,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001830819-21-000001 | this filing | 2021-01-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001649451-22-000014 | base | 2022-07-28 | acceptance time not in the bulk data set |