13F-HR filed by Rockbridge Investment Management, LCC
Rockbridge Investment Management, LCC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 763 holding rows worth $604,913,000 by the sum of the rows.
- Accession
- 0001821984-21-000005
- Filer
- CIK 1821984
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 763 entries on the cover page, a total value of $8,854,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $604,913,000 with VALUE read as thousands by filing date, 13F file number 028-20345. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $8,854,492,000, 1364% more than the sum of the rows, $604,913,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 152 | $12,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 410 | $12,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 858 | $12,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 107 | $11,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 67 | $11,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 260 | $11,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 600 | $11,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 322 | $11,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 531 | $11,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 149 | $11,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 300 | $11,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 164 | $11,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 177 | $11,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 28 | $11,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 434 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 321 | $11,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 210 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 400 | $11,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 165 | $10,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 166 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 116 | $10,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 63 | $10,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 101 | $10,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 69 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 186 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 195 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 50 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 80 | $9,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 35 | $9,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 73 | $9,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 105 | $9,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 77 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 275 | $9,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 108 | $9,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 679 | $9,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 325 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 55 | $9,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 617 | $9,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 30 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 60 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 23 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 179 | $9,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 222 | $9,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 6,000 | $9,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 47 | $8,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 22 | $8,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 146 | $8,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 20 | $8,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75 | $8,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 40 | $8,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 59 | $8,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 125 | $8,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 30 | $8,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 275 | $8,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 20 | $8,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 100 | $8,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 64 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 100 | $8,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 137 | $8,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 60 | $8,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 620 | $8,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 905 | $8,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 1,000 | $8,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 683 | $8,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 46 | $7,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 52 | $7,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 34 | $7,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100 | $7,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 56 | $7,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 46 | $7,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 101 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 300 | $7,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 30 | $7,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 206 | $7,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 240 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 397 | $7,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 2,282 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 300 | $6,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 25 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 800 | $6,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 20 | $6,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 70 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 279 | $6,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 50 | $6,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 67 | $6,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 35 | $6,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 108 | $6,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 210 | $6,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 37 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 69 | $6,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 175 | $6,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 51 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 93 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 60 | $6,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 164 | $6,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 154 | $6,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 272 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 125 | $6,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 208 | $6,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 142 | $6,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 37 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 55 | $6,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 100 | $6,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,000 | $6,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 17 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 162 | $5,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 196 | $5,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 28 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 75 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 497 | $5,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 30 | $5,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 88 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 52 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 157 | $5,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 372 | $5,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 25 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 117 | $5,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 231 | $5,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9 | $5,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 71 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 50 | $4,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 13 | $4,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $4,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 23 | $4,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 24 | $4,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 23 | $4,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 100 | $4,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 200 | $4,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 122 | $4,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 750 | $4,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 80 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 257 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,100 | $4,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 464 | $4,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317102 | CLASS A ORD SHS | 410 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 62 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 9 | $3,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 71 | $3,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 122 | $3,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 58 | $3,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 40 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 97 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 79 | $3,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 69 | $3,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 59 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 36 | $3,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 80 | $3,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 65 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 105 | $3,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 103 | $3,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 49 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $3,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 132 | $3,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 58 | $3,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 38 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 59 | $3,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 700 | $3,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 125 | $3,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 50 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,093 | $3,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13 | $2,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 36 | $2,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10 | $2,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 13 | $2,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 89 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 19 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40 | $2,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 30 | $2,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 58 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 103 | $2,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 34 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 51 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 24 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 19 | $2,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 50 | $2,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 517 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 60 | $2,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 75 | $2,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 16 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 32 | $2,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 23 | $2,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 20 | $2,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 60 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 37 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 35 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 300 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 44 | $2,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 50 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 131 | $2,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 17 | $1,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20 | $1,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 20 | $1,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 22 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 49 | $1,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 27 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 61 | $1,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 100 | $1,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5 | $1,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 45 | $1,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 38 | $1,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 20 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 20 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 40 | $1,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 20 | $1,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 20 | $1,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 24 | $1,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 185 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 22 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 50 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 19 | $1,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 9 | $1,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 14 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 142 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 33 | $1,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 23 | $1,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 50 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 32 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 14 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 50 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTIV PLC | G6095L109 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXA RES S A | L67359106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001821984-21-000005 | this filing | 2021-11-12 | acceptance time not in the bulk data set |