Skip to content

13F-HR filed by Rockbridge Investment Management, LCC

Rockbridge Investment Management, LCC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-03-04, with 698 holding rows worth $488,760,000.

Accession
0001821984-21-000001
Filed
2021-03-04
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2020

A holdings report, 698 entries on the cover page, a total value of $488,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $488,760,000 with VALUE read as thousands by filing date, 13F file number 028-20345. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
APTARGROUP INC COM038336103Stock73$10,000thousands by filing date
PUBLIC SVC ENTERPRISE GROUP COM744573106Stock177$10,000thousands by filing date
AMERICOLD REALTY TRUST INC COM03064D108REIT275$10,000thousands by filing date
ESCO TECHNOLOGIES INC296315104COM100$10,000thousands by filing date
COUPA SOFTWARE INCORPORATED22266L106COM30$10,000thousands by filing date
TE CONNECTIVITY LTDH84989104SHS81$10,000thousands by filing date
U.S. GLOBAL JETS ETF26922A842ETF460$10,000thousands by filing date
NEWMONT CORP651639106COM156$9,000thousands by filing date
DAVITA INC COM23918K108Stock80$9,000thousands by filing date
TRANE TECHNOLOGIES PLC SHSG8994E103Stock61$9,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR128$9,000thousands by filing date
POLARIS INC COM731068102Stock90$9,000thousands by filing date
EVERSOURCE ENERGY COM30040W108Stock108$9,000thousands by filing date
EASTMAN CHEM CO COM277432100Stock92$9,000thousands by filing date
GOLDMAN SACHS ETF TR381430503ACTIVEBETA US LG114$9,000thousands by filing date
SCHWAB STRATEGIC TR808524755FUNDAMENTAL INTL321$9,000thousands by filing date
COMMERCE BANCSHARES INC200525103COM137$9,000thousands by filing date
ALTERYX, INC (CLASS A)02156B103COM CL A78$9,000thousands by filing date
LINDE PLCG5494J103SHS35$9,000thousands by filing date
iShares iBonds Dec. 2028 Corporate Bond ETF46435U515ETF315$9,000thousands by filing date
Citigroup Inc.172967424COM129$8,000thousands by filing date
SPOTIFYTECHNOLOGYSAFL8681T102STOK25$8,000thousands by filing date
AXONENTERPRISEINC05464C101STOK64$8,000thousands by filing date
WORKDAY INC CL A98138H101Stock35$8,000thousands by filing date
WABTEC COM929740108Stock115$8,000thousands by filing date
DOCUSIGN INC COM256163106Stock35$8,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock60$8,000thousands by filing date
SCHWAB STRATEGIC TR808524763FUNDAMENTAL US S179$8,000thousands by filing date
SHAKE SHACK INC819047101CL A100$8,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259206SPONS ADR A237$8,000thousands by filing date
LAM RESEARCH CORP512807108COM17$8,000thousands by filing date
SMARTSHEET INC. (CLASS A)83200N103COM CL A111$8,000thousands by filing date
INVESCO TR INVT GRADE MUNS46131M106COM620$8,000thousands by filing date
FIVE PRIME THERAPEUTICS INC.33830X104Common Stock457$8,000thousands by filing date
LONGVIEW ACQUISITION CORP543195101COM CL A400$8,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM30$7,000thousands by filing date
FEDEX CORP COM31428X106Stock28$7,000thousands by filing date
ZOETIS INC CL A98978V103Stock43$7,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock44$7,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock275$7,000thousands by filing date
ISHARES TR464287739U.S. REAL ES ETF80$7,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS116$7,000thousands by filing date
ADVISORSHARES TR00768Y495PURE CANNABIS437$7,000thousands by filing date
NEW IRELAND FD INCORPORATED645673104Closed End Funds - Taxable683$7,000thousands by filing date
ALLSTATE CORP COM020002101Stock52$6,000thousands by filing date
COSTAR GROUP INC COM22160N109Stock7$6,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock45$6,000thousands by filing date
SAP SE SPON ADR803054204ADR45$6,000thousands by filing date
WEC ENERGY GROUP INC COM92939U106Stock69$6,000thousands by filing date
NIO INC SPON ADS62914V106ADR124$6,000thousands by filing date
YUM BRANDS INC COM988498101Stock51$6,000thousands by filing date
DBX ETF TR233051432XTRACK USD HIGH124$6,000thousands by filing date
ISHARES TR464287754US INDUSTRIALS64$6,000thousands by filing date
NEW JERSEY RES CORP646025106COM164$6,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN957$6,000thousands by filing date
SMUCKER J M CO832696405COM NEW52$6,000thousands by filing date
ANAPLAN INC03272L108COM77$6,000thousands by filing date
ETF SER SOLUTIONS26922B204DEFIANCE NXT GN200$6,000thousands by filing date
iShares MBS ETF464288588SHS44$5,000thousands by filing date
Schwab Fundamental Emerging Markets Equity ETF808524730SHS162$5,000thousands by filing date
KAYNE ANDERSON ENERGY486606106COM800$5,000thousands by filing date
UNITED RENTALS INC COM911363109Stock22$5,000thousands by filing date
COGNIZANT TECHNOLOGY SOLUTIONS CL A192446102Stock62$5,000thousands by filing date
IRON MTN INC DEL COM46284V101REIT185$5,000thousands by filing date
MOSAIC CO COM61945C103Stock215$5,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT497$5,000thousands by filing date
CGI INC CL A SUB VTG12532H104Stock67$5,000thousands by filing date
UNITED AIRLS HLDGS INC COM910047109Stock118$5,000thousands by filing date
LOEWS CORP COM540424108Stock108$5,000thousands by filing date
RELX PLC SPONSORED ADR759530108ADR210$5,000thousands by filing date
GENERAL MILLS INC COM370334104Stock93$5,000thousands by filing date
CYBERARK SOFTWARE LTD SHSM2682V108Stock33$5,000thousands by filing date
EXACT SCIENCES CORP COM30063P105Stock35$5,000thousands by filing date
UNITED STATES STL CORP NEW912909108COM272$5,000thousands by filing date
SYNOVUS FINL CORP87161C501COM NEW142$5,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD100$5,000thousands by filing date
LAIRD SUPERFOOD INC50736T102CMN100$5,000thousands by filing date
Danaher Corporation235851102COM17$4,000thousands by filing date
Vanguard S&P Mid-Cap 400 ETF921932885SHS28$4,000thousands by filing date
MANULIFE FINL CORP56501R106COM246$4,000thousands by filing date
KEYSIGHT TECHNOLOGIES INC COM49338L103Stock30$4,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock100$4,000thousands by filing date
BCE INC COM NEW05534B760Stock100$4,000thousands by filing date
FIRST SOLAR INC COM336433107Stock36$4,000thousands by filing date
TORONTO DOMINION BK ONT COM NEW891160509Stock64$4,000thousands by filing date
BROWN & BROWN INC COM115236101Stock88$4,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock64$4,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock183$4,000thousands by filing date
DXC TECHNOLOGY CO COM23355L106Stock153$4,000thousands by filing date
CELANESE CORP DEL COM150870103Stock28$4,000thousands by filing date
ALPS ETF TR00162Q452ALERIAN MLP157$4,000thousands by filing date
SUNOCO LP/SUNOCO FIN CORP86765K109COM UT REP LP154$4,000thousands by filing date
SCHWAB STRATEGIC TR808524748FUNDAMENTAL INTL117$4,000thousands by filing date
MDU RES GROUP INC552690109COM168$4,000thousands by filing date
INVITAE CORP46185L103COM100$4,000thousands by filing date
CANOPY GROWTH CORP138035100COM175$4,000thousands by filing date
Elevance Health, Inc.036752103COM9$3,000thousands by filing date
iShares U.S. Treasury Bond ETF46429B267SHS122$3,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM4$3,000thousands by filing date
VANGUARD INTL EQUITY INDEX F922042676COM58$3,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS8$3,000thousands by filing date
NUCOR CORP COM670346105Stock61$3,000thousands by filing date
GFL ENVIRONMENTAL INC SUB VTG SHS36168Q104Stock100$3,000thousands by filing date
DTE ENERGY CO COM233331107Stock22$3,000thousands by filing date
GARMIN LTD SHSH2906T109Stock25$3,000thousands by filing date
IONIS PHARMACEUTICALS INC COM462222100Stock58$3,000thousands by filing date
FLEX LTD ORDY2573F102Stock148$3,000thousands by filing date
INVESCO DB MULTI-SECTOR COMM46140H403OIL FD372$3,000thousands by filing date
NOVAVAX INC670002401COM NEW30$3,000thousands by filing date
ACCENDRA HEALTH INC690732102COM122$3,000thousands by filing date
YUM CHINA HLDGS INC98850P109COM49$3,000thousands by filing date
CITRIX SYSTEMS INC177376100COM23$3,000thousands by filing date
BROOKFIELD RENEWABLE CORP11284V105CL A SUB VTG60$3,000thousands by filing date
SOUTH JERSEY INDUSTRIES INC838518108COM132$3,000thousands by filing date
TOTALENERGIES SE89151E109SPONSORED ADS69$3,000thousands by filing date
CDK GLOBAL INC12508E101COM59$3,000thousands by filing date
INVESCO DB MULTI-SECTOR COMM46140H304ENERGY FD257$3,000thousands by filing date
iShares Gold Trust464285105ISHARES191$3,000thousands by filing date
BROOKFIELD INFRASTRUCT FCLASS A11275Q107FOREIGN CANADIAN36$3,000thousands by filing date
Boston Scientific Corporation101137107COM62$2,000thousands by filing date
iShares Global Tech ETF464287291SHS6$2,000thousands by filing date
KINSALECAPGROUPINC49714P108STOK10$2,000thousands by filing date
LOVESAC COMPANY54738L109COM50$2,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM97$2,000thousands by filing date
INGERSOLL RAND INC COM45687V106Stock53$2,000thousands by filing date
BANCO SANTANDER SA ADR05964H105ADR500$2,000thousands by filing date
CUMMINS INC COM231021106Stock8$2,000thousands by filing date
NATIONAL FUEL GAS CO COM636180101Stock59$2,000thousands by filing date
MACYS INC COM55616P104Stock150$2,000thousands by filing date
PINTEREST INC CL A72352L106Stock27$2,000thousands by filing date
SUNCOR ENERGY INC NEW COM867224107Stock113$2,000thousands by filing date
ICICI BANK LIMITED ADR45104G104ADR155$2,000thousands by filing date
TOYOTA MOTOR CORP ADS892331307ADR15$2,000thousands by filing date
MARRIOTT INTL INC NEW CL A571903202Stock15$2,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR500$2,000thousands by filing date
DISCOVER FINL SVCS254709108COM19$2,000thousands by filing date
MGM RESORTS INTERNATIONAL552953101COM75$2,000thousands by filing date
SPDR SER TR78464A508PRTFLO S&P500 VL60$2,000thousands by filing date
PEDIATRIX MEDICAL GROUP INC58502B106COM75$2,000thousands by filing date
HAIN CELESTIAL GROUP INC405217100COM52$2,000thousands by filing date
MACERICH CO554382101COM200$2,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM86$2,000thousands by filing date
U S SILICA HLDGS INC90346E103COM300$2,000thousands by filing date
SIREN ETF TR829658202NEXGEN ECONOMY50$2,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED200$2,000thousands by filing date
ETFMG26924G508EXCHANGE TRADED131$2,000thousands by filing date
CALUMET SPECIALTY PRODS PART131476103COM500$2,000thousands by filing date
INTERPRIVATE ACQUISITION COR COM46064A103Stock125$2,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS5$1,000thousands by filing date
ISHARES TR464287457COM17$1,000thousands by filing date
TREX CO INC89531P105COM10$1,000thousands by filing date
NORWEGIAN CRUISE LINE HLDGS LT SHSG66721104Stock22$1,000thousands by filing date
RESIDEO TECHNOLOGIES INC COM76118Y104Stock49$1,000thousands by filing date
DELL TECHNOLOGIES INC CL C24703L202Stock19$1,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock34$1,000thousands by filing date
MARATHON PETE CORP COM56585A102Stock24$1,000thousands by filing date
KEYCORP COM493267108Stock73$1,000thousands by filing date
VODAFONE GROUP PLC SPONSORED ADR92857W308ADR61$1,000thousands by filing date
ALTA EQUIPMENT GROUP INC COMMON STOCK02128L106Stock100$1,000thousands by filing date
MEDICAL PROPERTIES TRUST INC COM58463J304REIT54$1,000thousands by filing date
JETBLUE AWYS CORP477143101COM38$1,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E784EMRNG MKT SVRG20$1,000thousands by filing date
CALLAWAY GOLF CO131193104COM26$1,000thousands by filing date
KONTOOR BRANDS INC50050N103COM22$1,000thousands by filing date
SPDR SERIES TRUST78464A607ST STR DOW REIT16$1,000thousands by filing date
ISHARES INC464286525MSCI GBL MIN VOL7$1,000thousands by filing date
MADDEN STEVEN LTD556269108COM30$1,000thousands by filing date
WORTHINGTON ENTERPRISES INC981811102COM14$1,000thousands by filing date
BUNGE LTDG16962105COM20$1,000thousands by filing date
EVERBRIDGE INC29978A104COM10$1,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM142$1,000thousands by filing date
LIVE OAK BANCSHARES INC53803X105COM20$1,000thousands by filing date
AVANOS MED INC05350V106COM15$1,000thousands by filing date
PERSPECTA INC715347100COM58$1,000thousands by filing date
RED ROCK RESORTS INC75700L108CL A30$1,000thousands by filing date
RITE AID CORP767754872COM80$1,000thousands by filing date
TRUSTCO BK CORP N Y898349105COM111$1,000thousands by filing date
CONFORMIS INC20717E101COM2,093$1,000thousands by filing date
iShares Broad USD High Yield Corporate Bond ETF46435U853SHS12$0thousands by filing dateValue filed as zero, left out of ratios.
Uber Technologies90353T100COM1$0thousands by filing dateValue filed as zero, left out of ratios.
NOKIA CORP654902204SPONSORED ADR10$0thousands by filing dateValue filed as zero, left out of ratios.
BARCLAYS PLC ADR06738E204ADR32$0thousands by filing dateValue filed as zero, left out of ratios.
BRITISH AMERN TOB PLC SPONSORED ADR110448107ADR8$0thousands by filing dateValue filed as zero, left out of ratios.
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock174$0thousands by filing dateValue filed as zero, left out of ratios.
ALKERMES PLCG01767105SHS5$0thousands by filing dateValue filed as zero, left out of ratios.
BRIGHTHOUSE FINL INC10922N103COM1$0thousands by filing dateValue filed as zero, left out of ratios.
ADVANSIX INC00773T101COM1$0thousands by filing dateValue filed as zero, left out of ratios.
CRONOS GROUP INC22717L101COM1$0thousands by filing dateValue filed as zero, left out of ratios.
MICRO FOCUS INTL PLC594837403SPON ADR NEW6$0thousands by filing dateValue filed as zero, left out of ratios.
PURSUIT ATTRACTIONS AND HOSP92552R406COM7$0thousands by filing dateValue filed as zero, left out of ratios.
SFL CORP LTDG7738W106COMMON STOCK71$0thousands by filing dateValue filed as zero, left out of ratios.
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock14$0thousands by filing dateValue filed as zero, left out of ratios.
INVACARE CORP461203101COMMON STOCK7$0thousands by filing dateValue filed as zero, left out of ratios.
PROVIDENT BANCORP INC74383L105COM NEW20$0thousands by filing dateValue filed as zero, left out of ratios.
MONEYGRAM INTL INC60935Y208COM NEW3$0thousands by filing dateValue filed as zero, left out of ratios.
BRISTOL-MYERS SQUIBB CO110122157RIGHT 99/99/999919$0thousands by filing dateValue filed as zero, left out of ratios.
EKSO BIONICS HLDGS INC282644301COM4$0thousands by filing dateValue filed as zero, left out of ratios.
AETERNA ZENTARIS INC007975402COM750$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001821984-21-000001this filing2021-03-04acceptance time not in the bulk data set