13F-HR filed by WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-18, with 358 holding rows worth $119,465,000.
- Accession
- 0001812177-20-000004
- Filer
- CIK 1812177
- Filed
- 2020-08-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 358 entries on the cover page, a total value of $119,465,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,465,000 with VALUE read as thousands by filing date, 13F file number 028-20278. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,716 | $6,088,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 33,284 | $5,570,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 54,884 | $5,389,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 112,284 | $5,237,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 66,206 | $5,216,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,676 | $4,991,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 60,712 | $4,929,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,157 | $4,800,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 60,013 | $4,617,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 57,994 | $4,485,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 65,639 | $4,265,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 74,331 | $4,098,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 31,514 | $3,987,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 90,099 | $3,819,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 46,228 | $3,693,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 152,999 | $3,498,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 81,145 | $3,185,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 33,095 | $2,953,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 56,712 | $2,935,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,898 | $2,335,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,768 | $2,142,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,190 | $1,973,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 30,402 | $1,573,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 539 | $1,487,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 17,957 | $1,449,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,920 | $1,425,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,644 | $1,352,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,715 | $1,297,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 57,812 | $1,008,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,132 | $982,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,154 | $894,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,184 | $723,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,898 | $588,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,421 | $527,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,756 | $423,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 6,680 | $414,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,887 | $405,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,553 | $392,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 32,632 | $378,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,273 | $356,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,664 | $350,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 238 | $336,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,734 | $330,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,420 | $297,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,066 | $293,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,022 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,255 | $281,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 8,015 | $272,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,501 | $267,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 27,401 | $267,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 856 | $260,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,338 | $247,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,145 | $247,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,001 | $246,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,431 | $243,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 168 | $238,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,421 | $231,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,106 | $230,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,934 | $227,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 4,400 | $220,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,471 | $218,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 340 | $212,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,630 | $207,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 452 | $184,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 726 | $174,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,353 | $173,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,162 | $152,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,625 | $152,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 795 | $149,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 473 | $146,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 814 | $145,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,609 | $144,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 467 | $144,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 598 | $141,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,179 | $141,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,292 | $137,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,824 | $136,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,118 | $134,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 3,910 | $129,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 509 | $127,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,842 | $127,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 1,489 | $127,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,290 | $126,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 261 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 800 | $118,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,900 | $112,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 647 | $111,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,350 | $110,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 4,500 | $104,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 500 | $98,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,068 | $94,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,890 | $93,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,060 | $89,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,762 | $78,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,900 | $77,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 7,600 | $73,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 574 | $73,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,817 | $71,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 279 | $64,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 59 | $64,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,408 | $64,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 137 | $60,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 755 | $60,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 419 | $55,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 230 | $55,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 416 | $53,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 821 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 597 | $52,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 514 | $49,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 148 | $49,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,125 | $49,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 498 | $49,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,650 | $49,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,130 | $48,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 328 | $47,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,047 | $47,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 7,860 | $46,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,023 | $45,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 249 | $44,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 824 | $43,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 298 | $41,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 69 | $39,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 328 | $38,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 200 | $37,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,232 | $37,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 450 | $36,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 600 | $34,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 389 | $33,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,400 | $33,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 260 | $31,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 545 | $29,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 263 | $29,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 186 | $29,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 328 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 551 | $29,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 169 | $28,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 470 | $28,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 108 | $27,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,200 | $27,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 159 | $27,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $26,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 122 | $25,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 840 | $25,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 138 | $24,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 120 | $24,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,055 | $24,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 238 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 380 | $22,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 187 | $21,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 612 | $21,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 375 | $20,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 301 | $20,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 377 | $20,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 64 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 741 | $19,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 570 | $19,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,703 | $19,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 300 | $18,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 182 | $18,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 282 | $18,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 70 | $18,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,120 | $18,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,250 | $18,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 104 | $17,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 164 | $17,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,645 | $17,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 682 | $16,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 117 | $16,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 62 | $16,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 76 | $16,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,329 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 146 | $16,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 175 | $15,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 119 | $15,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 162 | $15,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 250 | $15,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 9 | $14,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 43 | $14,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 24 | $14,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 179 | $13,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 123 | $13,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 182 | $13,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 219 | $12,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 240 | $12,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 332 | $12,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 130 | $12,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 903 | $12,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 825 | $12,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 359 | $11,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 163 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 81 | $11,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 500 | $11,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 38 | $11,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 163 | $10,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200 | $10,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 56 | $10,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 106 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 89 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 402 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 751 | $10,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 300 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 88 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 127 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 332 | $9,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 449 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 670 | $9,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 17 | $9,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 55 | $8,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 57 | $8,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 107 | $8,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,300 | $8,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 259 | $8,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 336 | $8,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,014 | $8,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 253 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,137 | $8,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 988 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 40 | $8,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 677 | $8,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 682 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 506 | $8,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 8,637 | $8,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 300 | $7,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 75 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 105 | $7,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 75 | $7,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 190 | $7,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 51 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 48 | $7,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 29 | $7,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 257 | $7,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 171 | $7,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 127 | $6,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 13 | $6,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 403 | $6,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 496 | $6,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 105 | $5,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 184 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 102 | $5,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 34 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 26 | $5,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 68 | $5,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 51 | $5,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 179 | $5,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 42 | $4,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 19 | $4,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10 | $4,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 12 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 69 | $4,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 385 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 20 | $4,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 30 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 280 | $4,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 293 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 432 | $4,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 683 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 517 | $4,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 166 | $4,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 44 | $3,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 64 | $3,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 12 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 44 | $3,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 24 | $3,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 420 | $3,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 38 | $3,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 25 | $3,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 64 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 593 | $3,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 272 | $3,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 45 | $3,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 240 | $3,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 13 | $3,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 119 | $3,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 26 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 46 | $2,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 57 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 153 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 55 | $2,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 51 | $2,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 100 | $2,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 384 | $2,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 248 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 423 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $2,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 172 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 216 | $2,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 155 | $2,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 213 | $2,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 44 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 67 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 80 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 136 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 106 | $1,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 28 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 198 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 12 | $1,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 14 | $1,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 25 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 152 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 77 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 108 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 117 | $1,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 113 | $1,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 78 | $1,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 30 | $1,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 112 | $1,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 90 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 81 | $1,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 21 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 111 | $1,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 44 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 108 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 32 | $1,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 104 | $1,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 3,887 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 45 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 17 | $1,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 58 | $1,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 51 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 187 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 109 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 85 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 50 | $1,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 104 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTROCK CO | 96145D105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001812177-20-000004 | this filing | 2020-08-18 | acceptance time not in the bulk data set |