13F-HR filed by Avidian Wealth Enterprises, LLC
Avidian Wealth Enterprises, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 387 holding rows worth $1,312,612,000.
- Accession
- 0001812046-21-000106
- Filer
- CIK 1471474
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 387 entries on the cover page, a total value of $1,312,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,312,612,000 with VALUE read as thousands by filing date, 13F file number 028-16078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 411,255 | $177,177,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 951,074 | $70,617,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 988,451 | $61,047,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 557,018 | $60,236,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 352,950 | $49,942,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 311,541 | $41,039,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 127,886 | $35,046,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 575,870 | $31,540,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 503,871 | $30,283,000 | thousands by filing date | |
| IJH | 464287507 | COM | 111,757 | $29,400,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 249,738 | $26,864,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 425,042 | $24,104,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 456,596 | $23,373,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 451,190 | $23,119,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 185,335 | $20,237,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 488,436 | $19,225,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 429,199 | $18,168,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 312,970 | $15,807,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 279,154 | $15,649,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 406,554 | $15,258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 237,374 | $14,231,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 222,142 | $13,066,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 31,225 | $12,315,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 559,353 | $11,489,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,767 | $10,647,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 159,628 | $9,989,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 186,891 | $9,950,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 277,118 | $9,530,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 242,873 | $9,521,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 73,940 | $9,413,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 133,612 | $9,180,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 239,109 | $8,622,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,615 | $8,590,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 300,950 | $7,578,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 58,969 | $7,530,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 88,966 | $6,966,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 321,476 | $6,918,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 108,958 | $6,400,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 126,180 | $6,339,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 143,843 | $5,969,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 58,536 | $5,727,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 116,807 | $5,553,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 33,708 | $5,536,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 72,560 | $5,362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 82,222 | $5,007,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 61,905 | $4,897,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,777 | $4,751,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 46,466 | $4,714,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 18,220 | $4,669,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,187,779 | $4,430,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,873 | $4,226,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 53,486 | $4,184,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 82,245 | $4,171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 109,965 | $4,104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 37,972 | $4,012,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 63,185 | $3,991,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,323 | $3,960,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 33,006 | $3,899,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,089 | $3,779,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 31,261 | $3,632,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,545 | $3,618,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 82,888 | $3,495,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 30,942 | $3,468,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 84,914 | $3,463,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 22,023 | $3,313,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,118 | $3,307,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 62,068 | $3,170,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 116,670 | $3,095,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 60,336 | $3,082,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 31,119 | $3,064,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 67,234 | $2,989,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,121 | $2,988,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,094 | $2,901,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 87,211 | $2,870,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,843 | $2,849,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 92,533 | $2,786,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,484 | $2,731,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21,684 | $2,718,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 49,687 | $2,704,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 98,161 | $2,589,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,182 | $2,586,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,443 | $2,526,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,463 | $2,521,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 46,326 | $2,468,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 99,844 | $2,385,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,079 | $2,372,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,052 | $2,367,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,495 | $2,341,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,651 | $2,309,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 18,716 | $2,149,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,705 | $2,132,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 18,486 | $1,911,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 69,902 | $1,769,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,083 | $1,754,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,122 | $1,683,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 31,652 | $1,649,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 35,369 | $1,641,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,848 | $1,612,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 58,579 | $1,582,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,961 | $1,540,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 15,160 | $1,515,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,068 | $1,463,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 110,000 | $1,460,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 6,534 | $1,455,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,259 | $1,425,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,522 | $1,422,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,214 | $1,380,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 12,806 | $1,363,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 25,902 | $1,317,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,322 | $1,317,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,516 | $1,310,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 11,199 | $1,303,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 46,050 | $1,270,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,713 | $1,269,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,889 | $1,239,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,535 | $1,229,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 56,485 | $1,222,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 10,985 | $1,214,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 22,074 | $1,206,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,680 | $1,158,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 11,632 | $1,144,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 21,103 | $1,144,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,180 | $1,107,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,850 | $1,097,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,567 | $1,079,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,295 | $1,071,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 77,550 | $1,070,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,656 | $1,065,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,167 | $1,064,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 27,138 | $1,035,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 34,096 | $1,011,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 16,767 | $1,006,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,220 | $991,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,754 | $981,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 56,892 | $952,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,660 | $948,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,887 | $921,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,537 | $919,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,941 | $911,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 42,671 | $905,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,155 | $904,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,896 | $869,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,389 | $860,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,098 | $849,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,486 | $840,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,130 | $838,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,478 | $838,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,797 | $838,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 9,624 | $837,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 109,000 | $832,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 14,563 | $825,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,885 | $823,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,544 | $821,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,846 | $799,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,180 | $796,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,004 | $795,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 7,841 | $790,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,974 | $783,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,060 | $756,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 26,801 | $749,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,195 | $740,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 46,746 | $736,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,311 | $728,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,259 | $725,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,839 | $719,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12,702 | $716,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,431 | $713,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,492 | $700,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,955 | $696,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 160,000 | $688,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 4,034 | $683,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 10,025 | $682,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,889 | $681,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,038 | $679,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 10,547 | $674,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,771 | $672,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 24,451 | $669,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 16,045 | $665,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 18,501 | $663,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,109 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 10,897 | $654,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 68,109 | $652,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,438 | $646,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,244 | $646,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 10,800 | $644,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,792 | $638,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,708 | $633,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,967 | $629,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 740 | $621,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,413 | $620,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,384 | $609,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,578 | $592,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,216 | $585,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,540 | $583,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,899 | $577,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 18,000 | $575,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,655 | $574,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,328 | $572,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,839 | $560,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 20,000 | $557,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,948 | $551,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 105,202 | $547,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 9,376 | $540,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,755 | $539,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,000 | $537,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,288 | $535,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,089 | $535,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,481 | $530,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,720 | $522,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,400 | $515,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,917 | $512,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 18,275 | $505,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 4,431 | $494,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 16,298 | $489,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,635 | $486,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,842 | $479,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,441 | $478,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,381 | $477,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,020 | $476,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,573 | $476,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 22,777 | $473,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 11,705 | $473,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,359 | $472,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 5,700 | $470,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,331 | $470,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,500 | $463,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,167 | $461,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,915 | $460,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,931 | $450,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 736 | $449,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,648 | $447,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,000 | $445,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,299 | $441,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,213 | $435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,382 | $435,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 17,102 | $435,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 25,835 | $435,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 7,000 | $432,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,856 | $426,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,731 | $421,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,405 | $418,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,074 | $415,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,369 | $414,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,096 | $412,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 50,000 | $411,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,422 | $406,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,600 | $405,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,887 | $400,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,564 | $398,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 70,000 | $398,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,500 | $396,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,048 | $396,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,448 | $395,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 33,948 | $393,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 15,395 | $391,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,000 | $389,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 59,000 | $389,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,260 | $389,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,478 | $387,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,109 | $382,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,428 | $379,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 15,000 | $377,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,925 | $374,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 25,855 | $369,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,049 | $365,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,902 | $365,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,037 | $365,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 7,700 | $357,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,818 | $357,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 38,000 | $356,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,301 | $352,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 22,064 | $352,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,808 | $351,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 23,276 | $350,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,564 | $350,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 15,600 | $348,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,761 | $347,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,479 | $345,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,751 | $344,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,700 | $339,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,890 | $331,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,422 | $330,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 30,616 | $330,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 19,117 | $327,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,900 | $325,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,930 | $324,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,693 | $313,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,305 | $313,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,233 | $313,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 40,614 | $312,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 8,585 | $309,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,439 | $308,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 389 | $308,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,802 | $305,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,021 | $304,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,460 | $302,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 12,634 | $297,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 217 | $294,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 40,000 | $292,000 | thousands by filing date | put |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 14,400 | $289,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,498 | $288,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,742 | $287,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,216 | $286,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,216 | $285,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,696 | $285,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 693 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,924 | $280,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,067 | $279,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,272 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,000 | $275,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 5,000 | $272,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 8,006 | $270,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,027 | $267,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,101 | $265,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,820 | $265,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,575 | $264,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,444 | $264,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 10,000 | $264,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 728 | $262,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 263 | $261,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,584 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 8,079 | $256,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 7,800 | $254,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,080 | $253,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,129 | $252,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,389 | $250,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 10,214 | $247,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 15,500 | $242,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 972 | $240,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,698 | $238,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,211 | $237,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,083 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,060 | $236,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 87,164 | $236,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,369 | $234,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 5,000 | $232,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 115,995 | $232,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,128 | $230,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 247,870 | $230,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 368 | $229,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,329 | $228,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,882 | $228,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,482 | $223,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 12,500 | $223,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,376 | $222,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,329 | $221,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 7,500 | $215,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,770 | $210,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,588 | $206,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,391 | $204,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,432 | $203,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,647 | $202,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,714 | $202,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 661 | $201,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,596 | $201,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,466 | $201,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,487 | $200,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,022 | $200,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,541 | $200,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 7,050 | $200,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,436 | $187,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,700 | $175,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,236 | $173,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,038 | $165,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 64,000 | $149,000 | thousands by filing date | call |
| SURO CAP CORP | 86887Q109 | COM NEW | 11,535 | $149,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 101,222 | $135,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10,320 | $124,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 38,000 | $118,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 92,000 | $106,000 | thousands by filing date | call |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 10,000 | $104,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,500 | $102,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 22,547 | $96,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,394 | $91,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 23,467 | $89,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,029 | $84,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 10,000 | $83,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 55,332 | $70,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,445 | $68,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,640 | $67,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 10,010 | $66,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,570 | $57,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,888 | $53,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 16,690 | $46,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,600 | $35,000 | thousands by filing date | put |
| SIERRA METALS INC | 82639W106 | COM | 12,307 | $22,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,973 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001812046-21-000106 | this filing | 2021-11-10 | acceptance time not in the bulk data set |