13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-06, with 370 holding rows worth $825,280,000.
- Accession
- 0001812046-21-000073
- Filer
- CIK 1511857
- Filed
- 2021-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 370 entries on the cover page, a total value of $825,280,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $825,280,000 with VALUE read as thousands by filing date, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 223,773 | $105,218,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 186,824 | $34,306,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 238,763 | $32,701,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 188,263 | $29,017,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 288,163 | $23,580,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 191,558 | $23,018,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 61,145 | $18,778,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 885,172 | $15,818,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,493,114 | $12,497,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 56,634 | $12,423,000 | thousands by filing date | |
| VTI | 922908769 | COM | 53,518 | $11,925,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,642 | $11,634,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 41,845 | $11,630,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 41,011 | $11,110,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 49,702 | $10,817,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 64,833 | $10,537,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 212,829 | $9,639,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 1,262,302 | $9,240,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 144,826 | $9,181,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 105,036 | $9,022,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 45,101 | $8,824,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 120,250 | $7,452,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 61,717 | $7,426,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 44,744 | $6,960,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 16,469 | $6,760,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,192 | $6,621,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 186,650 | $6,292,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,435 | $5,946,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,833 | $5,599,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 36,900 | $5,327,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 11,703 | $5,010,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,607 | $4,532,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 17,677 | $4,455,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 66,630 | $4,452,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 153,338 | $4,413,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 110,863 | $4,387,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 49,662 | $4,237,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 105,277 | $4,123,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 89,251 | $4,079,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 137,716 | $3,991,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 18,240 | $3,943,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 67,814 | $3,766,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 829,850 | $3,709,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 144,160 | $3,532,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 86,207 | $3,516,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 17,036 | $3,509,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 28,341 | $3,352,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,665 | $3,328,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 32,816 | $3,318,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,033 | $3,217,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15,849 | $3,148,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 11,675 | $3,133,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 94,610 | $3,129,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 39,687 | $3,086,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 161,822 | $3,016,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 32,072 | $3,011,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 219,680 | $2,999,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 9,819 | $2,929,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 192,299 | $2,890,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 125,350 | $2,888,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14,586 | $2,796,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 47,283 | $2,734,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 34,598 | $2,693,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 37,201 | $2,632,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 22,117 | $2,554,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,342 | $2,553,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 48,318 | $2,486,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 43,559 | $2,484,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 703 | $2,418,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 28,062 | $2,385,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 52,762 | $2,385,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 111,507 | $2,376,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 227,490 | $2,338,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 21,717 | $2,299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 12,939 | $2,234,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,965 | $2,221,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,834 | $2,182,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 34,960 | $2,182,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31,812 | $2,014,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,354 | $2,012,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,285 | $1,995,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,642 | $1,960,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 43,193 | $1,951,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,562 | $1,938,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 875 | $1,915,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 14,645 | $1,912,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 104,425 | $1,906,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,644 | $1,871,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 67,375 | $1,862,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,690 | $1,839,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 213,110 | $1,807,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 66,921 | $1,802,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 26,120 | $1,797,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,606 | $1,758,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,015 | $1,756,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 32,971 | $1,735,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,290 | $1,721,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 18,366 | $1,680,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 34,845 | $1,661,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,659 | $1,660,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 11,629 | $1,634,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 22,765 | $1,620,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 64,731 | $1,604,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 62,008 | $1,575,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,256 | $1,528,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 42,335 | $1,524,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 11,279 | $1,487,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 27,595 | $1,473,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,040 | $1,472,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 15,500 | $1,447,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 24,860 | $1,437,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 30,625 | $1,387,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 5,823 | $1,380,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 138,100 | $1,370,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 103,635 | $1,369,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,478 | $1,367,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 79,366 | $1,360,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 55,220 | $1,341,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 9,229 | $1,339,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 25,150 | $1,338,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,413 | $1,334,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 290,000 | $1,331,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 77,090 | $1,322,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,756 | $1,309,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 34,102 | $1,306,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,153 | $1,272,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,545 | $1,250,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 200,250 | $1,240,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 32,066 | $1,227,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,000 | $1,225,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 21,760 | $1,222,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 88,071 | $1,217,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,547 | $1,214,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,342 | $1,213,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 81,828 | $1,180,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 4,160 | $1,142,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,974 | $1,142,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 11,245 | $1,121,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 105,220 | $1,102,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,225 | $1,097,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 39,908 | $1,079,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 40,245 | $1,058,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 44,950 | $1,028,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 175,507 | $1,027,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,575 | $1,025,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,794 | $1,002,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 81,097 | $1,001,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,697 | $995,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 32,862 | $994,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,236 | $989,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 28,943 | $988,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 25,000 | $974,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,800 | $952,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 20,615 | $945,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,327 | $917,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,435 | $913,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 26,185 | $911,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,799 | $910,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 19,002 | $902,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,376 | $867,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 8,727 | $867,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,632 | $864,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,371 | $854,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 12,452 | $848,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 8,237 | $842,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,053 | $842,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,382 | $840,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,600 | $828,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 78,310 | $814,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 12,934 | $788,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 12,925 | $774,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,232 | $767,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 28,976 | $757,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 14,352 | $744,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 110,200 | $737,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 21,925 | $737,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,551 | $734,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 304,496 | $725,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 41,775 | $719,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 73,692 | $711,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,850 | $709,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 10,988 | $707,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 70,630 | $702,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 31,475 | $697,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 67,740 | $689,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 159,845 | $683,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 40,880 | $681,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 155,850 | $681,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 23,100 | $679,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 13,220 | $669,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,666 | $664,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,239 | $650,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,935 | $641,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 150,248 | $633,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 57,825 | $622,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 19,224 | $615,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 61,000 | $608,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,125 | $600,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,674 | $598,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 45,733 | $583,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,920 | $579,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 6,583 | $577,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 48,925 | $569,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,000 | $567,000 | thousands by filing date | put |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10,332 | $566,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 15,025 | $559,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 9,500 | $550,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 30,123 | $545,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,633 | $542,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,500 | $540,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,011 | $534,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 8,825 | $532,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 22,200 | $530,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,770 | $529,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,767 | $527,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 34,261 | $514,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,615 | $509,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,028 | $506,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,749 | $503,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,386 | $502,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,020 | $501,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,316 | $496,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,728 | $494,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 15,000 | $485,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,916 | $482,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 17,981 | $469,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 24,822 | $462,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 73,465 | $461,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 27,209 | $458,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 957 | $456,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,956 | $454,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,275 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 10,502 | $442,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 30,985 | $442,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,670 | $441,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,145 | $437,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,620 | $433,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 43,500 | $432,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 27,900 | $425,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 29,123 | $423,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,379 | $416,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,165 | $413,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 24,167 | $413,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,670 | $406,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 20,700 | $405,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,430 | $403,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 22,125 | $401,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,040 | $400,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,000 | $389,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,605 | $381,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,983 | $378,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 25,000 | $377,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 17,045 | $376,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 78,904 | $373,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,489 | $365,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,441 | $363,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 9,263 | $356,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 22,680 | $355,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,000 | $350,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 20,430 | $349,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 24,678 | $346,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $342,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 15,330 | $341,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 9,875 | $338,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,394 | $331,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,800 | $331,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 234,000 | $330,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,650 | $328,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,584 | $328,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 24,880 | $327,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,000 | $320,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 20,181 | $317,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 9,419 | $317,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,400 | $313,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,886 | $312,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,761 | $307,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,000 | $305,000 | thousands by filing date | call |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 13,844 | $305,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,355 | $304,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,918 | $299,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,358 | $296,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,975 | $292,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,512 | $292,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,000 | $288,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 23,275 | $285,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 48,330 | $283,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,000 | $283,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 38,000 | $282,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 19,941 | $281,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,590 | $280,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 962 | $280,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,190 | $280,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,170 | $274,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,611 | $273,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,300 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,329 | $264,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,651 | $263,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 41,735 | $262,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 26,998 | $262,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,857 | $261,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,500 | $259,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,708 | $257,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 26,000 | $255,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,220 | $254,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 26,405 | $251,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,095 | $250,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,500 | $249,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 20,300 | $248,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,250 | $244,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,038 | $243,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 25,000 | $241,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 26,705 | $240,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,615 | $239,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 483 | $237,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 21,077 | $232,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 37,010 | $227,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,942 | $226,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,198 | $223,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,940 | $221,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,000 | $218,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,572 | $216,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,885 | $211,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 4,017 | $211,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,600 | $207,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 20,983 | $207,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 16,565 | $203,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 400 | $202,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,450 | $202,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 35,710 | $202,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 10,550 | $194,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 20,537 | $180,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 18,182 | $176,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 33,083 | $170,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,535 | $167,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 16,700 | $166,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 20,500 | $162,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 33,480 | $156,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 17,800 | $150,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 15,000 | $148,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,100 | $144,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 14,400 | $140,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 30,800 | $139,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,460 | $138,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 15,769 | $135,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 18,850 | $135,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 12,300 | $119,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,000 | $110,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 13,825 | $109,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,389 | $108,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 21,000 | $107,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 10,250 | $103,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 22,900 | $97,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,224 | $96,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 21,000 | $92,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,000 | $90,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 53,650 | $89,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 12,775 | $81,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 34,403 | $79,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 45,000 | $69,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 26,265 | $65,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 15,296 | $58,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 68,961 | $56,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 12,100 | $53,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 37,500 | $47,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 17,500 | $29,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 10,000 | $20,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 27,001 | $17,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 12,750 | $11,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 12,500 | $9,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001812046-21-000073 | this filing | 2021-08-06 | acceptance time not in the bulk data set |