13F-HR filed by Richard P Slaughter Associates Inc
Richard P Slaughter Associates Inc filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-13 14:35:09 UTC, with 114 holding rows worth $506,042,165.
- Accession
- 0001811783-26-000006
- Filer
- CIK 1811783
- Filed
- 2026-10-13
- Accepted by EDGAR
- Ingested
- Source
- EDGAR live feed
13F report for Q3 2026
A holdings report, 117 entries on the cover page, a total value of $506,042,165 stated on the cover page (in dollars after the unit check, H1), rows summing to $506,042,165 with VALUE read as dollars as filed, 13F file number 028-20292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 546,002 | $59,803,568 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 1,339,488 | $54,088,535 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 641,488 | $52,704,629 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 123,621 | $36,457,013 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E641 | VEST LAD AUT ETF | 951,406 | $19,579,938 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 228,206 | $19,575,500 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 290,629 | $18,937,380 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 194,152 | $15,757,342 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 294,243 | $14,626,802 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K752 | OAK ULTRASHORT | 270,951 | $13,745,536 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 246,967 | $12,696,597 | dollars as filed | |
| Apple Inc | 037833100 | COM | 37,109 | $12,357,942 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 213,568 | $11,479,281 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 59,337 | $10,509,175 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 35,898 | $8,198,330 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 151,127 | $7,476,264 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 78,263 | $7,251,070 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C764 | ISHA IN CTRY ETF | 194,677 | $7,076,496 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q826 | SMALL MID CAP | 155,684 | $6,336,353 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,876 | $5,409,485 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 63,731 | $5,237,387 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,061 | $5,160,472 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 93,433 | $5,037,897 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 29,755 | $4,793,230 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 300,000 | $4,314,000 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,224 | $4,230,584 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 10,546 | $3,703,504 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,300 | $3,279,309 | dollars as filed | call |
| EXXON MOBIL CORP | 30233Q108 | COM | 19,642 | $3,196,692 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 37,558 | $3,116,221 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072141 | AVA MAR SMA ETF | 45,124 | $3,094,616 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 27,633 | $2,948,762 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 11,779 | $2,934,633 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 26,506 | $2,567,938 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,968 | $2,263,395 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 28,540 | $2,113,648 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 41,663 | $2,106,505 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 55,438 | $2,042,902 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 40,955 | $2,032,575 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 32,305 | $1,627,212 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 15,166 | $1,562,808 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,862 | $1,425,300 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,113 | $1,420,119 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,987 | $1,318,895 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,926 | $1,304,072 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,669 | $1,301,768 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 2,500 | $1,282,250 | dollars as filed | put |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 27,487 | $1,260,004 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,518 | $1,158,093 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 25,188 | $1,119,607 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,568 | $1,099,032 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 11,005 | $1,090,407 | dollars as filed | |
| VTI | 922908769 | COM | 2,828 | $1,058,377 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 8,592 | $1,021,903 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 7,901 | $1,001,215 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,340 | $972,005 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,263 | $953,093 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 18,000 | $930,960 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 18,000 | $930,960 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 8,926 | $927,570 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 2,981 | $855,130 | dollars as filed | |
| VWO | 922042858 | SHS | 13,426 | $796,287 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,029 | $787,829 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 732 | $779,663 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 652 | $754,919 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,826 | $739,320 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,363 | $731,705 | dollars as filed | |
| Apple Inc | 037833100 | COM | 2,000 | $666,040 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 18,998 | $663,970 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 25,712 | $652,838 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,060 | $605,840 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,500 | $571,395 | dollars as filed | call |
| Intel Corp | 458140100 | COM | 4,695 | $564,480 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 735 | $562,900 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 882 | $539,792 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,491 | $535,879 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,221 | $493,613 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,644 | $490,685 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 9,621 | $488,638 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,664 | $471,576 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,530 | $466,840 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C796 | BLOO TWEN US ETF | 13,594 | $448,747 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 8,183 | $443,192 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 464 | $422,196 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,316 | $402,634 | dollars as filed | |
| SPDW | 78463X889 | COM | 7,999 | $401,644 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,535 | $396,005 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,161 | $392,063 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,115 | $369,989 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 445 | $360,878 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,609 | $354,928 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,501 | $346,699 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 623 | $343,336 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,110 | $306,489 | dollars as filed | |
| ISHARES TR | 46438G448 | LONG TERM MUNI | 6,531 | $303,779 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 1,613 | $303,373 | dollars as filed | |
| SPACE EXPLORATION TECHN CORP CLASS A COM STK | 84615Q103 | Stock | 1,954 | $294,746 | dollars as filed | |
| ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF | 092528884 | ETF | 5,825 | $290,121 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,271 | $284,502 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,713 | $281,134 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,007 | $276,755 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 1,616 | $265,266 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 3,795 | $264,088 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,042 | $258,343 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,318 | $249,526 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524581 | GOVT MONE MA ETF | 2,460 | $247,894 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 815 | $228,273 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 776 | $220,885 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,048 | $205,116 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,996 | $205,056 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 9,218 | $202,059 | dollars as filed | |
| IJH | 464287507 | COM | 2,796 | $201,177 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,322 | $144,939 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 961 | $99,838 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001811783-26-000006 | this filing | 2026-10-13 |