13F-HR filed by Richard P Slaughter Associates Inc
Richard P Slaughter Associates Inc filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-06, with 122 holding rows worth $252,301,000.
- Accession
- 0001811783-21-000005
- Filer
- CIK 1811783
- Filed
- 2021-10-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 122 entries on the cover page, a total value of $252,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,301,000 with VALUE read as thousands by filing date, 13F file number 028-20292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 277,344 | $17,475,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 414,622 | $15,705,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 164,096 | $9,781,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 244,370 | $8,350,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 75,236 | $6,576,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 39,117 | $5,152,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 96,681 | $4,857,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 97,749 | $4,512,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 39,492 | $4,365,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 27,678 | $3,843,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 111,315 | $3,654,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 47,580 | $3,555,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 21,786 | $3,518,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 70,346 | $3,518,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 68,710 | $3,461,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,036 | $3,401,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,799 | $3,381,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 74,916 | $3,359,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,547 | $3,151,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 73,284 | $3,110,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 69,498 | $3,097,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 22,540 | $3,013,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,982 | $2,996,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 166,404 | $2,763,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 15,758 | $2,667,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 42,875 | $2,613,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 943 | $2,514,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 63,729 | $2,507,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 19,065 | $2,452,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,298 | $2,405,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 63,945 | $2,401,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 87,789 | $2,371,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 70,718 | $2,337,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,558 | $2,315,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 32,655 | $2,291,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 58,324 | $2,260,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,343 | $2,240,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 39,722 | $2,142,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,309 | $2,082,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 360,272 | $1,995,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 41,920 | $1,969,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 28,164 | $1,942,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 5,034 | $1,937,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 21,278 | $1,923,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 47,739 | $1,902,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,843 | $1,901,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 6,531 | $1,838,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,172 | $1,821,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 36,434 | $1,815,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 102,373 | $1,812,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 18,371 | $1,797,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,397 | $1,792,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 18,217 | $1,767,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 14,711 | $1,757,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 64,888 | $1,743,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 29,630 | $1,729,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 56,895 | $1,700,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 34,701 | $1,697,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,640 | $1,605,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,633 | $1,448,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 39,684 | $1,417,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 38,933 | $1,409,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 27,607 | $1,394,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 20,849 | $1,393,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 9,374 | $1,308,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,596 | $1,300,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 47,350 | $1,294,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,011 | $1,294,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,820 | $1,280,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 12,465 | $1,240,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 23,173 | $1,227,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 59,055 | $1,219,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 24,265 | $1,214,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 27,851 | $1,210,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 19,516 | $1,207,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,701 | $1,187,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 17,956 | $1,187,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,911 | $1,181,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 18,880 | $1,169,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,859 | $1,164,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 41,433 | $1,155,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 49,003 | $1,133,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,790 | $1,122,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 15,324 | $1,119,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 26,584 | $1,111,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,914 | $1,106,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 22,943 | $1,106,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 23,043 | $1,084,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,351 | $1,083,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,895 | $1,054,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,562 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,032 | $994,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 9,798 | $986,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 13,395 | $984,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,867 | $913,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,665 | $860,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,767 | $702,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,585 | $669,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 25,188 | $669,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 20,130 | $639,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,570 | $619,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 187 | $614,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,122 | $598,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,561 | $562,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,516 | $511,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,589 | $418,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 918 | $395,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 6,304 | $382,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 37,500 | $369,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,540 | $319,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,457 | $318,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,539 | $247,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 800 | $243,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,200 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,060 | $235,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 385 | $221,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,201 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,436 | $210,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,789 | $205,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 7,832 | $200,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 7,802 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,000 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001811783-21-000005 | this filing | 2021-10-06 | acceptance time not in the bulk data set |