13F-HR filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-12, with 160 holding rows worth $2,042,407,000.
- Accession
- 0001811480-21-000012
- Filer
- CIK 1079935
- Filed
- 2021-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 297 entries on the cover page, a total value of $2,042,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,042,407,000 with VALUE read as thousands by filing date, 13F file number 028-15248. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSIGNATURE INVESTMENT ADVISORS LLC028-20237
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,610,445 | $310,607,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,057,543 | $146,923,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 726,830 | $127,631,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,247,167 | $125,589,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,883,468 | $70,687,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 534,577 | $68,052,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 692,870 | $67,790,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 165,149 | $66,662,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 333,945 | $47,253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 500,203 | $43,578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 804,592 | $42,539,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 84,098 | $40,781,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 71,363 | $40,772,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200,173 | $40,607,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 202,677 | $40,410,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 390,825 | $39,649,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 340,649 | $39,113,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 311,468 | $39,067,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 303,018 | $39,007,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 110,299 | $38,349,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 272,571 | $37,991,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 178,946 | $37,987,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 156,033 | $37,423,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 220,485 | $37,299,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 474,827 | $36,747,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,898 | $35,801,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 221,037 | $29,922,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 85,687 | $24,864,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 308,652 | $15,584,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 471,203 | $14,334,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,282 | $13,611,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 315,326 | $13,411,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 341,784 | $13,296,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 65,214 | $10,675,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 283,571 | $9,225,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 117,148 | $9,199,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 179,041 | $8,954,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 50,125 | $8,654,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 143,247 | $8,476,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 167,424 | $8,090,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 81,029 | $6,641,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 147,267 | $6,104,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 95,535 | $5,424,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 69,865 | $5,163,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 47,945 | $4,955,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 70,624 | $4,414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 143,075 | $4,411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 66,591 | $4,411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 139,390 | $4,161,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 54,323 | $4,109,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36,983 | $4,038,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 69,302 | $3,012,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 36,560 | $2,895,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 27,631 | $2,847,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,813 | $2,845,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,522 | $2,799,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 23,986 | $2,754,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,482 | $2,355,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 14,883 | $2,232,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 17,629 | $2,220,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 46,901 | $2,203,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 5,317 | $2,194,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 11,883 | $2,162,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 65,060 | $2,146,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 15,972 | $2,116,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,669 | $2,093,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 86,265 | $2,030,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 13,363 | $2,016,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 20,621 | $1,973,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 25,768 | $1,951,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 21,426 | $1,916,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,759 | $1,834,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,983 | $1,783,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 9,243 | $1,780,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,615 | $1,451,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,796 | $1,433,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,125 | $1,414,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 26,216 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,574 | $1,375,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 25,846 | $1,335,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 59,912 | $1,297,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 12,771 | $1,286,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 23,915 | $1,286,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,358 | $1,221,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,542 | $1,196,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,890 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 13,206 | $1,138,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,956 | $1,034,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 65,187 | $923,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,132 | $890,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,544 | $871,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,428 | $854,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 313 | $837,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,156 | $792,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 12,530 | $787,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,487 | $763,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,346 | $737,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,042 | $693,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 6,913 | $681,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,876 | $672,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,116 | $665,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 9,794 | $655,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,711 | $638,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,621 | $634,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,670 | $603,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,768 | $588,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 7,534 | $584,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,115 | $577,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,720 | $563,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 974 | $561,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,132 | $557,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 25,199 | $532,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,602 | $509,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 14,047 | $509,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,575 | $501,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,110 | $492,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,485 | $488,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,049 | $456,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,297 | $448,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,486 | $439,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,313 | $438,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,815 | $434,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,032 | $429,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,728 | $421,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,787 | $419,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,700 | $378,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 11,037 | $369,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,484 | $365,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 22,481 | $354,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,590 | $350,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,282 | $341,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,943 | $332,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,193 | $328,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,615 | $295,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,694 | $292,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,905 | $290,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,700 | $290,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,438 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 6,010 | $285,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,028 | $282,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,245 | $279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,716 | $276,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 12,744 | $275,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,397 | $271,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 193 | $262,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,097 | $252,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,286 | $246,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,851 | $245,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,646 | $244,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,106 | $231,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 881 | $230,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 928 | $224,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,114 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,297 | $217,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 563 | $212,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,258 | $211,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 5,041 | $209,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 614 | $208,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,466 | $14,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 20,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001811480-21-000012 | this filing | 2021-10-12 | acceptance time not in the bulk data set |