13F-HR/A filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2020-10-13, with 17 holding rows worth $158,030,000.
- Accession
- 0001811480-20-000009
- Filer
- CIK 1079935
- Filed
- 2020-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, amendment of type new holdings, 31 entries on the cover page, a total value of $158,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $158,030,000 with VALUE read as thousands by filing date, 13F file number 028-15248. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- included managerSIGNATURE INVESTMENT ADVISORS LLC028-20237
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 3,924,740 | $98,433,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,402,268 | $33,767,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 215,534 | $5,489,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 93,158 | $4,504,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 154,757 | $2,950,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 150,484 | $2,861,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 42,156 | $1,986,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 59,658 | $1,703,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 14,887 | $1,485,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 14,886 | $1,363,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 49,419 | $1,283,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19,774 | $607,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,142 | $421,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,373 | $375,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,886 | $310,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 10,224 | $261,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,305 | $232,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-003083 | superseded | 2019-05-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001811480-20-000008 | base | 2020-10-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001811480-20-000009 | this filing | 2020-10-13 | acceptance time not in the bulk data set |