13F-HR filed by Capital Market Strategies LLC
Capital Market Strategies LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-18, with 142 holding rows worth $100,267,642.
- Accession
- 0001810158-23-000004
- Filer
- CIK 1810158
- Filed
- 2023-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 142 entries on the cover page, a total value of $100,267,642 stated on the cover page (in dollars after the unit check, H1), rows summing to $100,267,642 with VALUE read as dollars as filed, 13F file number 028-21633. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 68,851 | $11,869,992 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 17,287 | $7,523,073 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 15,013 | $4,705,037 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 331,600 | $3,571,332 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 98,986 | $3,090,372 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 26,917 | $2,494,700 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 84,490 | $2,339,528 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,074 | $1,773,295 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 11,593 | $1,709,223 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,175 | $1,667,552 | dollars as filed | |
| SCHD | 808524797 | COM | 23,062 | $1,601,000 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,325 | $1,535,338 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,324 | $1,367,207 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,549 | $1,325,511 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,541 | $1,294,563 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 27,007 | $1,268,268 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 8,070 | $1,253,623 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,027 | $1,145,336 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 22,878 | $1,096,771 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,139 | $1,076,802 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,486 | $982,968 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,892 | $964,356 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 2,014 | $938,906 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 65,827 | $922,236 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 7,160 | $892,995 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,523 | $869,626 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 15,316 | $808,378 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 10,636 | $780,049 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,873 | $756,661 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 14,181 | $743,111 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,006 | $702,766 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 645 | $688,408 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 13,711 | $668,182 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,566 | $663,690 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 18,991 | $643,802 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,131 | $633,900 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,249 | $624,012 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 756 | $616,547 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 36,539 | $607,651 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,325 | $605,871 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 12,701 | $584,636 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 15,385 | $570,481 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,410 | $569,264 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,875 | $563,888 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 9,423 | $560,008 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 1,021 | $552,606 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 182 | $547,963 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,648 | $530,117 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,150 | $528,374 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,579 | $525,706 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 10,842 | $518,030 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,596 | $504,842 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,220 | $467,225 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 5,855 | $447,439 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,393 | $447,158 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 29,871 | $445,077 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,939 | $435,776 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 23,185 | $434,023 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 9,860 | $417,571 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,889 | $405,787 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 28,563 | $401,881 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 3,300 | $398,145 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,632 | $397,142 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,007 | $393,797 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,594 | $392,373 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 6,754 | $389,097 | dollars as filed | |
| KLA CORP | 482480100 | COM | 827 | $373,671 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,834 | $373,425 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,918 | $371,622 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 7,395 | $365,498 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,306 | $365,007 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 21,665 | $357,050 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,504 | $349,635 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 3,309 | $346,206 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,201 | $345,936 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,821 | $340,302 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,049 | $333,192 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 962 | $332,034 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,632 | $332,014 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,887 | $325,571 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,004 | $315,239 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 22,339 | $309,395 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,539 | $302,953 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,752 | $298,418 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,399 | $295,634 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,805 | $293,178 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,995 | $291,057 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,019 | $287,588 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,342 | $286,609 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 755 | $286,129 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,292 | $285,196 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,033 | $281,387 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 8,775 | $280,361 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 30,199 | $277,830 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,499 | $272,805 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 28,110 | $270,418 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 526 | $266,697 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,411 | $266,566 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,650 | $265,212 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,016 | $264,593 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,323 | $261,826 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 7,606 | $261,197 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,784 | $259,182 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,500 | $257,355 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 9,622 | $256,714 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,106 | $252,931 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 994 | $245,050 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,256 | $241,227 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 2,148 | $240,382 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,695 | $237,895 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,264 | $235,976 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N405 | APPLIED FINA VAL | 8,848 | $234,478 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,085 | $234,034 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,109 | $232,390 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,431 | $227,338 | dollars as filed | |
| Linde plc | G54950103 | COM | 598 | $222,952 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 461 | $221,289 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,155 | $220,431 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 612 | $218,129 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 43,659 | $216,985 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,863 | $215,418 | dollars as filed | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 11,805 | $213,375 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,495 | $213,357 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,089 | $212,572 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,068 | $212,459 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,850 | $211,403 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 21,014 | $211,400 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,362 | $210,204 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,305 | $207,612 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,677 | $204,509 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,643 | $202,295 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,192 | $201,638 | dollars as filed | |
| NULL | 500767470 | NULL | 11,015 | $187,257 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 33,673 | $177,793 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 19,571 | $168,702 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,154 | $150,218 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 25,220 | $124,839 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 13,444 | $119,113 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 12,110 | $68,542 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,875 | $66,817 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 42,000 | $41,086 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 10,000 | $9,800 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001810158-23-000004 | this filing | 2023-10-18 | acceptance time not in the bulk data set |