13F-HR filed by FSA Wealth Management LLC
FSA Wealth Management LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 406 holding rows worth $146,980,000.
- Accession
- 0001804256-20-000003
- Filer
- CIK 1804256
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 406 entries on the cover page, a total value of $146,980,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,980,000 with VALUE read as thousands by filing date, 13F file number 028-20176. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 137,871 | $26,464,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 180,009 | $20,273,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 173,964 | $15,368,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 337,596 | $13,095,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 44,413 | $7,023,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 24,193 | $5,005,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 88,797 | $4,841,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 46,670 | $4,548,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 58,508 | $4,478,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 86,052 | $4,445,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 95,118 | $3,768,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 38,807 | $3,539,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,522 | $2,744,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 52,491 | $2,618,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 28,640 | $1,567,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 40,142 | $1,517,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,201 | $1,297,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,153 | $1,049,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 15,814 | $824,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,685 | $799,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,737 | $742,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,065 | $700,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,911 | $691,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,679 | $643,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,942 | $624,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 21,227 | $591,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,735 | $449,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,047 | $394,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,118 | $377,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,780 | $376,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 11,451 | $316,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 222 | $314,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,211 | $312,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,414 | $287,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,571 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,500 | $283,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 101 | $279,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,237 | $270,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 600 | $261,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,605 | $254,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,400 | $244,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,968 | $242,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,150 | $231,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,080 | $226,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,300 | $220,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,822 | $214,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,033 | $209,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,699 | $206,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,878 | $198,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 791 | $196,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 135 | $191,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,024 | $190,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 590 | $183,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 585 | $180,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,813 | $175,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 13,000 | $175,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,510 | $172,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,279 | $169,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,716 | $168,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,704 | $168,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,009 | $166,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,157 | $166,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,396 | $155,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,004 | $145,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,838 | $142,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 387 | $141,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 758 | $140,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 660 | $137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,582 | $130,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,448 | $126,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 800 | $125,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,109 | $124,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 740 | $121,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,648 | $121,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,291 | $115,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 4,590 | $113,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 565 | $104,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 532 | $100,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,440 | $100,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,205 | $100,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,840 | $99,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 350 | $94,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 300 | $91,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 940 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 400 | $90,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 830 | $87,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,502 | $82,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,000 | $82,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 530 | $79,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 504 | $79,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 900 | $79,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 461 | $77,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 660 | $77,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,002 | $76,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 5,300 | $74,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 4,175 | $74,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 220 | $71,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 191 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,555 | $69,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 508 | $68,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 853 | $67,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 279 | $67,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,000 | $67,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,577 | $66,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 378 | $66,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,500 | $64,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,364 | $59,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 258 | $59,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 780 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,400 | $56,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,500 | $56,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 683 | $55,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,548 | $55,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 451 | $54,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,414 | $52,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 200 | $50,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 165 | $49,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,000 | $49,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,466 | $49,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 750 | $49,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 150 | $47,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 250 | $47,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 103 | $46,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 721 | $46,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 5,446 | $46,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 700 | $45,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 3,950 | $45,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 497 | $45,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,370 | $45,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 250 | $44,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 230 | $44,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 2,403 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 527 | $43,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 800 | $42,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 500 | $40,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 999 | $39,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,855 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,433 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 990 | $39,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 616 | $38,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 325 | $38,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 281 | $38,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,150 | $38,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 335 | $37,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,870 | $37,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 250 | $35,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 160 | $34,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 267 | $34,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 460 | $34,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 132 | $34,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 524 | $33,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 8,649 | $33,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,088 | $32,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,455 | $32,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 230 | $31,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $31,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 180 | $31,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 96 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,600 | $31,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 641 | $30,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,691 | $30,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,096 | $30,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 408 | $29,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,145 | $29,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 306 | $28,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,000 | $28,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 300 | $27,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 800 | $27,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $27,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,100 | $26,000 | thousands by filing date | |
| IJH | 464287507 | COM | 140 | $25,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $25,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 473 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 227 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 335 | $25,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,806 | $25,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 296 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,271 | $25,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 110 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 486 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,600 | $24,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50 | $23,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,575 | $23,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 235 | $22,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 429 | $22,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 674 | $22,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,767 | $22,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,437 | $21,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 33 | $21,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 350 | $20,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 392 | $20,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 2,000 | $20,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,800 | $20,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 725 | $19,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 500 | $19,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 476 | $19,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 50 | $19,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,145 | $19,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 376 | $19,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,450 | $19,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,000 | $19,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 833 | $19,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 281 | $18,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 200 | $18,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 54 | $18,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 350 | $18,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 549 | $17,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 1,000 | $17,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $17,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 307 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 258 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 101 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 400 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 339 | $16,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 100 | $16,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,220 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 575 | $16,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 63 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 200 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $15,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 245 | $15,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 243 | $15,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 125 | $15,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,194 | $15,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 77 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 500 | $14,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 50 | $14,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 616 | $14,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 426 | $14,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $14,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 8 | $13,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 186 | $13,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 138 | $13,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 105 | $13,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 473 | $13,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $13,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $13,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $13,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 700 | $13,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 200 | $13,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 100 | $13,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,200 | $13,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 60 | $13,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 170 | $13,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 382 | $13,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 360 | $13,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 400 | $12,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 325 | $12,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 497 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 250 | $12,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $12,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,000 | $12,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 701 | $12,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 285 | $11,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $11,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 55 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 80 | $11,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 200 | $11,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 133 | $11,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 50 | $11,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 555 | $11,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $11,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,423 | $10,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 355 | $10,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 50 | $10,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 900 | $10,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 81 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 750 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 850 | $10,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 850 | $10,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,000 | $10,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 300 | $9,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 100 | $9,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 130 | $9,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 64 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 210 | $9,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 500 | $9,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 120 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 260 | $9,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 80 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,044 | $9,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 120 | $8,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 200 | $8,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 289 | $8,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 100 | $8,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 200 | $8,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 100 | $8,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 290 | $8,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,000 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,000 | $8,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 58 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 32 | $7,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 20 | $7,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 130 | $7,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 250 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 460 | $7,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 89 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 300 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,000 | $7,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 38 | $7,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 176 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100 | $6,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 31 | $6,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 94 | $6,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 100 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 55 | $6,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 60 | $6,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 300 | $6,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 500 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 200 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 133 | $6,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 46 | $5,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 30 | $5,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 75 | $5,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 80 | $5,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 210 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 260 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $5,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 212 | $5,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 27 | $5,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 100 | $5,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 30 | $5,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 60 | $5,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 56 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 100 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 64 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 360 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 150 | $5,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 317 | $5,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $4,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10 | $4,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 70 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 30 | $4,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 48 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 174 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 51 | $4,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 50 | $4,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 80 | $4,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 400 | $4,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 18 | $3,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 30 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 41 | $3,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 56 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 183 | $3,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 300 | $3,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 60 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 20 | $3,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 213 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 46 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 28 | $2,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 55 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 39 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 147 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 337 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 48 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 200 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 50 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 221 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 116 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 517 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 41 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 120 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 45 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 32 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 14 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $1,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 100 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 35 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 53 | $1,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 27 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V F CORP COM | 918204108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OVINTIV INC | 69047Q102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 462 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001804256-20-000003 | this filing | 2020-08-14 | acceptance time not in the bulk data set |