13F-HR filed by FSA Wealth Management LLC
FSA Wealth Management LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-21, with 476 holding rows worth $141,882,000.
- Accession
- 0001804256-20-000001
- Filer
- CIK 1804256
- Filed
- 2020-02-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 476 entries on the cover page, a total value of $141,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,882,000 with VALUE read as thousands by filing date, 13F file number 028-20176. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 127,484 | $22,427,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 150,184 | $20,497,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 386,297 | $17,020,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 161,793 | $13,568,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 37,710 | $5,754,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 36,743 | $4,724,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 88,070 | $4,455,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 45,113 | $4,275,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 105,615 | $4,168,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 19,214 | $4,116,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 80,919 | $3,598,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 57,104 | $2,804,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,620 | $2,238,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 36,800 | $1,974,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 33,030 | $1,317,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,207 | $1,061,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,643 | $1,048,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 21,389 | $985,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,055 | $881,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,448 | $795,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,273 | $715,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,721 | $659,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,514 | $567,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,938 | $546,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,283 | $537,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,882 | $431,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,587 | $374,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,500 | $370,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,002 | $356,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,414 | $355,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,064 | $353,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,613 | $350,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,751 | $344,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,732 | $336,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,819 | $333,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 232 | $310,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,878 | $300,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,147 | $299,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,572 | $281,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,420 | $261,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,025 | $256,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,126 | $246,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 764 | $246,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,150 | $239,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,682 | $237,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,300 | $235,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,966 | $229,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,395 | $228,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 13,000 | $219,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,080 | $216,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,550 | $212,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 635 | $209,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,510 | $207,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 107 | $198,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,157 | $192,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 590 | $191,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 140 | $188,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 635 | $187,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 3,218 | $186,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,004 | $178,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 535 | $174,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 987 | $174,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,891 | $172,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,391 | $168,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,729 | $161,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,210 | $159,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 798 | $158,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 780 | $151,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 387 | $151,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,400 | $151,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 4,590 | $149,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,624 | $144,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,032 | $143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,582 | $138,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,109 | $135,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,750 | $132,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,368 | $130,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,502 | $128,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 589 | $125,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,640 | $119,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,648 | $113,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 532 | $109,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,395 | $108,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,648 | $107,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,740 | $104,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,225 | $104,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 350 | $104,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,282 | $102,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,072 | $101,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,763 | $100,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 660 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 400 | $95,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 537 | $93,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,200 | $92,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 616 | $92,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 530 | $90,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,500 | $90,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,500 | $88,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 508 | $87,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 220 | $83,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 900 | $83,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 853 | $79,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 279 | $76,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,611 | $75,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 378 | $73,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 780 | $71,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 123 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,555 | $69,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 683 | $62,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 191 | $62,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 426 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,519 | $61,000 | thousands by filing date | |
| TEXAS A & M UNIV REVS 5 05/15/2022 | 8821352C9 | Muni Bond | 60 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 500 | $60,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,002 | $60,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 750 | $59,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,896 | $57,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,414 | $57,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,008 | $56,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,000 | $56,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,154 | $55,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 185 | $54,000 | thousands by filing date | |
| NEW YORK ST DORM AUTH ST PERS INCOME TAX REV, REV BDS | 64990EEY9 | Revenue Supported Bonds - non-taxable | 50 | $54,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 446 | $53,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,750 | $53,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 486 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 527 | $52,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 800 | $52,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 629 | $51,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 8,097 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 497 | $50,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 560 | $49,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 444 | $49,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 150 | $47,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 281 | $47,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,825 | $46,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 999 | $45,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 213 | $44,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 721 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,150 | $44,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 230 | $43,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 327 | $43,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,825 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,433 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,840 | $43,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 655 | $42,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 4,339 | $42,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 250 | $41,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 325 | $41,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 524 | $41,000 | thousands by filing date | |
| NORWOOD MASS GO PUB WKS FAC BDS | 669555VB7 | EQUITY | 40 | $41,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 744 | $40,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 267 | $39,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 335 | $39,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,750 | $39,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 250 | $38,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $38,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 131 | $37,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,420 | $37,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 655 | $36,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 378 | $35,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 160 | $34,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $34,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,368 | $34,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 800 | $34,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,440 | $33,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 751 | $32,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 180 | $32,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 376 | $32,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 106 | $31,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,738 | $31,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 500 | $31,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,307 | $31,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,294 | $31,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 674 | $30,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 670 | $30,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 235 | $29,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 230 | $29,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 470 | $29,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 800 | $29,000 | thousands by filing date | |
| TEXAS STATE GO MOBILITY FD BDS REV CLBL | 882723SS9 | EQUITY | 25 | $29,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 381 | $28,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 600 | $28,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 96 | $28,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 306 | $27,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,030 | $27,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 728 | $27,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 200 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,150 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 335 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,600 | $27,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,100 | $27,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,100 | $27,000 | thousands by filing date | |
| VIRGINIA ST RES AUTH INFRASTRU REV BDS CLBL | 92818L5K4 | EQUITY | 25 | $27,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 250 | $26,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,145 | $26,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,806 | $26,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 248 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,800 | $26,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 3,300 | $26,000 | thousands by filing date | |
| BOSTON MASSACHUSETTS GO BDS CLBL | 100853PW4 | EQUITY | 25 | $26,000 | thousands by filing date | |
| STURBRIDGE MASS GO MUN PURP LN BDS CLBL | 864031HB8 | EQUITY | 25 | $26,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 500 | $25,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 657 | $25,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 296 | $25,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 33 | $25,000 | thousands by filing date | |
| QUALCOMM INC | 747525AD5 | Convertible/ | 25 | $25,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 294 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 796 | $24,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,100 | $24,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,500 | $24,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 1,000 | $24,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,000 | $24,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 200 | $23,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 70 | $23,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 67 | $23,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,767 | $23,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 328 | $23,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 392 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 227 | $22,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,437 | $22,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 537 | $21,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,747 | $21,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,600 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 486 | $21,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,000 | $21,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,000 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 400 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 90 | $20,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 500 | $20,000 | thousands by filing date | |
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| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 1,400 | $20,000 | thousands by filing date | |
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| ISHARES TR | 464287465 | MSCI EAFE ETF | 258 | $18,000 | thousands by filing date | |
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| TC ENERGY CORP | 87807B107 | COM | 333 | $18,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 500 | $18,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 73 | $17,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 98 | $17,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $17,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 230 | $17,000 | thousands by filing date | |
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| Booking Holdings Inc. | 09857L108 | COM | 8 | $16,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 138 | $16,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 272 | $16,000 | thousands by filing date | |
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| ISHARES TR | 464289867 | CORE 60 BALA ETF | 335 | $16,000 | thousands by filing date | |
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| S&P Global,Inc. | 78409V104 | COM | 54 | $15,000 | thousands by filing date | |
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| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 900 | $15,000 | thousands by filing date | |
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| Boston Scientific Corporation | 101137107 | COM | 300 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $14,000 | thousands by filing date | |
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| NORTHERN TR CORP COM | 665859104 | Stock | 133 | $14,000 | thousands by filing date | |
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| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 138 | $13,000 | thousands by filing date | |
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| KLA CORP | 482480100 | COM | 55 | $10,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 125 | $10,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 150 | $10,000 | thousands by filing date | |
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| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 81 | $10,000 | thousands by filing date | |
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| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 300 | $10,000 | thousands by filing date | |
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| SEALED AIR CORP NEW | 81211K100 | COM | 260 | $10,000 | thousands by filing date | |
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| PIMCO MUN INCOME FD II | 72200W106 | COM | 620 | $10,000 | thousands by filing date | |
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| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 30 | $9,000 | thousands by filing date | |
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| Vanguard Energy ETF | 92204A306 | SHS | 97 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 47 | $8,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 130 | $8,000 | thousands by filing date | |
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| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 212 | $8,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 80 | $8,000 | thousands by filing date | |
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| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 56 | $8,000 | thousands by filing date | |
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| BEYOND MEAT INC | 08862E109 | COM | 106 | $8,000 | thousands by filing date | |
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| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 175 | $8,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,500 | $8,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 960 | $8,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 78 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 32 | $7,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 300 | $7,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 400 | $7,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 55 | $7,000 | thousands by filing date | |
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| ENTERGY CORP NEW COM | 29364G103 | Stock | 60 | $7,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 100 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 400 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 64 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 60 | $7,000 | thousands by filing date | |
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| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 70 | $7,000 | thousands by filing date | |
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| CDK GLOBAL INC | 12508E101 | COM | 133 | $7,000 | thousands by filing date | |
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| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 100 | $7,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100 | $6,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $6,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 75 | $6,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 20 | $6,000 | thousands by filing date | |
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| PUBLIC STORAGE COM | 74460D109 | REIT | 27 | $6,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 90 | $6,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 60 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 174 | $6,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 300 | $6,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,950 | $6,000 | thousands by filing date | |
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| GRAFTECH INTL LTD | 384313508 | COM | 500 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $6,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 200 | $6,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 300 | $6,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 345 | $6,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 15,000 | $6,000 | thousands by filing date | |
| WASHINGTON ST GO REF BDS REV CLBL | 93974DKG2 | EQUITY | 5 | $6,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 45 | $5,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 30 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 82 | $5,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 80 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $5,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 70 | $5,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 80 | $5,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 100 | $5,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 30 | $5,000 | thousands by filing date | |
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| SERVICE CORP INTL COM | 817565104 | Stock | 100 | $5,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 54 | $5,000 | thousands by filing date | |
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| VIAVI SOLUTIONS INC | 925550105 | COM | 360 | $5,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 50 | $5,000 | thousands by filing date | |
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| Mowi ASA ADR | 624678108 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 544 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,000 | $5,000 | thousands by filing date | |
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| Citigroup Inc. | 172967424 | COM | 44 | $4,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 63 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 36 | $4,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 90 | $4,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 30 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 145 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 51 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 100 | $4,000 | thousands by filing date | |
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| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 300 | $4,000 | thousands by filing date | |
| Gibson Energy Inc. Co. | 374825206 | COM | 200 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 145 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 111 | $3,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 30 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 41 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 337 | $3,000 | thousands by filing date | |
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| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 221 | $3,000 | thousands by filing date | |
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| PIPER SANDLER COMPANIES | 724078100 | COM | 41 | $3,000 | thousands by filing date | |
| HORIZONS MARIJUANA LIFE SCIE UNIT CL A | 44054J101 | CEF | 500 | $3,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 28 | $2,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7 | $2,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 136 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 39 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 45 | $2,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 48 | $2,000 | thousands by filing date | |
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| CITRIX SYSTEMS INC | 177376100 | COM | 20 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 100 | $2,000 | thousands by filing date | |
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| AEGON N V | 007924103 | NY REGISTRY SHS | 517 | $2,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 100 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 43 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 19 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 32 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $1,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 80 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 50 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 31 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 200 | $1,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 200 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V F CORP COM | 918204108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEYENNE RES CORP | 166871103 | Equity | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN QUEEN MINING CONS LTD COM | 38116W100 | EQUITY | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP WARRANT | 40537Q142 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APP INTERNATIONAL FINANCE CO NOTE M/W CLBL IN DEFAULT | 00202BAC5 | EQUITY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001804256-20-000001 | this filing | 2020-02-21 | acceptance time not in the bulk data set |