13F-HR filed by Cadent Capital Advisors, LLC
Cadent Capital Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-10, with 132 holding rows worth $240,668,661.
- Accession
- 0001803536-23-000004
- Filer
- CIK 1803536
- Filed
- 2023-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 142 entries on the cover page, a total value of $240,668,661 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,668,661 with VALUE read as dollars as filed, 13F file number 028-20745. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerLegg Mason Private Portfolio Group, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 50,000 | $17,913,500 | dollars as filed | put |
| SPY | 78462F103 | SHS | 30,000 | $12,824,400 | dollars as filed | put |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 105,700 | $12,156,613 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 321,872 | $11,944,661 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 78,806 | $11,165,962 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 110,923 | $10,026,337 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 130,618 | $8,285,124 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 892,714 | $7,507,725 | dollars as filed | |
| Apple Inc | 037833100 | COM | 34,582 | $5,920,817 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 195,540 | $5,895,518 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 30,048 | $5,858,748 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 65,234 | $5,785,573 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 54,174 | $5,683,953 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,956 | $5,168,323 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 478,127 | $4,852,986 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 20,053 | $4,687,777 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 23,458 | $4,435,195 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 311,226 | $4,357,168 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 735,824 | $4,017,602 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 43,127 | $3,952,583 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,000 | $3,856,100 | dollars as filed | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 151,757 | $3,648,244 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 7,571 | $3,585,890 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 45,570 | $3,576,765 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 32,305 | $3,423,406 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 20,063 | $3,399,470 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $3,188,862 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 32,407 | $3,092,278 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 24,139 | $3,015,907 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 8,818 | $3,009,358 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,276 | $2,899,083 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 37,779 | $2,839,825 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 140,750 | $2,366,010 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 95,675 | $2,296,190 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 11,017 | $1,757,123 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 30,234 | $1,684,622 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,726 | $1,471,418 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 42,703 | $1,438,673 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 51,258 | $1,342,964 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 16,076 | $1,301,653 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,964 | $1,272,892 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 33,312 | $1,165,599 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 44,130 | $1,146,940 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 15,853 | $1,146,342 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 16,620 | $1,134,816 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,760 | $1,000,820 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,403 | $926,345 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,715 | $880,375 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 41,999 | $802,601 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,991 | $686,688 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 11,200 | $645,102 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 281,500 | $548,925 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 8,608 | $546,522 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,130 | $540,452 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,399 | $538,963 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 26,419 | $537,363 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 23,448 | $527,815 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 25,463 | $520,467 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,676 | $484,645 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,125 | $482,944 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 4,020 | $481,645 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,432 | $464,832 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 313 | $460,890 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,599 | $457,036 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,750 | $453,705 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,778 | $450,063 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 7,593 | $431,814 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,924 | $413,936 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8,941 | $366,840 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,120 | $353,482 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,041 | $352,082 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 1,110 | $348,463 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1,819 | $342,136 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,116 | $337,185 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,832 | $333,249 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,233 | $333,129 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,040 | $332,139 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 27,403 | $327,467 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,690 | $323,153 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,188 | $313,790 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 3,305 | $313,348 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,080 | $305,928 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,702 | $301,152 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,858 | $291,905 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,233 | $288,818 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,798 | $279,978 | dollars as filed | |
| GODADDY INC CL A | 380237107 | Stock | 3,734 | $278,109 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,723 | $276,718 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,681 | $276,041 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 2,182 | $272,838 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 723 | $270,721 | dollars as filed | |
| Deere & Company | 244199105 | COM | 717 | $270,605 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 4,491 | $270,493 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,043 | $270,323 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,852 | $270,177 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,357 | $266,529 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 9,509 | $265,111 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,480 | $264,994 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 3,138 | $259,827 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,100 | $258,060 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 477 | $256,052 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 7,362 | $255,462 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,222 | $255,377 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 5,153 | $255,138 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 929 | $252,268 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,051 | $251,269 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,913 | $249,341 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,321 | $249,035 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,218 | $247,966 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,864 | $236,932 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,412 | $230,157 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1,010 | $225,402 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,069 | $220,870 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3,114 | $218,977 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,037 | $218,836 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,175 | $218,436 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 942 | $216,676 | dollars as filed | |
| VTI | 922908769 | COM | 1,010 | $214,459 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 3,450 | $212,520 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,043 | $206,131 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,491 | $205,017 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,981 | $204,673 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,136 | $204,280 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 3,779 | $203,537 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 43,050 | $178,227 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,010 | $164,598 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,500 | $119,250 | dollars as filed | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,364 | $110,910 | dollars as filed | |
| SPY | 78462F103 | SHS | 215 | $91,887 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 133 | $47,664 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 10,000 | $28,300 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 50 | $19,281 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001803536-23-000004 | this filing | 2023-10-10 | acceptance time not in the bulk data set |