13F-HR filed by WNY Asset Management, LLC
WNY Asset Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-03, with 196 holding rows worth $470,126,976.
- Accession
- 0001803296-23-000003
- Filer
- CIK 1803296
- Filed
- 2023-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 196 entries on the cover page, a total value of $470,126,976 stated on the cover page (in dollars after the unit check, H1), rows summing to $470,126,976 with VALUE read as dollars as filed, 13F file number 028-20935. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 2,235,668 | $49,765,931 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 1,357,521 | $32,974,196 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 1,195,157 | $32,316,996 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 271,611 | $27,959,181 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 147,999 | $26,383,599 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 381,066 | $20,253,782 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 184,202 | $16,312,324 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 153,382 | $15,459,373 | dollars as filed | |
| Apple Inc | 037833100 | COM | 60,946 | $11,821,746 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 203,579 | $9,653,731 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,794 | $8,468,810 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 149,148 | $8,119,497 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 36,497 | $8,035,789 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 169,301 | $7,818,323 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 247,906 | $7,412,446 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 165,066 | $6,138,817 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 173,031 | $5,969,622 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 15,295 | $5,208,787 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 20,901 | $4,918,423 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,343 | $4,208,963 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 254,568 | $4,060,393 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 29,164 | $3,801,812 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 439,008 | $3,573,519 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 56,057 | $3,542,803 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 63,095 | $3,491,050 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 19,649 | $3,416,104 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 23,969 | $3,316,720 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 8,536 | $3,153,293 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 33,367 | $3,145,986 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 88,058 | $3,134,875 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 87,762 | $3,092,734 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 73,396 | $2,850,701 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 294,670 | $2,784,652 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 23,927 | $2,575,026 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 20,771 | $2,472,570 | dollars as filed | |
| SPDW | 78463X889 | COM | 74,857 | $2,435,831 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,483 | $2,430,627 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 85,116 | $2,424,989 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 22,173 | $2,300,578 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 4,864 | $2,281,121 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,391 | $1,957,316 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,053 | $1,936,158 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 13,300 | $1,889,847 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 228,630 | $1,888,485 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,168 | $1,713,904 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,863 | $1,680,105 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 21,105 | $1,626,555 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 450,630 | $1,568,193 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 8,427 | $1,560,970 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 30,374 | $1,559,989 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 176,264 | $1,515,871 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 16,216 | $1,490,099 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 173,450 | $1,446,575 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 27,903 | $1,418,054 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 18,709 | $1,404,864 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 64,331 | $1,403,702 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 22,435 | $1,368,760 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 4,797 | $1,357,362 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 13,626 | $1,329,886 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,611 | $1,323,280 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 36,047 | $1,322,219 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 8,226 | $1,248,190 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,530 | $1,245,661 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 24,905 | $1,199,425 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 8,832 | $1,181,821 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,940 | $1,148,825 | dollars as filed | |
| VTI | 922908769 | COM | 5,185 | $1,142,218 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 17,546 | $1,059,434 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 20,897 | $1,029,815 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,431 | $1,024,118 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,511 | $1,015,577 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 29,965 | $1,010,099 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 19,669 | $986,188 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,327 | $984,367 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 21,627 | $954,641 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,222 | $948,738 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 14,110 | $946,660 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,746 | $922,766 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,054 | $911,995 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,502 | $893,729 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 16,711 | $840,567 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,516 | $819,441 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 32,372 | $816,743 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 28,814 | $803,335 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,071 | $758,866 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 8,543 | $753,859 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 17,060 | $747,265 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,381 | $722,941 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,707 | $708,614 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,547 | $700,943 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,380 | $700,856 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,424 | $695,599 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 4,168 | $676,386 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,176 | $661,666 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,795 | $656,106 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 7,009 | $651,646 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,619 | $629,385 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 21,617 | $627,975 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 7,017 | $626,516 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,981 | $626,412 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,562 | $614,700 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 28,789 | $585,283 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 106,125 | $577,320 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,768 | $570,730 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 45,504 | $570,616 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 10,103 | $561,747 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 53,896 | $559,994 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,647 | $558,941 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,288 | $557,678 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 9,006 | $557,471 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 4,410 | $545,880 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 460 | $544,915 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,678 | $541,224 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 9,505 | $538,746 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,833 | $523,670 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 66,215 | $519,126 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 20,580 | $516,667 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,194 | $514,841 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,654 | $513,681 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 17,869 | $512,681 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 8,321 | $501,008 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 9,765 | $494,598 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,102 | $481,167 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 3,511 | $480,324 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,469 | $474,043 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,193 | $464,441 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 728 | $463,062 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,912 | $456,470 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 29,978 | $453,556 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,056 | $451,200 | dollars as filed | |
| IJH | 464287507 | COM | 1,721 | $449,932 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,348 | $445,767 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,760 | $431,558 | dollars as filed | |
| Intel Corp | 458140100 | COM | 12,830 | $429,030 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 8,583 | $421,920 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 9,626 | $416,037 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,270 | $413,075 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,071 | $411,888 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,899 | $410,796 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 12,030 | $398,797 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,812 | $388,226 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 8,420 | $387,657 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 11,056 | $377,010 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 7,683 | $375,545 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,777 | $375,410 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,149 | $374,280 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,517 | $368,159 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,739 | $351,638 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,605 | $351,326 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,012 | $347,976 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,192 | $337,667 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,425 | $335,523 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,352 | $335,252 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,331 | $324,479 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,600 | $324,208 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 29,000 | $323,931 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 2,844 | $308,375 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,650 | $303,093 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,564 | $296,364 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,647 | $296,055 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 18,115 | $295,827 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 25,547 | $281,274 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,890 | $278,345 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,167 | $276,360 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,120 | $275,577 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,645 | $266,210 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,258 | $254,888 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 12,116 | $253,104 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 283 | $245,483 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,587 | $245,381 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,979 | $240,247 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,357 | $237,064 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,465 | $231,021 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 932 | $229,359 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,918 | $223,779 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,963 | $221,944 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 5,673 | $221,701 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,020 | $220,931 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,930 | $219,846 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,340 | $215,764 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,023 | $212,185 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,360 | $208,926 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 388 | $208,891 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 868 | $208,320 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,396 | $203,131 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,269 | $200,425 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 10,500 | $190,156 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 12,127 | $159,470 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,100 | $146,027 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,400 | $140,088 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,085 | $96,211 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,300 | $46,659 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 10,250 | $11,480 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 645 | $6,508 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,700 | $6,008 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 116 | $4,330 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001803296-23-000003 | this filing | 2023-08-03 | acceptance time not in the bulk data set |