13F-HR filed by WNY Asset Management, LLC
WNY Asset Management, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-25, with 167 holding rows worth $275,436,000.
- Accession
- 0001803296-22-000005
- Filer
- CIK 1803296
- Filed
- 2022-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 167 entries on the cover page, a total value of $275,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $275,436,000 with VALUE read as thousands by filing date, 13F file number 028-20935. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 190,668 | $17,129,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 151,584 | $15,899,000 | thousands by filing date | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 618,215 | $12,610,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 67,060 | $9,271,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 168,489 | $8,091,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 156,490 | $7,871,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 36,640 | $7,252,000 | thousands by filing date | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 365,796 | $6,842,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 397,751 | $6,638,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 145,032 | $6,419,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 49,451 | $6,298,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 161,269 | $6,102,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 143,492 | $5,457,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 43,154 | $5,249,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 172,499 | $5,113,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 26,175 | $4,500,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 165,517 | $4,271,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 38,323 | $3,684,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q701 | ULTRA SHRT TRM | 74,336 | $3,612,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,368 | $3,575,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 232,428 | $3,571,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 31,230 | $3,535,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 56,961 | $3,511,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,624 | $3,372,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 36,576 | $3,276,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,040 | $3,148,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 271,998 | $3,083,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 23,461 | $2,896,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 57,932 | $2,853,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,201 | $2,724,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,201 | $2,697,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 29,103 | $2,654,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 313,588 | $2,535,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 82,490 | $2,528,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,020 | $2,384,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 14,311 | $2,311,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30,417 | $2,256,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,552 | $2,105,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,810 | $2,076,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 33,284 | $2,045,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,568 | $1,992,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 37,552 | $1,955,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 43,992 | $1,928,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 53,018 | $1,663,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,069 | $1,640,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 27,665 | $1,619,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 22,980 | $1,529,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 187,100 | $1,511,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 210,502 | $1,501,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,779 | $1,430,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,973 | $1,429,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,450 | $1,378,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 13,440 | $1,297,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 61,091 | $1,215,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,935 | $1,186,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 19,134 | $1,186,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,322 | $1,051,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,637 | $1,012,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 16,796 | $1,007,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 24,905 | $967,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,410 | $963,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11,428 | $948,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 18,795 | $942,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,504 | $871,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,816 | $866,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 21,939 | $851,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,257 | $846,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,423 | $842,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 5,916 | $840,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 17,037 | $835,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,709 | $813,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 20,797 | $795,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,377 | $777,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,482 | $745,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 34,954 | $732,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,518 | $726,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,332 | $717,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,269 | $711,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,992 | $706,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,882 | $678,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,039 | $670,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,501 | $664,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,125 | $664,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,917 | $654,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 12,223 | $614,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,924 | $613,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,080 | $608,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 35,043 | $603,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,543 | $591,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 10,075 | $584,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,746 | $581,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,889 | $560,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 48,882 | $558,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,998 | $542,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,571 | $537,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,372 | $527,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,532 | $524,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,697 | $488,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,010 | $479,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 24,485 | $474,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,693 | $470,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 58,565 | $468,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 10,301 | $459,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 13,450 | $434,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,145 | $432,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 30,322 | $427,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,198 | $418,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,194 | $411,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 36,755 | $411,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,813 | $378,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,462 | $377,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,507 | $374,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 113,550 | $365,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 44,200 | $362,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,435 | $360,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,521 | $349,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 7,620 | $349,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,038 | $348,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 5,476 | $338,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 12,630 | $338,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,861 | $317,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 69,400 | $310,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,593 | $306,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 11,719 | $303,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,685 | $302,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,459 | $301,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 725 | $299,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,650 | $297,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,900 | $283,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,583 | $280,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,406 | $278,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,882 | $271,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,450 | $267,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,776 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,871 | $262,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,628 | $261,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,376 | $261,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,085 | $259,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,548 | $258,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,902 | $256,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 975 | $252,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,206 | $248,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 17,845 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,744 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,344 | $241,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,655 | $235,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,855 | $225,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,923 | $224,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,296 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,220 | $213,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,595 | $209,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 997 | $208,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 404 | $205,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,750 | $201,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,844 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,557 | $194,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,561 | $121,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,064 | $117,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 10,550 | $92,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,404 | $91,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,400 | $88,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,885 | $75,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,300 | $59,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,000 | $18,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,700 | $14,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 645 | $6,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 116 | $4,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001803296-22-000005 | this filing | 2022-10-25 | acceptance time not in the bulk data set |