13F-HR filed by HOHIMER WEALTH MANAGEMENT, LLC
HOHIMER WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-02, with 214 holding rows worth $430,964,786.
- Accession
- 0001802533-24-000007
- Filer
- CIK 1802533
- Filed
- 2024-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 214 entries on the cover page, a total value of $430,964,786 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,964,786 with VALUE read as dollars as filed, 13F file number 028-20000. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 72,133 | $32,097,772 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 28,376 | $10,612,862 | dollars as filed | |
| Apple Inc | 037833100 | COM | 39,126 | $8,240,743 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 4,556 | $7,314,795 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 37,229 | $7,194,504 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 143,594 | $7,096,398 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 42,091 | $6,751,763 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35,046 | $6,370,664 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 48,700 | $5,979,016 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,656 | $5,877,193 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,644 | $5,647,334 | dollars as filed | |
| SPY | 78462F103 | SHS | 9,698 | $5,277,911 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,728 | $5,033,967 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 103,468 | $4,881,620 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 15,243 | $4,762,675 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 4,354 | $4,636,357 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 97,555 | $4,603,620 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 427,910 | $4,582,916 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 105,664 | $4,424,152 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 10,287 | $4,394,508 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 50,020 | $4,388,755 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 57,461 | $4,370,484 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 31,204 | $4,347,653 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 26,246 | $4,328,753 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 67,881 | $4,307,728 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 117,592 | $4,266,220 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,384 | $4,238,931 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 101,312 | $4,208,500 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 144,310 | $4,133,038 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 53,579 | $4,109,535 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 12,583 | $4,008,315 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 28,871 | $3,997,190 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 83,802 | $3,981,420 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 21,616 | $3,973,669 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 19,776 | $3,938,938 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,621 | $3,881,070 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 143,912 | $3,794,959 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 133,431 | $3,792,109 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 29,395 | $3,786,076 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 62,866 | $3,648,114 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 35,806 | $3,594,564 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 14,971 | $3,533,008 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 24,876 | $3,512,491 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 25,309 | $3,490,364 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 6,361 | $3,446,771 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 461,369 | $3,432,585 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 7,169 | $3,348,640 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 55,100 | $3,340,162 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 69,692 | $3,237,890 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,912 | $3,235,181 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 314,742 | $3,188,336 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 21,459 | $3,136,447 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 58,378 | $3,136,066 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,117 | $3,130,897 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 45,311 | $3,108,788 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 18,761 | $3,095,565 | dollars as filed | |
| FISERV INC | 337738108 | COM | 20,734 | $3,090,195 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 27,618 | $3,042,396 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 42,224 | $3,040,128 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,802 | $2,965,332 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 23,183 | $2,920,826 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 24,949 | $2,918,285 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 49,278 | $2,916,765 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 29,122 | $2,914,530 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 69,438 | $2,883,760 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 29,680 | $2,839,189 | dollars as filed | |
| VTI | 922908769 | COM | 10,325 | $2,762,108 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 80,748 | $2,671,144 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 83,437 | $2,632,437 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 44,290 | $2,615,767 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 159,133 | $2,585,911 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,995 | $2,554,831 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 50,292 | $2,447,691 | dollars as filed | |
| VWO | 922042858 | SHS | 55,291 | $2,419,531 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,936 | $2,414,765 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 9,171 | $2,337,138 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 32,996 | $2,319,317 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 24,724 | $1,939,598 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 9,009 | $1,782,701 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 15,561 | $1,601,849 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,246 | $1,579,979 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 4,638 | $1,544,918 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,263 | $1,527,661 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 6,761 | $1,409,195 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,985 | $1,350,955 | dollars as filed | |
| American Express Company | 025816109 | COM | 5,643 | $1,306,637 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,931 | $1,294,242 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 23,574 | $1,261,209 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 4,528 | $1,253,939 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,921 | $1,242,255 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 27,018 | $1,230,670 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,498 | $1,225,979 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,180 | $1,211,077 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,258 | $1,205,207 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,009 | $1,196,406 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 15,016 | $1,180,708 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 23,000 | $1,170,240 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 25,493 | $1,157,402 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,104 | $1,156,765 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,465 | $1,137,546 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 4,387 | $1,127,898 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 23,242 | $1,127,005 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 13,675 | $1,123,948 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,479 | $1,108,191 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 5,153 | $1,100,372 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 31,273 | $1,099,871 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 6,130 | $1,084,274 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 11,427 | $1,071,167 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,868 | $1,068,035 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,113 | $1,058,193 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,250 | $1,054,620 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 14,061 | $1,052,998 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 23,801 | $1,048,910 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 17,187 | $1,035,860 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 6,810 | $1,032,600 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,502 | $1,011,059 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,382 | $1,005,469 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,488 | $1,004,221 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,198 | $1,003,500 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,058 | $995,447 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,631 | $985,092 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 19,706 | $984,315 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 15,253 | $983,666 | dollars as filed | |
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 5,325 | $971,067 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 18,760 | $961,244 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 11,422 | $960,362 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,083 | $930,240 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 557 | $915,374 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 13,617 | $858,960 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 48,051 | $844,256 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,445 | $819,357 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 6,915 | $816,454 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,468 | $796,537 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 3,658 | $759,803 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 15,000 | $737,700 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,049 | $736,958 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 4,669 | $730,325 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 1,494 | $719,735 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 38,410 | $681,778 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,331 | $652,567 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,183 | $633,000 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,997 | $594,187 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,265 | $592,997 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 8,333 | $592,893 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,650 | $565,351 | dollars as filed | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 600,000 | $565,200 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,411 | $560,039 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,042 | $507,397 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 6,641 | $500,134 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 24,475 | $478,731 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,850 | $472,010 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,563 | $459,378 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 12,817 | $437,957 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,555 | $437,075 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,820 | $430,957 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,647 | $429,370 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 330,000 | $422,400 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 4,702 | $414,575 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 18,854 | $414,411 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,120 | $413,275 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 21,431 | $409,546 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,851 | $405,384 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,430 | $399,801 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 430 | $389,313 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 1,341 | $389,051 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,900 | $385,491 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 20,299 | $382,636 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,600 | $379,176 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 14,245 | $376,638 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 25,055 | $374,322 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,639 | $368,047 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,600 | $363,024 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,578 | $358,956 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 12,531 | $347,234 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,786 | $344,907 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,150 | $336,482 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 5,253 | $335,404 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,000 | $329,040 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,333 | $326,316 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 9,601 | $324,418 | dollars as filed | |
| IJH | 464287507 | COM | 5,520 | $323,030 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 4,144 | $322,610 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 3,410 | $311,026 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,044 | $308,351 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,123 | $304,255 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,341 | $303,415 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,705 | $300,387 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 13,721 | $293,355 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 18,157 | $290,330 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,430 | $284,772 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 889 | $278,746 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,763 | $275,913 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 1,928 | $274,933 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 14,818 | $270,280 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T528 | ELDRIDGE BBB B | 10,000 | $269,400 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 772 | $265,755 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 1,920 | $260,410 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 466 | $257,698 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,188 | $255,432 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 840 | $249,715 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 884 | $238,680 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,272 | $218,173 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 16,045 | $201,204 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 33,038 | $179,066 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,151 | $130,589 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 22,000 | $89,320 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,395 | $89,249 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 75,000 | $74,723 | dollars as filed | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,100 | $56,762 | dollars as filed | |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 11,100 | $54,279 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,925 | $41,976 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,000 | $29,900 | dollars as filed | |
| JAYUD GLOBAL LOGISTICS LTD | G5084H103 | ORD SHS CL A | 53,294 | $29,365 | dollars as filed | |
| DDC ENTERPRISE LTD | G276AC101 | SHS CL A | 21,660 | $16,570 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802533-24-000007 | this filing | 2024-08-02 | acceptance time not in the bulk data set |