13F-HR filed by HOHIMER WEALTH MANAGEMENT, LLC
HOHIMER WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-03, with 214 holding rows worth $506,900,000.
- Accession
- 0001802533-22-000003
- Filer
- CIK 1802533
- Filed
- 2022-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 214 entries on the cover page, a total value of $506,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $506,900,000 with VALUE read as thousands by filing date, 13F file number 028-20000. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 670,060 | $26,039,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 314,968 | $16,290,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 49,022 | $15,114,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 84,125 | $13,642,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 222,290 | $11,175,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 63,332 | $9,862,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56,133 | $9,801,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,657 | $8,662,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 31,580 | $8,617,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 155,804 | $8,558,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 13,061 | $8,224,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 25,979 | $7,803,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,500 | $6,953,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 135,150 | $6,783,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,757 | $6,665,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 48,754 | $6,426,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 31,297 | $5,899,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,253 | $5,739,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 67,137 | $5,660,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 113,258 | $5,623,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,932 | $5,580,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 54,156 | $5,481,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 101,446 | $5,252,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,356 | $5,245,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 153,922 | $5,143,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 19,522 | $4,851,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 18,306 | $4,827,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,847 | $4,756,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 211,874 | $4,693,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 106,172 | $4,376,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 51,900 | $4,324,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 136,968 | $4,234,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 48,562 | $4,225,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,990 | $4,211,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 50,957 | $4,139,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,768 | $4,035,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 84,836 | $3,972,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,653 | $3,960,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,842 | $3,940,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,497 | $3,891,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 72,740 | $3,803,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 83,141 | $3,769,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 36,820 | $3,734,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 86,272 | $3,637,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 65,127 | $3,631,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 111,962 | $3,606,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 15,409 | $3,549,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,933 | $3,548,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 7,479 | $3,532,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 30,085 | $3,511,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,897 | $3,485,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 58,497 | $3,478,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 50,566 | $3,456,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 14,617 | $3,411,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,759 | $3,310,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 21,554 | $3,294,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 75,251 | $3,291,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 63,973 | $3,284,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 70,825 | $3,249,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 41,532 | $3,235,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,653 | $3,189,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 32,189 | $3,189,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 38,721 | $3,162,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10,890 | $3,132,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 70,762 | $3,082,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,743 | $2,956,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 35,258 | $2,951,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 62,266 | $2,947,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,328 | $2,793,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 34,610 | $2,750,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11,772 | $2,680,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 22,071 | $2,635,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 39,369 | $2,612,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 43,031 | $2,609,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 104,206 | $2,597,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,320 | $2,537,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 40,752 | $2,469,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,627 | $2,273,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 24,629 | $2,270,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,071 | $2,243,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,632 | $2,101,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 39,979 | $2,089,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 19,481 | $1,974,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 26,982 | $1,970,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 13,365 | $1,857,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,643 | $1,854,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 25,148 | $1,846,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 97,014 | $1,836,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 100,965 | $1,817,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 72,934 | $1,793,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 21,049 | $1,772,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,822 | $1,667,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,305 | $1,645,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 130,439 | $1,628,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,968 | $1,615,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 29,441 | $1,591,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,525 | $1,572,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 8,601 | $1,567,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 785 | $1,541,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 62,856 | $1,498,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 711 | $1,454,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,481 | $1,449,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,263 | $1,431,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 12,856 | $1,431,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 17,996 | $1,382,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,251 | $1,333,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 12,311 | $1,330,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 27,394 | $1,328,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,449 | $1,322,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,351 | $1,309,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,120 | $1,299,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,817 | $1,273,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 801 | $1,267,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,789 | $1,260,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,208 | $1,235,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 31,089 | $1,208,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 42,960 | $1,193,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,447 | $1,189,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 17,367 | $1,107,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8,338 | $1,102,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,388 | $1,088,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,746 | $1,057,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,579 | $1,041,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 50,972 | $1,024,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 19,476 | $967,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,156 | $939,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 71,479 | $938,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,202 | $862,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,969 | $843,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 14,985 | $796,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,617 | $793,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,083 | $782,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,797 | $727,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 13,872 | $715,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,334 | $699,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,790 | $698,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,147 | $675,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,969 | $661,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,862 | $625,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,764 | $623,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,235 | $600,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,555 | $593,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,630 | $591,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 11,428 | $574,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,680 | $555,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 413 | $542,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 13,320 | $523,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,154 | $506,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,660 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,832 | $467,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,700 | $452,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,695 | $452,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 17,119 | $426,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,650 | $420,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,793 | $415,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 16,515 | $400,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,388 | $399,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,479 | $381,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,000 | $378,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,086 | $373,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,075 | $363,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,457 | $357,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,345 | $350,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,215 | $332,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,476 | $329,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 13,630 | $311,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,314 | $310,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,360 | $300,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,800 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,581 | $277,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 20,009 | $275,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,756 | $275,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 6,752 | $270,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,600 | $269,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,537 | $261,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,730 | $258,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,839 | $257,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 741 | $250,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,121 | $248,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 991 | $247,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 6,699 | $246,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,342 | $242,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 6,639 | $239,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 39,280 | $236,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,950 | $235,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,018 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 20,265 | $232,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,955 | $229,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,111 | $228,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,200 | $224,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,365 | $220,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,689 | $210,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,970 | $206,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 175,000 | $177,000 | thousands by filing date | principal |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 47,500 | $150,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,651 | $111,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,395 | $102,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,500 | $101,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 75,000 | $79,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 10,000 | $65,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 26,000 | $62,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 23,250 | $53,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 50,000 | $50,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 49,000 | $47,000 | thousands by filing date | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 12,000 | $42,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 29,000 | $42,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 38,000 | $42,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 28,000 | $38,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 30,000 | $34,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 28,000 | $31,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 21,000 | $28,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $20,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 18,000 | $18,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 11,000 | $11,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802533-22-000003 | this filing | 2022-05-03 | acceptance time not in the bulk data set |