13F-HR filed by Soltis Investment Advisors LLC
Soltis Investment Advisors LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-11, with 215 holding rows worth $548,362,000.
- Accession
- 0001802530-21-000002
- Filer
- CIK 1802530
- Filed
- 2021-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 219 entries on the cover page, a total value of $548,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $548,362,000 with VALUE read as thousands by filing date, 13F file number 028-19899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 202,123 | $52,608,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 1,460,258 | $48,057,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 387,196 | $39,459,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 206,680 | $25,938,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 2,591,892 | $24,234,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 52,353 | $20,827,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 360,480 | $14,032,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 95,754 | $10,123,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 83,462 | $9,058,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 71,653 | $8,752,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 35,049 | $8,264,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 191,005 | $8,030,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 69,271 | $7,469,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 177,278 | $6,669,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 80,746 | $6,662,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,980 | $6,125,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 82,688 | $6,030,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 100,145 | $5,668,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 107,997 | $5,660,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 47,167 | $5,369,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 47,741 | $5,176,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,881 | $5,105,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 97,793 | $5,090,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 155,608 | $4,772,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 45,841 | $4,673,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 65,786 | $4,623,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 140,206 | $4,423,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 47,528 | $4,027,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 53,946 | $3,938,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,986 | $3,817,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 133,089 | $3,776,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 52,254 | $3,765,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 40,458 | $3,706,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 23,893 | $3,375,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 110,707 | $3,351,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 50,920 | $3,315,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 107,027 | $3,249,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 55,707 | $2,690,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 107,622 | $2,572,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,393 | $2,530,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,444 | $2,503,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 120,014 | $2,418,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,179 | $2,251,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 42,689 | $2,250,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,410 | $2,149,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 39,324 | $2,142,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 30,404 | $2,136,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,651 | $2,089,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 32,905 | $2,078,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,552 | $2,077,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 39,702 | $2,068,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 17,784 | $2,023,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 32,419 | $1,983,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 54,073 | $1,968,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,106 | $1,927,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 69,414 | $1,908,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 32,329 | $1,906,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,391 | $1,887,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 96,775 | $1,815,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 33,728 | $1,799,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,878 | $1,796,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,383 | $1,773,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,245 | $1,758,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,369 | $1,730,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 22,006 | $1,725,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 32,006 | $1,637,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,286 | $1,637,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 792 | $1,634,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,317 | $1,566,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,170 | $1,559,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 24,409 | $1,553,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 24,785 | $1,541,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 11,825 | $1,516,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,028 | $1,493,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,315 | $1,478,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,695 | $1,453,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 27,190 | $1,421,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 34,585 | $1,398,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,460 | $1,395,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 21,367 | $1,375,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18,080 | $1,373,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,551 | $1,365,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 11,735 | $1,356,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,113 | $1,332,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,161 | $1,321,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,129 | $1,318,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,460 | $1,317,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,853 | $1,238,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 19,398 | $1,228,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,530 | $1,224,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,137 | $1,207,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,223 | $1,187,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,616 | $1,168,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,710 | $1,164,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 22,214 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,331 | $1,125,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,978 | $1,115,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 13,045 | $1,072,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 24,062 | $1,065,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 8,774 | $1,052,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 37,930 | $1,044,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,799 | $1,034,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 499 | $1,032,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,740 | $931,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 34,231 | $920,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,353 | $917,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,783 | $910,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,693 | $883,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,151 | $868,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,793 | $823,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,374 | $819,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,068 | $815,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 14,725 | $805,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,169 | $803,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,485 | $792,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,592 | $741,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 56,076 | $736,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 23,956 | $734,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,071 | $730,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,852 | $718,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,437 | $703,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,909 | $700,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 20,081 | $698,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,349 | $696,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,771 | $676,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,529 | $669,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,453 | $659,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 19,257 | $657,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 11,215 | $656,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,897 | $623,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,266 | $622,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 7,927 | $619,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,164 | $617,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,926 | $615,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,864 | $613,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,536 | $606,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 7,880 | $602,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,250 | $594,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,360 | $574,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 80,287 | $566,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,581 | $563,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,557 | $556,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,476 | $555,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 10,239 | $553,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,011 | $540,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,963 | $538,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13,180 | $536,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,305 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,939 | $534,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 14,997 | $533,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 23,321 | $529,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,126 | $503,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 452 | $500,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 19,871 | $490,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,390 | $488,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 22,555 | $484,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 17,033 | $482,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 15,946 | $463,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,209 | $450,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 19,609 | $424,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,887 | $421,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,965 | $419,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,291 | $407,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 33,056 | $405,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,592 | $388,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 7,762 | $383,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 9,614 | $369,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 15,179 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,155 | $360,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,433 | $352,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,146 | $350,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 11,516 | $340,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,495 | $332,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 5,501 | $329,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,036 | $311,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 10,729 | $309,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 15,762 | $308,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,109 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,011 | $304,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,006 | $303,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,079 | $297,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 256 | $285,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,157 | $284,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 15,716 | $284,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 10,640 | $283,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,581 | $276,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,219 | $263,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 555 | $263,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,109 | $261,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,703 | $258,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 698 | $248,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,408 | $243,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,054 | $239,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,741 | $231,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,698 | $224,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,782 | $223,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,149 | $219,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,592 | $216,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,060 | $215,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 601 | $215,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 937 | $214,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,057 | $209,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 983 | $208,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 6,542 | $208,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,244 | $205,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,073 | $202,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,741 | $202,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,900 | $183,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 18,648 | $160,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,419 | $140,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 20,000 | $18,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 10,000 | $10,000 | thousands by filing date | principal |
| MFA FINL INC | 55272XAA0 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 700 | $8,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 10,000 | $8,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802530-21-000002 | this filing | 2021-05-11 | acceptance time not in the bulk data set |