13F-HR filed by Aurora Private Wealth, Inc.
Aurora Private Wealth, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-19, with 210 holding rows worth $241,087,000.
- Accession
- 0001802132-21-000002
- Filer
- CIK 1802132
- Filed
- 2021-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 211 entries on the cover page, a total value of $241,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $241,087,000 with VALUE read as thousands by filing date, 13F file number 028-19753. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHD | 808524797 | COM | 369,241 | $26,925,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 658,781 | $16,535,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 101,325 | $12,377,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 216,172 | $11,092,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 80,527 | $7,788,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 102,696 | $7,644,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 19,837 | $6,330,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 203,276 | $6,232,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,853 | $5,735,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,145 | $5,402,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 46,170 | $4,840,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,873 | $4,706,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,722 | $4,318,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,359 | $2,914,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,842 | $2,547,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 64,555 | $1,954,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,561 | $1,900,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,375 | $1,890,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 33,639 | $1,878,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 46,798 | $1,832,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 31,836 | $1,735,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,517 | $1,675,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 9,055 | $1,603,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 130,773 | $1,599,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,730 | $1,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 5,434 | $1,458,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,091 | $1,412,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 22,275 | $1,406,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,661 | $1,376,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,781 | $1,325,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,833 | $1,314,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 19,014 | $1,241,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,205 | $1,239,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 24,481 | $1,220,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 24,894 | $1,202,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 124,173 | $1,175,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,838 | $1,172,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 63,851 | $1,167,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,102 | $1,150,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,187 | $1,118,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 539 | $1,114,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 53,791 | $1,094,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 8,331 | $1,091,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,993 | $1,072,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,201 | $1,070,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,002 | $1,066,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,071 | $1,061,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 14,967 | $1,059,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,417 | $1,030,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,585 | $1,028,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,559 | $1,020,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,233 | $1,020,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,432 | $1,013,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,112 | $999,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,716 | $967,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,385 | $951,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,563 | $918,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,111 | $910,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,472 | $901,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,410 | $896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 10,263 | $881,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,303 | $871,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,152 | $870,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 9,664 | $844,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,431 | $836,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,172 | $787,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,226 | $771,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 17,817 | $739,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,230 | $736,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,983 | $735,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,351 | $726,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 72,375 | $718,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,202 | $706,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 11,410 | $700,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,309 | $699,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,716 | $683,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 28,501 | $683,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,649 | $657,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,880 | $648,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,576 | $626,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,440 | $619,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 80,463 | $617,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,500 | $614,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 43,229 | $610,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 10,683 | $604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,460 | $597,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,278 | $596,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,718 | $590,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,653 | $583,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 14,749 | $582,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,615 | $578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 11,272 | $574,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,564 | $569,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,071 | $559,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,565 | $550,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 260 | $536,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,013 | $529,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,128 | $511,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 94,578 | $504,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,955 | $502,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,890 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,409 | $498,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,675 | $491,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,292 | $490,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,639 | $483,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,395 | $482,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 31,209 | $468,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 6,203 | $459,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,608 | $454,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 26,836 | $454,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,888 | $447,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,069 | $440,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,601 | $428,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 28,605 | $427,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,093 | $403,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 362 | $401,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,735 | $397,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,880 | $394,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 16,530 | $394,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,820 | $385,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,370 | $384,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,273 | $382,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,452 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,822 | $378,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,235 | $376,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 54,185 | $375,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,876 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,148 | $365,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,733 | $364,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,294 | $364,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 14,981 | $363,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 4,920 | $356,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,361 | $347,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,804 | $347,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,132 | $345,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 23,650 | $344,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 2,575 | $338,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,202 | $337,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,208 | $336,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,472 | $336,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,976 | $335,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,247 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,827 | $327,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 23,593 | $326,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,421 | $323,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 16,472 | $322,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,380 | $316,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 19,510 | $316,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,096 | $315,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,197 | $311,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,542 | $305,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,428 | $304,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,268 | $299,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 19,685 | $297,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,876 | $296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,428 | $293,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,360 | $290,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,466 | $286,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,035 | $281,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 36,577 | $281,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,591 | $280,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 5,348 | $279,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,142 | $275,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,207 | $274,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 724 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,504 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 6,520 | $259,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,091 | $254,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,327 | $253,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,019 | $250,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,270 | $250,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,314 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,500 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,319 | $243,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,506 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,738 | $239,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,404 | $236,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 650 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 925 | $233,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,164 | $230,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 697 | $228,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 5,050 | $227,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,335 | $226,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 928 | $225,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,453 | $225,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,089 | $220,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,471 | $212,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,683 | $211,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 655 | $210,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,711 | $209,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,650 | $207,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,760 | $206,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,452 | $205,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 721 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 903 | $203,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 33,422 | $201,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 15,135 | $169,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,231 | $166,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 12,626 | $164,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,897 | $158,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,676 | $154,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,000 | $145,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,868 | $143,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 27,013 | $125,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,107 | $113,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,525 | $104,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,064 | $101,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,401 | $97,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,822 | $82,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,400 | $76,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802132-21-000002 | this filing | 2021-04-19 | acceptance time not in the bulk data set |