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13F-HR filed by Aurora Private Wealth, Inc.

Aurora Private Wealth, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 197 holding rows worth $233,625,000.

Accession
0001802132-20-000013
Filed
2020-10-26
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2020

A holdings report, 197 entries on the cover page, a total value of $233,625,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $233,625,000 with VALUE read as thousands by filing date, 13F file number 028-19753. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SCHD808524797COM340,015$18,803,000thousands by filing date
WISDOMTREE FLOATING RATETREASURY FUND97717X628COM539,925$13,558,000thousands by filing date
Apple Inc037833100COM109,538$12,686,000thousands by filing date
SPY78462F103SHS35,694$11,954,000thousands by filing date
VANECK ETF TRUST92189F437COM388,877$11,565,000thousands by filing date
SPDR SERIES TRUST78464A516ST INTL BBG ETF357,803$10,616,000thousands by filing date
Schwab Short Term US Treasury ETF808524862SHS193,451$9,963,000thousands by filing date
Amazon.com, Inc023135106COM2,057$6,476,000thousands by filing date
Schwab U.S. Broad Market ETF808524102SHS70,703$5,631,000thousands by filing date
INVESCO QQQ TR46090E103COM18,290$5,082,000thousands by filing date
SPDR SER TR78468R101PORTFOLIO SH TSR156,749$4,812,000thousands by filing date
Schwab US Mid-Cap ETF808524508SHS85,310$4,733,000thousands by filing date
Berkshire Hathaway Inc084670702COM19,894$4,236,000thousands by filing date
SPDR SERIES TRUST78464a201ST STR SP600GRWO57,885$3,417,000thousands by filing date
PENN ENTERTAINMENT INC COM707569109Stock46,143$3,355,000thousands by filing date
Microsoft Corp594918104COM15,198$3,197,000thousands by filing date
Procter & Gamble Co742718109COM19,669$2,734,000thousands by filing date
AT&T Inc00206R102COM80,454$2,294,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS14,250$1,920,000thousands by filing date
Bank of America Corp060505104COM77,322$1,863,000thousands by filing date
Johnson & Johnson478160104COM12,223$1,820,000thousands by filing date
Bristol-Myers Squibb Company110122108COM26,248$1,583,000thousands by filing date
EXXON MOBIL CORP30231G102COM46,006$1,579,000thousands by filing date
Home Depot, Inc437076102COM5,634$1,565,000thousands by filing date
Vanguard Growth922908736COM6,681$1,521,000thousands by filing date
Goldman Sachs Access Treasury 0-1 Year ETF381430529SHS15,128$1,519,000thousands by filing date
INVESCO S&P 500 TOP 50 ETF46137V233ETF5,566$1,458,000thousands by filing date
MAIN STR CAP CORP56035L104COM47,903$1,416,000thousands by filing date
META PLATFORMS INC CL A30303M102COM5,375$1,408,000thousands by filing date
Cisco Systems,Inc.17275R102COM34,920$1,375,000thousands by filing date
Walt Disney Co254687106COM10,069$1,249,000thousands by filing date
GLADSTONE INVESTMENT CORP376546107COM135,875$1,236,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V332S&P500 EQL HLT5,179$1,220,000thousands by filing date
Merck & Co.,Inc.58933Y105COM14,526$1,205,000thousands by filing date
Pfizer Inc.717081103COM32,807$1,204,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON18,786$1,204,000thousands by filing date
Boeing Company097023105COM7,011$1,159,000thousands by filing date
McDonalds Corporation580135101COM5,070$1,113,000thousands by filing date
PIMCO CORPORATE & INCOME OPP72201B101COM68,048$1,098,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock14,095$1,087,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS12,925$1,073,000thousands by filing date
SCHWAB STRATEGIC TR808524409US LCAP VA ETF20,109$1,049,000thousands by filing date
ZOETIS INC CL A98978V103Stock6,295$1,041,000thousands by filing date
Caterpillar Inc.149123101COM6,957$1,038,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM139,496$1,020,000thousands by filing date
Verizon Communications Inc92343V104COM17,091$1,017,000thousands by filing date
WP CAREY INC COM92936U109REIT15,596$1,016,000thousands by filing date
CHURCH & DWIGHT CO INC COM171340102Stock10,483$982,000thousands by filing date
CVS Health Corporation126650100COM16,476$962,000thousands by filing date
MasterCard, Inc57636Q104COM2,780$940,000thousands by filing date
PUBLIC SVC ENTERPRISE GROUP COM744573106Stock16,645$914,000thousands by filing date
iShares Core Dividend Growth ETF46434V621SHS22,827$908,000thousands by filing date
Vanguard Value ETF922908744SHS8,484$887,000thousands by filing date
Vanguard S&P 500 ETF922908363COM2,848$876,000thousands by filing date
iShares U.S. Treasury Bond ETF46429B267SHS30,411$850,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock3,974$850,000thousands by filing date
Schwab U.S. Large-Cap ETF808524201SHS10,400$839,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM540$793,000thousands by filing date
HERC HLDGS INC COM42704L104Stock19,280$764,000thousands by filing date
Broadcom Inc.11135F101COM2,050$747,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS11,660$743,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS6,283$742,000thousands by filing date
Proshares Short S&P74347B425COM35,156$714,000thousands by filing date
Intel Corp458140100COM13,135$680,000thousands by filing date
American Express Company025816109COM6,674$669,000thousands by filing date
NVIDIA Corp67066G104COM1,230$666,000thousands by filing date
JETBLUE AWYS CORP477143101COM57,596$653,000thousands by filing date
iShares S&P Small-Cap 600 Value ETF464287879SHS5,197$636,000thousands by filing date
Vanguard Utilities ETF92204A876SHS4,919$635,000thousands by filing date
FIDELITY MERRIMACK STR TR316188309TOTAL BD ETF11,542$631,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS4,782$615,000thousands by filing date
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND33718W103CEF28,581$614,000thousands by filing date
SPDR Bloomberg 1-3 Month T-Bill ETF78468R663SHS6,698$613,000thousands by filing date
Tesla Motors, Inc88160R101COM1,424$611,000thousands by filing date
JPMorgan Chase & Co46625H100COM6,170$594,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS14,471$592,000thousands by filing date
FIDELITY COVINGTON TRUST316092865MSCI UTILS INDEX15,495$588,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS1,744$586,000thousands by filing date
ISHARES TR464287457COM6,701$580,000thousands by filing date
GLADSTONE CAPITAL CORPORATION376535100COM76,804$569,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33734K109COM SHS8,943$565,000thousands by filing date
WISDOMTREE TR97717W570US MIDCAP FUND16,263$556,000thousands by filing date
Netflix, Inc64110L106COM1,098$549,000thousands by filing date
GOLDMAN SACHS ETF TR381430503ACTIVEBETA US LG7,876$536,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E511PFD ETF36,227$534,000thousands by filing date
Comcast Corp20030N101COM11,507$532,000thousands by filing date
Qualcomm Incorporated747525103COM4,477$527,000thousands by filing date
iShares S&P 500 Value ETF464287408SHS4,629$521,000thousands by filing date
iShares S&P 500 Growth ETF464287309SHS2,232$516,000thousands by filing date
NUVEEN AMT FREE MUN CR INC F67071L106COM32,838$514,000thousands by filing date
Real Estate Select Sector SPDR Fund81369Y860SHS14,258$503,000thousands by filing date
HANCOCK JOHN PREM DIVID FD41013T105COM SH BEN INT40,283$502,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 11,714$476,000thousands by filing date
Costco Wholesale Corporation22160K105COM1,327$471,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V282S&P500 EQL TEC2,235$471,000thousands by filing date
iShares Russell Midcap ETF464287499SHS8,199$470,000thousands by filing date
Energy Select Sector SPDR Fund81369Y506SHS15,395$461,000thousands by filing date
Honeywell Technologies438516106COM2,750$453,000thousands by filing date
3M CO COM88579Y101Stock2,820$452,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS18,681$450,000thousands by filing date
Waste Management, Inc.94106L109COM3,967$449,000thousands by filing date
Automatic Data Processing,Inc.053015103COM3,171$442,000thousands by filing date
GABELLI UTIL TR36240A101COM56,910$430,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS3,614$422,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM83,505$420,000thousands by filing date
WISDOMTREE TR97717W109US TOTAL DIVIDND4,474$420,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q308DIV RTN EM EQT8,906$416,000thousands by filing date
SEMPRA COM816851109Stock3,491$413,000thousands by filing date
DOW HLDGS INC COM260557103Stock8,457$398,000thousands by filing date
Visa Inc92826C839COM1,931$386,000thousands by filing date
SHOPIFY INC82509L107CL A SUB VTG SHS368$376,000thousands by filing date
ISHARES TR464288414NATIONAL MUN ETF3,239$376,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS5,319$374,000thousands by filing date
PROSHARES TR74347R107PSHS ULT S&P 5005,078$373,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS2,100$372,000thousands by filing date
ISHARES TR464287168COM4,547$371,000thousands by filing date
EVERI HLDGS INC30034T103COM44,936$371,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM251$368,000thousands by filing date
iShares MSCI KLD 400 Social ETF464288570SHS2,793$357,000thousands by filing date
Citigroup Inc.172967424COM8,188$353,000thousands by filing date
Schwab U.S. Large-Cap Growth ETF808524300SHS3,069$353,000thousands by filing date
FIRST TRUST NEW OPPORTUNITIES33739M100COM97,333$350,000thousands by filing date
VANGUARD ADMIRAL FDS INC921932703500 VAL IDX FD3,203$349,000thousands by filing date
International Business Machines Corporation459200101COM2,830$344,000thousands by filing date
ARK ETF TR00214Q401NEXT GNRTN INTER3,153$342,000thousands by filing date
iShares Russell 2000 ETF464287655SHS2,258$338,000thousands by filing date
VANGUARD HEALTH CARE ETF92204A504ETF1,636$334,000thousands by filing date
Chevron Corporation166764100COM4,582$330,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS3,114$328,000thousands by filing date
LIVONGO HEALTH INC539183103COM2,345$328,000thousands by filing date
ARES CAPITAL CORP04010L103COM23,476$327,000thousands by filing date
NEUBERGER BERMAN HIGH YIELD ST64128C106COM29,372$326,000thousands by filing date
AMERICAN CENTY ETF TR025072810FOCUSED DYNAMIC5,017$325,000thousands by filing date
Walmart Inc.931142103COM2,291$321,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E354S&P500 LOW VOL5,979$321,000thousands by filing date
VanEck High Yield Muni ETF92189H409SHS5,349$320,000thousands by filing date
BLOCK INC CL A852234103Stock1,968$320,000thousands by filing date
INVESCO ACTVELY MNGD ETC FD46090F100OPTIMUM YIELD22,797$312,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM1,860$310,000thousands by filing date
DRAFTKINGS INC26142R104COM CL A5,270$310,000thousands by filing date
ZOOM COMMUNICATIONS INC CL A98980L101Stock655$308,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock10,229$306,000thousands by filing date
INNOVATOR ETFS TR II45783G201S&P INVSTMNT GRD12,440$302,000thousands by filing date
LINDE PLCG5494J103SHS1,243$296,000thousands by filing date
DIREXION SHARES ETF TRUST25459Y207NASDAQ 100 EQ WT4,523$292,000thousands by filing date
Lockheed Martin Corporation539830109COM742$285,000thousands by filing date
PGIM ETF TR69344A107PGIM ULTRA SH BD5,668$283,000thousands by filing date
Vanguard Total Bond Market ETF921937835SHS3,193$282,000thousands by filing date
ROCKWELL AUTOMATION INC COM773903109Stock1,247$275,000thousands by filing date
BARRICK GOLD CORP067901108COM9,711$273,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF1,139$272,000thousands by filing date
ISHARES TR464288687COM7,394$269,000thousands by filing date
Coca-Cola Company191216100COM5,412$267,000thousands by filing date
FS KKR CAP CORP II35952V303COM18,018$265,000thousands by filing date
GLOBAL X INTERNET OF THINGS ETF37954Y780UIT EXCHANGE TRADED10,009$262,000thousands by filing date
METLIFE INC COM59156R108Stock6,962$259,000thousands by filing date
iShares Core S&P Total U.S. Stock Market ETF464287150SHS3,381$255,000thousands by filing date
FIRST TR EXCH TRADED FD III33739E108PFD SECS INC ETF13,288$255,000thousands by filing date
MODERNA INC60770K107COM3,555$252,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS4,233$251,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X846NASDAQ CYB ETF7,187$250,000thousands by filing date
CONSOLIDATED EDISON INC209115104COM3,192$248,000thousands by filing date
Amgen Inc.031162100COM953$242,000thousands by filing date
ABRDN WORLD HEALTHCARE FUND87911L108BEN INT SHS16,025$230,000thousands by filing date
PepsiCo,Inc.713448108COM1,628$226,000thousands by filing date
VWO922042858SHS5,113$221,000thousands by filing date
BLACKROCK SCIENCE & TECHNOLO09258G104SHS5,116$220,000thousands by filing date
IJH464287507COM1,181$219,000thousands by filing date
EXELON CORP COM30161N101Stock6,130$219,000thousands by filing date
SPDR Portfolio S&P 500 High Dividend ETF78468R788SHS7,882$216,000thousands by filing date
NIKE,Inc. Class B654106103COM1,705$214,000thousands by filing date
FIRST TR ABERDEEN GLBL OPP F337319107COM SHS22,325$214,000thousands by filing date
AbbVie,Inc.00287Y109COM2,426$212,000thousands by filing date
BLACKROCK CORE BD TR09249E101SHS BEN INT13,452$211,000thousands by filing date
FIRST TR VALUE LINE DIVID IN33734H106SHS6,697$211,000thousands by filing date
ISHARES TR464287762US HLTHCARE ETF923$210,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock3,263$207,000thousands by filing date
INMODE LTD SHSM5425M103Stock5,675$205,000thousands by filing date
SCHWAB STRATEGIC TR808524839US AGGREGATE B3,650$205,000thousands by filing date
CALAMOS CONVERTIBLE OPPORTUNIT128117108SH BEN INT18,475$203,000thousands by filing date
SPDR SERIES TRUST78468R739ST NUVE TERM ETF4,010$200,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT23,746$189,000thousands by filing date
BCB BANCORP INC055298103COMMON STOCK23,585$189,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN34,711$188,000thousands by filing date
ORCHID IS CAP INC68571X103COM36,222$181,000thousands by filing date
EMBRAER S.A.29082A107SPONSORED ADS31,271$138,000thousands by filing date
NUVEEN FLOATING RATE INCOME67072T108COM15,833$132,000thousands by filing date
NUVEEN GA DIVID67072B107COM10,510$128,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM21,773$117,000thousands by filing date
OXFORD SQUARE CAP CORP69181V107COM35,937$89,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM11,810$84,000thousands by filing date
AMERICAN FINANCE TRUST INC02607T109COM CLASS A12,601$79,000thousands by filing date
WESTERN ASSET HIGH INCOM FD95766J102COM11,322$72,000thousands by filing date
ALLIANZGI CONV INCOME FD018828103COM13,242$61,000thousands by filing date
TWO HARBORS INVESTMENT CORP90187B408COM NEW11,050$56,000thousands by filing date
NEWMARK GROUP INC65158N102CL A12,541$54,000thousands by filing date
RIOT PLATFORMS INC767292105COM11,478$31,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001802132-20-000013this filing2020-10-26acceptance time not in the bulk data set