13F-HR filed by Aurora Private Wealth, Inc.
Aurora Private Wealth, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 240 holding rows worth $284,030,000.
- Accession
- 0001802132-20-000011
- Filer
- CIK 1802132
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 241 entries on the cover page, a total value of $284,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $284,030,000 with VALUE read as thousands by filing date, 13F file number 028-19753. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 891,987 | $22,398,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 407,114 | $18,312,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 300,253 | $15,532,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 45,194 | $11,492,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 256,485 | $7,879,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 318,565 | $7,837,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 36,936 | $6,753,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,346 | $6,524,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 107,598 | $6,502,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 142,606 | $6,012,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 94,008 | $4,341,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 22,675 | $4,317,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 36,089 | $3,970,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,267 | $3,827,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 130,567 | $3,806,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,173 | $3,653,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 83,987 | $3,189,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 124,262 | $2,638,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 67,087 | $2,637,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,946 | $2,561,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 21,260 | $2,453,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,745 | $2,327,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,868 | $2,216,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,606 | $2,178,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 26,499 | $2,039,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 247,995 | $1,947,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,476 | $1,914,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 27,841 | $1,847,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 33,841 | $1,843,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,884 | $1,838,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,701 | $1,833,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 9,420 | $1,782,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 86,426 | $1,773,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 51,606 | $1,684,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 38,044 | $1,684,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 58,700 | $1,624,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,555 | $1,599,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 17,948 | $1,598,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 67,971 | $1,595,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,605 | $1,591,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 17,605 | $1,507,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 24,983 | $1,451,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,771 | $1,450,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,322 | $1,450,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,452 | $1,445,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 109,701 | $1,416,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,905 | $1,402,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,383 | $1,387,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 136,782 | $1,383,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 47,308 | $1,325,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 28,269 | $1,270,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 19,722 | $1,266,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 186,680 | $1,219,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,486 | $1,214,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 19,011 | $1,164,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,858 | $1,150,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,644 | $1,122,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 11,803 | $1,118,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 11,373 | $1,095,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,130 | $1,012,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 868 | $1,009,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 30,659 | $999,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 75,880 | $999,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 78,818 | $997,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 74,457 | $980,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 37,988 | $961,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 13,806 | $933,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 113,327 | $917,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,105 | $910,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 34,189 | $885,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 10,152 | $870,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,945 | $868,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 42,360 | $867,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 153,466 | $862,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,272 | $857,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25,550 | $852,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 26,729 | $829,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 22,906 | $825,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 67,015 | $817,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,453 | $807,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 19,331 | $794,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,070 | $793,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,913 | $762,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14,729 | $762,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,426 | $751,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 51,181 | $751,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 21,477 | $738,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 15,385 | $733,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,389 | $722,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,915 | $715,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 167,624 | $712,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 39,662 | $708,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,467 | $703,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 23,878 | $702,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,455 | $651,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,829 | $646,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 12,359 | $645,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,350 | $644,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,694 | $636,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,757 | $635,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 15,950 | $633,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,548 | $627,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 3,821 | $609,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,503 | $602,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 165,288 | $595,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 28,520 | $594,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,637 | $586,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,208 | $578,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,809 | $547,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 19,672 | $545,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,377 | $543,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 4,669 | $543,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 32,903 | $540,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 70,146 | $530,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,855 | $526,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,030 | $507,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 47,149 | $502,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,228 | $500,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,469 | $498,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,888 | $498,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,335 | $498,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,048 | $486,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,182 | $482,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20,462 | $482,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 10,228 | $480,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 9,157 | $479,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,078 | $479,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 16,486 | $478,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,857 | $465,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,897 | $460,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,572 | $456,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 12,255 | $451,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,715 | $451,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,415 | $449,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,592 | $446,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 49,564 | $430,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,485 | $430,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 16,253 | $429,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 798 | $418,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 28,374 | $418,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,161 | $415,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 70,490 | $412,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,518 | $400,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 36,610 | $395,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 53,244 | $394,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,219 | $384,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,516 | $383,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,500 | $377,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,873 | $372,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,255 | $370,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,547 | $367,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 312 | $363,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,329 | $362,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 26,734 | $354,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,892 | $353,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 35,137 | $346,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,628 | $344,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 41,280 | $344,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,678 | $340,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,667 | $338,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 14,971 | $338,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,042 | $337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,292 | $336,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 22,020 | $332,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,695 | $330,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,294 | $323,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 774 | $323,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,875 | $319,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,347 | $310,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 6,294 | $306,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,599 | $297,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,027 | $297,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,564 | $291,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,270 | $288,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,554 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,271 | $281,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,830 | $278,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,114 | $272,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,730 | $268,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 89,341 | $268,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,948 | $266,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,637 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,565 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,779 | $261,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,300 | $260,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,370 | $257,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,539 | $256,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,732 | $249,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,008 | $247,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,708 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,369 | $240,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,315 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,297 | $237,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,705 | $236,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,540 | $232,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 10,350 | $232,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,182 | $224,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 48,554 | $223,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 17,202 | $223,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,931 | $218,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,684 | $217,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 42,429 | $213,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,211 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,059 | $208,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,120 | $208,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 14,228 | $208,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,250 | $205,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,421 | $204,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,545 | $203,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,808 | $202,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,310 | $202,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,860 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,688 | $201,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 14,160 | $200,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,160 | $199,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 71,890 | $183,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 15,405 | $183,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 55,087 | $163,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,300 | $159,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 25,439 | $159,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 44,027 | $151,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,643 | $144,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,200 | $142,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,995 | $136,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,315 | $135,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 17,505 | $119,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,512 | $116,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,470 | $107,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 27,009 | $101,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,800 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 15,676 | $96,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,770 | $92,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,825 | $88,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 12,500 | $78,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,600 | $71,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,408 | $60,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,729 | $54,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 14,600 | $18,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 13,976 | $13,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 31,613 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802132-20-000011 | this filing | 2020-05-14 | acceptance time not in the bulk data set |