13F-HR filed by Arkadios Wealth Advisors
Arkadios Wealth Advisors filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-24, with 739 holding rows worth $1,182,661,271.
- Accession
- 0001800798-24-000001
- Filer
- CIK 1800798
- Filed
- 2024-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 741 entries on the cover page, a total value of $1,182,661,271 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,182,661,271 with VALUE read as dollars as filed, 13F file number 028-20081. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 9,483 | $321,123 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,050 | $319,844 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 677 | $319,060 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 6,936 | $317,670 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,384 | $317,568 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 686 | $317,396 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,997 | $315,988 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 6,158 | $315,648 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 9,155 | $315,298 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,340 | $314,923 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,984 | $314,603 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 15,445 | $313,225 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,010 | $312,187 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 5,594 | $312,145 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,410 | $311,863 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,374 | $307,409 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 25,771 | $307,196 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 44,339 | $306,385 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,265 | $305,838 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 13,019 | $305,422 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 2,911 | $305,389 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 15,690 | $305,249 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,346 | $304,672 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,900 | $304,428 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 8,625 | $304,024 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,795 | $302,498 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,579 | $302,490 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,272 | $302,282 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,697 | $301,026 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 14,403 | $300,807 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15,519 | $299,517 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 14,623 | $299,113 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 3,022 | $298,681 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 9,899 | $297,058 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,811 | $295,030 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 8,997 | $294,887 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,252 | $293,222 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,475 | $292,308 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,790 | $290,875 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,407 | $290,821 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,638 | $286,466 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,535 | $286,197 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 21,127 | $285,430 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,328 | $284,034 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,346 | $283,426 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 14,573 | $282,723 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,374 | $282,104 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,121 | $281,442 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 295 | $280,274 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 11,140 | $279,952 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,940 | $279,529 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,124 | $277,743 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 11,732 | $277,579 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,438 | $275,060 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,672 | $274,387 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,921 | $272,603 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 47,499 | $269,322 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,240 | $269,055 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,862 | $267,920 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,368 | $263,672 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 5,995 | $263,001 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,166 | $262,996 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,137 | $262,010 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,081 | $261,427 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 9,663 | $260,998 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 114 | $260,713 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,487 | $260,094 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,144 | $259,992 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,453 | $259,321 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,100 | $258,943 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 679 | $257,924 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 941 | $257,767 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,050 | $257,442 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,966 | $256,886 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,127 | $255,992 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 11,995 | $254,774 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,624 | $254,124 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,832 | $253,728 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 10,486 | $253,352 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,022 | $253,090 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 10,403 | $252,688 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 9,959 | $252,354 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,110 | $252,269 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,964 | $250,858 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 5,202 | $250,362 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,160 | $249,309 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 11,233 | $248,249 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,496 | $247,198 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,807 | $247,189 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,889 | $246,899 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,875 | $245,889 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,550 | $245,835 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,647 | $245,781 | dollars as filed | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 60,092 | $243,373 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,964 | $242,381 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 8,542 | $241,739 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 8,656 | $241,155 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 9,383 | $241,136 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,143 | $240,663 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,439 | $239,576 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,366 | $238,914 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 6,796 | $238,759 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 20,333 | $237,892 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 7,762 | $237,672 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,507 | $236,371 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,861 | $235,664 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,018 | $235,545 | dollars as filed | |
| KLA CORP | 482480100 | COM | 404 | $234,950 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 6,453 | $233,534 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,515 | $233,058 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,727 | $232,602 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,939 | $231,971 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 24,032 | $231,668 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 539 | $230,945 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 4,154 | $230,256 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,465 | $226,861 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 4,302 | $222,973 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 12,707 | $222,872 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,283 | $222,735 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 8,848 | $222,527 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,653 | $221,198 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,690 | $219,637 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,377 | $219,345 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,868 | $218,799 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 729 | $218,220 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,119 | $217,756 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,164 | $217,504 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,295 | $216,354 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 2,528 | $216,080 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,885 | $216,029 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 949 | $215,507 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 980 | $215,184 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,867 | $214,280 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 951 | $213,853 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 9,132 | $211,406 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,721 | $210,076 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,631 | $209,649 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,746 | $208,813 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 912 | $207,641 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,714 | $207,284 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 38,770 | $205,093 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,682 | $204,970 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,845 | $204,860 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,098 | $204,228 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,224 | $203,300 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,459 | $203,010 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 848 | $201,705 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,877 | $201,689 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 937 | $201,449 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 4,191 | $201,300 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 31,039 | $200,511 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 27,641 | $197,633 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,232 | $196,407 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,585 | $194,690 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,291 | $189,656 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,176 | $177,526 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 20,125 | $172,671 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,500 | $167,265 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 64,877 | $149,217 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,574 | $141,208 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,185 | $128,292 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,349 | $125,614 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 11,068 | $124,736 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,513 | $123,425 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 11,450 | $120,225 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 10,185 | $118,350 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 34,195 | $115,921 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 50,190 | $104,897 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,924 | $103,123 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,110 | $99,887 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,873 | $95,934 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,545 | $93,961 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,579 | $88,871 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 14,955 | $86,442 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 80,000 | $86,400 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,700 | $84,150 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 12,000 | $83,400 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 10,384 | $77,257 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 100,000 | $75,650 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 15,027 | $74,986 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 15,571 | $63,685 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 12,423 | $61,368 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,656 | $59,354 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,000 | $54,300 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,350 | $51,647 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,260 | $50,895 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 12,102 | $50,102 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 11,155 | $49,974 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,800 | $47,348 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,478 | $46,095 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,504 | $40,230 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 10,499 | $38,744 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 15,493 | $36,254 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 15,816 | $35,270 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 17,000 | $24,072 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 11,615 | $21,256 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,189 | $20,716 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 16,000 | $20,680 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 20,000 | $19,450 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 19,000 | $17,689 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 17,000 | $15,523 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 13,000 | $14,755 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 40,503 | $14,115 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 14,000 | $13,230 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 15,000 | $13,145 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 10,000 | $12,850 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 13,000 | $12,825 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 10,000 | $12,300 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 11,000 | $12,276 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 11,000 | $12,249 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,000 | $12,155 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 13,000 | $11,676 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 11,000 | $11,571 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 13,000 | $11,538 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 11,000 | $11,468 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 12,000 | $10,207 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 10,000 | $10,144 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 10,000 | $10,105 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 10,000 | $9,994 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 10,000 | $9,675 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $9,460 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,500 | $9,435 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 11,000 | $9,109 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 10,000 | $8,780 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 12,000 | $8,316 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,023 | $8,156 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 10,000 | $8,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,913 | $6,625 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,148 | $5,785 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $3,233 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 10,000 | $1,000 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 7,300 | $726 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 25,000 | $720 | dollars as filed | call |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 415,000 | $314 | dollars as filed | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 11,039 | $246 | dollars as filed | |
| Apple Inc | 037833100 | COM | 200 | $39 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $28 | dollars as filed | put |
| PLUG PWR INC | 72919P202 | COM NEW | 4,800 | $22 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $14 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001800798-24-000001 | this filing | 2024-01-24 | acceptance time not in the bulk data set |