13F-HR filed by Arkadios Wealth Advisors
Arkadios Wealth Advisors filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-13, with 716 holding rows worth $1,053,899,548.
- Accession
- 0001800798-23-000005
- Filer
- CIK 1800798
- Filed
- 2023-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 718 entries on the cover page, a total value of $1,053,899,548 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,053,899,551 with VALUE read as dollars as filed, 13F file number 028-20081. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Stryker Corporation | 863667101 | COM | 1,046 | $285,864 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,810 | $284,808 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 15,190 | $284,585 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 20,505 | $283,994 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 13,959 | $283,830 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 8,997 | $282,056 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 3,175 | $281,981 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,478 | $281,240 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,725 | $280,301 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,332 | $280,242 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 638 | $278,007 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 5,776 | $277,655 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 10,882 | $276,403 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,730 | $276,146 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,856 | $275,941 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 303 | $275,385 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 10,288 | $275,197 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,690 | $274,594 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 14,582 | $274,294 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,372 | $274,045 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,341 | $271,991 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,022 | $271,901 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 10,136 | $271,634 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,474 | $271,133 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,062 | $271,043 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 4,398 | $270,895 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,898 | $270,326 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,755 | $269,968 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,163 | $268,475 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,774 | $267,797 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 938 | $265,920 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,517 | $265,181 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,004 | $264,517 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 47,941 | $264,155 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 8,928 | $262,835 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,505 | $262,134 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,306 | $261,417 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,292 | $260,609 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,446 | $260,309 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 37,065 | $259,455 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 5,021 | $259,105 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,308 | $257,452 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,114 | $256,523 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,375 | $256,517 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,253 | $255,559 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,495 | $254,166 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,592 | $253,908 | dollars as filed | |
| Linde plc | G54950103 | COM | 681 | $253,611 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,746 | $253,074 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 668 | $252,479 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 9,568 | $251,159 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,961 | $249,241 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,554 | $249,058 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,309 | $248,440 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,680 | $246,793 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 951 | $246,587 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,381 | $246,035 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,849 | $245,828 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,139 | $245,119 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,429 | $243,963 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,417 | $243,862 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 3,041 | $241,912 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 16,718 | $241,907 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 1,863 | $241,766 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,750 | $241,300 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 2,203 | $240,039 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,149 | $238,975 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,804 | $238,845 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,938 | $237,192 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,588 | $236,937 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,014 | $235,947 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 9,859 | $234,739 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 9,234 | $233,528 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 706 | $232,598 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,500 | $232,435 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,972 | $232,262 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,590 | $231,397 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,291 | $229,939 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,373 | $229,438 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,645 | $229,435 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,609 | $227,952 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,103 | $227,688 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,634 | $227,679 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 6,798 | $225,185 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,116 | $224,352 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,308 | $224,009 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 31,496 | $223,309 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 5,178 | $222,448 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,495 | $222,045 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 933 | $221,765 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,363 | $221,268 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,449 | $219,494 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 2,327 | $218,529 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 7,590 | $217,132 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 23,371 | $216,883 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y723 | POWER BUFFER SET | 8,130 | $216,711 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,425 | $216,604 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 5,362 | $216,455 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 15,252 | $214,436 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,266 | $213,055 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,672 | $211,959 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 486 | $211,520 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,619 | $210,924 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,988 | $210,703 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,038 | $209,777 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,593 | $208,952 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,495 | $208,907 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,046 | $208,407 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,090 | $206,818 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,134 | $206,100 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,313 | $205,950 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,878 | $205,499 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,230 | $205,483 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 9,132 | $205,196 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,057 | $204,735 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,457 | $204,053 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,036 | $203,833 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,370 | $203,630 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 6,025 | $203,043 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 937 | $200,661 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 4,302 | $200,258 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,137 | $197,072 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 17,295 | $194,392 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,399,000 | $181,870 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 19,814 | $176,544 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,232 | $173,033 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 34,008 | $169,020 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,958 | $159,936 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 65,737 | $157,111 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,206 | $156,874 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17,500 | $151,025 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,500 | $150,360 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 29,041 | $140,849 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 14,423 | $134,567 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,541 | $127,043 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 11,450 | $113,241 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 55,190 | $110,380 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,000 | $106,400 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 11,068 | $106,363 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,759 | $103,468 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,325 | $102,378 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,056 | $100,610 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,579 | $93,714 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 15,469 | $91,267 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,873 | $89,997 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,545 | $85,088 | dollars as filed | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 23,938 | $83,544 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,373 | $78,477 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,925 | $78,261 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 80,000 | $75,232 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 14,838 | $70,037 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 100,000 | $68,440 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 13,782 | $61,881 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,000 | $61,700 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 15,571 | $60,727 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,815 | $53,967 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,350 | $45,747 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,075 | $44,890 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,656 | $41,239 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,800 | $41,172 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,260 | $40,311 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,000 | $38,300 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,850 | $27,008 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 75,259 | $24,610 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 24,000 | $23,280 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 24,000 | $22,620 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 24,000 | $21,888 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 20,000 | $21,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 14,653 | $20,808 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 24,000 | $20,490 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 19,000 | $20,416 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 17,000 | $19,593 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 15,400 | $18,018 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 19,000 | $17,497 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 16,000 | $16,928 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 17,000 | $14,068 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 15,000 | $13,920 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 13,000 | $13,657 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 13,000 | $12,688 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 15,000 | $12,675 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 13,000 | $12,266 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 13,000 | $12,123 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,000 | $11,944 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 11,000 | $11,864 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 11,000 | $11,457 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 10,000 | $11,360 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 11,000 | $11,292 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 11,000 | $11,203 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 13,000 | $11,074 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 11,000 | $10,918 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 11,000 | $10,814 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 11,000 | $10,808 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 26,000 | $10,790 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 10,000 | $10,580 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 12,000 | $9,978 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 10,000 | $9,915 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 10,000 | $9,730 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 12,000 | $9,600 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 10,000 | $9,520 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 10,000 | $9,050 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $9,000 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 11,000 | $8,814 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 10,000 | $8,755 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 14,413 | $8,432 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,900 | $7,352 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,148 | $6,128 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $3,252 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 10,000 | $1,156 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 10,000 | $1,032 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 1,500 | $652 | dollars as filed | call |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 415,000 | $284 | dollars as filed | call |
| SPY | 78462F103 | SHS | 500 | $214 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 500 | $179 | dollars as filed | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,200 | $30 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $26 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 100 | $17 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001800798-23-000005 | this filing | 2023-10-13 | acceptance time not in the bulk data set |