13F-HR filed by Laidlaw Wealth Management LLC
Laidlaw Wealth Management LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 205 holding rows worth $225,170,000.
- Accession
- 0001800608-20-000005
- Filer
- CIK 1800608
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 206 entries on the cover page, a total value of $225,170,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $225,170,000 with VALUE read as thousands by filing date, 13F file number 028-20083. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 145,913 | $16,898,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 831,292 | $9,286,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 18,913 | $9,276,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 52,528 | $6,050,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,791 | $5,214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 38,703 | $3,946,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,237 | $3,895,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 154,747 | $3,845,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 72,927 | $3,806,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 64,888 | $3,342,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 58,370 | $2,961,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,925 | $2,821,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 154,458 | $2,779,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 28,848 | $2,765,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 54,706 | $2,764,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 47,445 | $2,723,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 20,237 | $2,560,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 40,260 | $2,377,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 71,405 | $2,242,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,396 | $2,214,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 36,840 | $2,192,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 75,559 | $2,154,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 20,705 | $2,079,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,363 | $2,045,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,385 | $2,036,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,720 | $2,022,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 34,965 | $2,022,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,614 | $1,935,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,198 | $1,930,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,893 | $1,920,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,410 | $1,875,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 22,576 | $1,875,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 41,890 | $1,873,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,356 | $1,871,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 42,103 | $1,827,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,198 | $1,774,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,364 | $1,768,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,261 | $1,690,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 33,489 | $1,677,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 21,363 | $1,662,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,599 | $1,608,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,382 | $1,582,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,517 | $1,567,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,632 | $1,563,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 112,218 | $1,547,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,919 | $1,534,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 26,500 | $1,486,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 71,557 | $1,476,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 106,347 | $1,445,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,930 | $1,437,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,754 | $1,431,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 52,936 | $1,417,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,495 | $1,404,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,566 | $1,389,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,774 | $1,314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 5,523 | $1,301,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 24,780 | $1,294,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,824 | $1,274,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 11,512 | $1,271,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 19,930 | $1,201,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,766 | $1,196,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 103,676 | $1,192,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,563 | $1,187,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,921 | $1,153,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 12,199 | $1,140,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,468 | $1,094,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,443 | $1,084,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 16,146 | $1,065,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,183 | $1,051,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,633 | $1,010,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,133 | $991,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,803 | $953,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,281 | $914,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,039 | $900,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,633 | $890,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,429 | $862,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,322 | $856,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,058 | $810,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,411 | $795,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,780 | $783,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,773 | $772,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,187 | $770,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,473 | $762,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,866 | $751,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,116 | $751,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,680 | $745,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,919 | $735,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 19,409 | $728,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,194 | $700,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,940 | $695,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,767 | $677,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 15,579 | $649,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 4,526 | $647,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,251 | $641,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,611 | $640,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,714 | $636,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 61,049 | $630,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 10,333 | $604,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,380 | $586,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 17,312 | $575,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,561 | $569,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,688 | $565,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 42,000 | $564,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 6,032 | $562,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 9,399 | $558,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,494 | $538,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,687 | $498,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 36,526 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,957 | $489,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,180 | $487,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 7,497 | $486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,400 | $469,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,246 | $468,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,801 | $458,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8,228 | $454,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,069 | $453,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,268 | $451,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,344 | $447,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,922 | $440,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 13,038 | $431,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,050 | $427,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,054 | $413,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,198 | $411,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 7,971 | $409,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,441 | $406,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,312 | $397,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,364 | $394,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,939 | $382,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,820 | $379,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,989 | $377,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,810 | $369,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,057 | $359,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,400 | $356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,879 | $354,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 13,700 | $351,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 3,490 | $349,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 488 | $346,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 9,498 | $346,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,388 | $341,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 11,897 | $339,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,324 | $336,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,100 | $323,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 641 | $321,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,092 | $321,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,958 | $316,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 12,013 | $316,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,927 | $314,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,986 | $310,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 997 | $307,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,275 | $307,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,780 | $303,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,880 | $301,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,700 | $298,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 715 | $296,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,857 | $295,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,836 | $294,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 518 | $292,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,555 | $291,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,748 | $289,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 5,750 | $287,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 23,475 | $285,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,088 | $283,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,532 | $283,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 654 | $281,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,159 | $281,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 18,395 | $277,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,020 | $266,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 257 | $263,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 8,818 | $261,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,552 | $260,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,613 | $260,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 860 | $259,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,198 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,451 | $256,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,082 | $254,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 9,500 | $251,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 10,000 | $251,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 9,550 | $250,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 714 | $240,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 422 | $236,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 445 | $231,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,368 | $231,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,934 | $228,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,780 | $225,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,486 | $223,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 573 | $220,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,236 | $211,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,270 | $210,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,542 | $208,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,694 | $208,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,897 | $206,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,603 | $206,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 4,250 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,444 | $205,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,261 | $201,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 19,000 | $183,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,770 | $176,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 13,276 | $147,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 79,975 | $139,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 132,668 | $124,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 22,875 | $89,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,868 | $68,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18,844 | $51,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,837 | $42,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 15,000 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001800608-20-000005 | this filing | 2020-11-16 | acceptance time not in the bulk data set |