13F-HR filed by PFG Private Wealth Management, LLC
PFG Private Wealth Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-04, with 310 holding rows worth $170,932,000.
- Accession
- 0001799957-21-000005
- Filer
- CIK 1799957
- Filed
- 2021-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 310 entries on the cover page, a total value of $170,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,932,000 with VALUE read as thousands by filing date, 13F file number 028-19666. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 41,982 | $18,087,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 248,229 | $12,471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 241,686 | $12,287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 70,263 | $9,256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 290,688 | $7,558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 288,610 | $7,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 271,921 | $7,149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 255,622 | $6,774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 252,028 | $6,766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 247,848 | $6,687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 232,947 | $6,674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 246,203 | $6,553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 56,699 | $6,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDW | 78463X889 | COM | 150,846 | $5,462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 75,353 | $4,824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 22,692 | $3,985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 86,529 | $3,680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,390 | $3,644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,641 | $3,420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 54,689 | $2,761,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 14,998 | $1,681,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,044 | $1,515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 26,482 | $1,504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 9,283 | $1,314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,258 | $1,120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 11,517 | $1,003,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 229 | $752,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 1,592 | $683,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 1,887 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,466 | $475,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 2,683 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 1,834 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 1,493 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,451 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 4,553 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 4,922 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,932 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 133 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 906 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 976 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,026 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 594 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 400 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 5,840 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,522 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,383 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 3,429 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,835 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 5,821 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,035 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,344 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 240,000 | $242,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 88 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,766 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,035 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 555 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 3,388 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 6,790 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,250 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 1,030 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 2,682 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 421 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 950 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIANNATLRYCOF | 136375102 | STOK | 921 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 1,972 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 434 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 242 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 157 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 432 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 477 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 199 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 999 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIO RAD LABS INC | 090572207 | CL A | 129 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 163 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 827 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AON PLC SHS CL A | G0403H108 | Stock | 329 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 233 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,114 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 811 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,352 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 343 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919101 | COM | 594 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 147 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 455 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 307 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 600 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&P Global,Inc. | 78409V104 | COM | 203 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DECKERS OUTDOOR CORP | 243537107 | COM | 239 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 786 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERS CORP COM | 941848103 | Stock | 242 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARMIN LTD SHS | H2906T109 | Stock | 548 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 500 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOETIS INC CL A | 98978V103 | Stock | 433 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPART INC COM | 217204106 | Stock | 604 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 417 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEXX LABS INC COM | 45168D104 | Stock | 135 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 112 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 233 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 282 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 124 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARISTA NETWORKS INC | 040413106 | COM | 236 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 414 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERSHEY CO COM | 427866108 | Stock | 465 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTENAL CO COM | 311900104 | Stock | 1,527 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 57 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 480 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 222 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 594 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 264 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 290 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP COM | 371901109 | Stock | 2,262 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELANESE CORP DEL COM | 150870103 | Stock | 495 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 570 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 896 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 828 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEI INVTS CO COM | 784117103 | Stock | 1,254 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 2,457 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMETEK INC COM | 031100100 | Stock | 585 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEX CORP COM | 45167R104 | Stock | 353 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 158 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 280 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 128 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,473 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRACO INC COM | 384109104 | Stock | 1,028 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 343 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 433 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 332 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 393 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 461 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 347 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 413 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 620 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,839 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 161 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,047 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 324 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 81 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,130 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIR ISAAC CORP COM | 303250104 | Stock | 153 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 358 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,055 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,142 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 428 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCA Healthcare Inc | 40412C101 | COM | 199 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 227 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 142 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 304 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 533 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 246 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 40,000 | $41,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 258 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 39,000 | $39,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 1,410 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 367 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 700 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 143 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNT INC | 30212W100 | COM | 850 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,908 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 400 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ServiceNow,Inc. | 81762P102 | COM | 50 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA CONS INC | 191098102 | COM | 75 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285204 | COM | 850 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 453 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 117 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,194 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 1,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 57 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 20,000 | $22,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 60 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,859 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE INC COM | 29250N105 | Stock | 483 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 191 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 124 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 255 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 104 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 230 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 99 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 114 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 185 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDK GLOBAL INC | 12508E101 | COM | 329 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 80 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q460 | CMN | 200 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 34 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 50 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 145 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 260 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 250 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 38 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 285 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 447 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 60 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 54 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 162 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 125 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 40 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 125 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 131 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 126 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 305 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 85 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 126 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC COM | 23331A109 | Stock | 68 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 250 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 17 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 82 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 28 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 19 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 7 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 12 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287523 | COM | 9 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 25 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 68 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICAINC | 200340107 | COM | 49 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 182 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 63 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 42 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 27 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 71 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 257 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 16 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 171 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 56 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 12 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 17 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCOR PLC | G0250X107 | ORD | 304 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 80 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORESITE RLTY CORP | 21870Q105 | COM | 26 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 203 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 205 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE INC | 09260D107 | COM | 22 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 47 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 48 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 35 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Progressive Corporation | 743315103 | COM | 36 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 42 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 7 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NNN REIT INC COM | 637417106 | REIT | 73 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWERS FOODS INC COM | 343498101 | Stock | 145 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK CDA COM | 780087102 | Stock | 26 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TR CORP COM | 665859104 | Stock | 30 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 44 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 86 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 29 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 120 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 34 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 125 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 42 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIATRIS INC COM | 92556V106 | Stock | 238 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 41 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 51 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 54 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERGY INC COM | 30034W106 | Stock | 56 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 86 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 106 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 52 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 34 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELUS CORPORATION COM | 87971M103 | Stock | 118 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 54 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 102 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117100 | COM | 77 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIS INC | 349553107 | COM | 77 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 42 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 73 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 29 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLETE INC | 018522300 | COM NEW | 51 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271100 | COM | 219 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Silver Trust | 46428Q109 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 7 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 42 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 21 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNUM GROUP COM | 91529Y106 | Stock | 94 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 37 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TC ENERGY CORP | 87807B107 | COM | 51 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 99 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE INC | 84857L101 | COM | 35 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 2 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBINHOOD MKTS INC | 770700102 | COM | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 45 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECIVIC INC | 21871N101 | COM | 147 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G425 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001799957-21-000005 | this filing | 2021-11-04 | acceptance time not in the bulk data set |