13F-HR filed by Pacifica Partners Inc.
Pacifica Partners Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 371 holding rows worth $103,220,000.
- Accession
- 0001799900-20-000002
- Filer
- CIK 1799900
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 371 entries on the cover page, a total value of $103,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,220,000 with VALUE read as thousands by filing date, 13F file number 028-19747. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 19,996 | $5,872,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 40,038 | $4,316,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 112,815 | $3,973,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,909 | $3,889,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,175 | $3,437,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,921 | $2,984,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 124,163 | $2,629,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 45,746 | $2,568,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,365 | $2,522,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,136 | $2,500,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,887 | $2,442,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 112,733 | $2,287,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 27,270 | $2,179,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 36,927 | $2,086,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 25,634 | $2,030,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 38,034 | $2,028,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,382 | $1,938,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,927 | $1,903,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,957 | $1,896,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,232 | $1,845,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 55,278 | $1,790,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 35,990 | $1,726,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,629 | $1,496,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 21,547 | $1,460,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 25,115 | $1,452,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,165 | $1,433,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,525 | $1,432,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 42,732 | $1,402,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,324 | $1,376,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,644 | $1,362,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 28,493 | $1,322,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,121 | $1,290,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 14,096 | $1,275,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,907 | $1,078,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,341 | $1,032,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 11,300 | $1,026,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 18,521 | $920,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,449 | $824,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 15,081 | $774,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,989 | $748,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 15,717 | $653,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,305 | $598,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 15,339 | $594,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,596 | $588,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,475 | $558,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,616 | $556,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,914 | $553,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,825 | $534,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 14,380 | $533,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,293 | $503,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,510 | $489,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,924 | $486,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 8,235 | $471,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,009 | $465,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,985 | $454,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 13,535 | $424,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 24,130 | $419,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,303 | $416,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,508 | $392,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,439 | $390,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 25,296 | $358,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 73,225 | $348,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,537 | $340,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,997 | $324,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,009 | $272,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 20,253 | $268,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 130 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 10,393 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,812 | $245,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 58,596 | $217,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,234 | $208,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,059 | $199,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,305 | $192,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,168 | $187,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,862 | $186,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,780 | $180,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,705 | $167,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,833 | $158,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,024 | $157,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,544 | $154,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 612 | $148,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,596 | $142,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,123 | $140,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,513 | $135,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,086 | $130,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 428 | $127,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 693 | $126,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 755 | $125,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 412 | $121,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 87 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 989 | $113,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 4,258 | $113,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,328 | $111,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,965 | $109,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 4,810 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,435 | $100,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 329 | $98,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,072 | $95,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 636 | $94,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 846 | $94,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 640 | $91,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 405 | $88,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 447 | $88,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,640 | $88,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,650 | $88,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 395 | $87,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,223 | $87,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 800 | $87,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,375 | $87,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,440 | $86,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,380 | $86,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 58,000 | $82,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 1,991 | $80,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 3,005 | $80,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 2,682 | $79,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 500 | $78,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,880 | $78,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 683 | $77,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,145 | $74,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,900 | $73,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 213 | $69,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 210 | $68,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,333 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 900 | $59,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,070 | $58,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,290 | $57,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,772 | $57,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 105 | $51,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,415 | $51,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 564 | $50,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,083 | $49,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,101 | $49,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 580 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,288 | $48,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 400 | $46,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 446 | $46,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 353 | $45,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 192 | $44,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 189 | $44,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 354 | $44,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,473 | $44,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,555 | $44,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 650 | $43,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 424 | $43,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 610 | $42,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 101,800 | $42,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 720 | $42,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,025 | $41,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 227 | $40,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1,490 | $40,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 640 | $39,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 8,622 | $38,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 815 | $37,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 728 | $37,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 500 | $36,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 387 | $36,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 517 | $36,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 340 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,190 | $36,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 181 | $35,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 389 | $35,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 392 | $34,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,090 | $34,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 325 | $33,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 405 | $33,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 625 | $32,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 569 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 555 | $32,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,025 | $32,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 333 | $30,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 267 | $29,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 65 | $29,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,535 | $28,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 21,100 | $27,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 99 | $26,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 121 | $26,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 186 | $26,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,255 | $26,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 300 | $25,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,450 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 169 | $25,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 525 | $24,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,250 | $24,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 446 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 107 | $23,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 90 | $23,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,870 | $23,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 900 | $22,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 6,230 | $21,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 708 | $21,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 409 | $20,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 356 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 875 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 695 | $20,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 3,785 | $20,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 225 | $19,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $19,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,442 | $19,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 315 | $18,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 335 | $18,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 500 | $18,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 700 | $18,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 97 | $17,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $17,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 225 | $17,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,006 | $17,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 362 | $16,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 126 | $15,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 25 | $15,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $15,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $15,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 207 | $15,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 60 | $14,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 160 | $14,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 95 | $14,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 250 | $14,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,500 | $14,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,000 | $14,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 206 | $13,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 250 | $13,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 340 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 443 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $13,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 75 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 141 | $12,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 140 | $12,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 400 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 339 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 250 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 200 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 86 | $10,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 150 | $10,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 174 | $10,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 200 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 202 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 170 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 330 | $10,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 220 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,070 | $10,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 120 | $9,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 81 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 165 | $9,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 160 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 110 | $9,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 67 | $9,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 125 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 295 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 402 | $9,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 305 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 280 | $9,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 416 | $9,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 413 | $9,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 404 | $9,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 135 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 92 | $8,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 30 | $8,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 533 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 500 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 120 | $8,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 55 | $7,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 124 | $7,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 150 | $7,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 400 | $7,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 800 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 135 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 158 | $7,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 158 | $7,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 2,000 | $7,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20 | $6,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 110 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 70 | $6,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 300 | $6,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 140 | $6,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 192 | $6,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 284 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 185 | $6,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 900 | $6,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 500 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 90 | $5,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 73 | $5,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 94 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 205 | $5,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 250 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 80 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 183 | $5,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100 | $5,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 153 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 109 | $4,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $4,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 44 | $4,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 100 | $4,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 545 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 144 | $4,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 100 | $4,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 42 | $4,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 45 | $4,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 254 | $4,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 4,800 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,800 | $4,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 110 | $3,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 157 | $3,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 73 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 838 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 6,100 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 260 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,300 | $3,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 325 | $3,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 50 | $3,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,450 | $3,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 500 | $3,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 200 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 115 | $3,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,926 | $3,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 4,150 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 100 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,406 | $3,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10 | $2,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10 | $2,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10 | $2,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11 | $2,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 30 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 28 | $2,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 85 | $2,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 15 | $2,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 20 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 19 | $2,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 100 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 45 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 60 | $2,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 100 | $2,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 11 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 39 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 100 | $2,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 13 | $2,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 75 | $2,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 40 | $2,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,052 | $2,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7 | $1,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15 | $1,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 11 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 200 | $1,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 20 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 50 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 35 | $1,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 10 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 60 | $1,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 790 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 400 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 900 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 292 | $1,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 2,665 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMB.TECH NV SHS | B38564108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001799900-20-000002 | this filing | 2020-02-04 | acceptance time not in the bulk data set |