13F-HR filed by EPIQ PARTNERS, LLC
EPIQ PARTNERS, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-19, with 95 holding rows worth $216,956,000.
- Accession
- 0001799435-21-000004
- Filer
- CIK 1799435
- Filed
- 2021-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 95 entries on the cover page, a total value of $216,956,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,956,000 with VALUE read as thousands by filing date, 13F file number 028-19788. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HORMEL FOODS CORP COM | 440452100 | Stock | 410,169 | $16,817,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 251,260 | $12,694,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 225,675 | $11,228,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 32,662 | $7,152,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 458,770 | $7,093,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 441,219 | $6,782,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 113,250 | $5,758,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 129,890 | $5,268,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 222,937 | $4,914,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 148,880 | $4,781,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 16,694 | $4,431,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,623 | $4,339,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 159,350 | $4,299,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 607,500 | $4,289,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,049 | $4,277,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,512 | $4,251,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 310,225 | $4,129,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 40,050 | $4,002,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 110,438 | $3,929,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 65,537 | $3,507,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 255,715 | $3,368,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 15,932 | $3,324,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,336 | $3,302,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 3,489,000 | $3,299,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 64,179 | $3,286,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,854 | $2,941,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 48,838 | $2,895,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 709,511 | $2,888,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 3,545,000 | $2,875,000 | thousands by filing date | principal |
| ATLAS CORP | Y0436Q109 | COM | 186,709 | $2,836,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,271 | $2,803,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 53,545 | $2,534,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 916,100 | $2,510,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 2,550,000 | $2,427,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 22,316 | $2,407,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 18,918 | $2,371,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,302 | $2,371,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 42,375 | $2,298,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,030 | $2,266,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 26,224 | $2,059,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 32,506 | $2,032,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 57,535 | $1,933,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 52,035 | $1,921,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 220,463 | $1,916,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 543 | $1,784,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 28,915 | $1,622,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,600,000 | $1,619,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13,405 | $1,475,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 160,175 | $1,430,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 10,463 | $1,369,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 18,000 | $1,337,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 18,676 | $1,318,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 55,594 | $1,190,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 53,400 | $1,074,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,000 | $781,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,000 | $750,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,427 | $684,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,584 | $681,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,714 | $644,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,500 | $600,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 600,000 | $567,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 13,603 | $528,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 915 | $527,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,255 | $516,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,020 | $496,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,400 | $484,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 21,860 | $473,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,895 | $469,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,182 | $442,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,284 | $436,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,102 | $394,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,425 | $378,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 466 | $361,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,280 | $356,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 8,000 | $336,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 28,560 | $331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,700 | $317,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,842 | $310,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 35,718 | $309,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,107 | $300,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,684 | $272,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 97 | $259,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,310 | $255,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,548 | $248,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 250,000 | $248,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,000 | $247,000 | thousands by filing date | |
| IJH | 464287507 | COM | 915 | $241,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 850 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,899 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,715 | $217,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $215,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,310 | $214,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,745 | $205,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,400 | $203,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,603 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001799435-21-000004 | this filing | 2021-10-19 | acceptance time not in the bulk data set |