13F-HR filed by John W. Brooker & Co., CPAs
John W. Brooker & Co., CPAs filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-09, with 195 holding rows worth $171,410,000.
- Accession
- 0001798926-21-000003
- Filer
- CIK 1798926
- Filed
- 2021-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 195 entries on the cover page, a total value of $171,410,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $171,410,000 with VALUE read as thousands by filing date, 13F file number 028-19691. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 190,010 | $19,375,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 164,804 | $18,287,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 324,758 | $16,429,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 241,901 | $11,710,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 88,299 | $9,976,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 98,837 | $7,275,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 46,337 | $6,252,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 78,053 | $6,109,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 55,229 | $5,681,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 105,837 | $5,403,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 67,262 | $5,086,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 33,234 | $4,851,000 | thousands by filing date | |
| VTI | 922908769 | COM | 21,435 | $4,776,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,081 | $3,887,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 74,195 | $3,718,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,651 | $3,715,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 31,206 | $3,251,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,142 | $3,170,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 43,652 | $2,659,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 23,403 | $2,440,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 60,416 | $2,110,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,381 | $2,029,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 19,411 | $1,641,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,485 | $1,298,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 9,538 | $1,267,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,167 | $1,265,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 10,288 | $1,229,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 21,600 | $1,213,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,538 | $1,045,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,684 | $990,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 22,710 | $953,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 8,768 | $908,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 237 | $815,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,439 | $532,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 9,982 | $467,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,304 | $465,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,266 | $393,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,970 | $385,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 782 | $384,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,070 | $382,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,177 | $350,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,065 | $340,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,876 | $321,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,904 | $313,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,086 | $312,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 868 | $299,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 790 | $280,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 613 | $264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,969 | $254,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 294 | $180,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 6,301 | $170,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,587 | $167,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 300 | $165,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 569 | $165,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,604 | $163,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 875 | $157,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 524 | $153,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,196 | $146,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 3,385 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,923 | $120,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,895 | $106,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,448 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,042 | $105,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 384 | $104,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 90 | $103,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 355 | $83,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,406 | $80,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 962 | $80,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 676 | $71,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,005 | $64,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 774 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 401 | $61,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 937 | $59,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 245 | $56,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 955 | $54,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 200 | $51,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 950 | $51,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 573 | $51,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 155 | $49,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 2,625 | $49,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 126 | $46,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 355 | $46,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 110 | $44,000 | thousands by filing date | |
| MGC | 921910873 | COM | 282 | $43,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16 | $40,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 1,000 | $40,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 145 | $39,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 728 | $38,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 96 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 438 | $38,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 190 | $37,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 489 | $36,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 574 | $36,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 125 | $35,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 346 | $34,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 192 | $34,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 614 | $33,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,062 | $33,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 129 | $32,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 134 | $30,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 509 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 657 | $28,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 831 | $27,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 155 | $27,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 412 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 155 | $25,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 100 | $24,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 100 | $24,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 100 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 401 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 117 | $22,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 400 | $21,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 270 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 443 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 249 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 596 | $20,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 138 | $19,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,052 | $19,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 111 | $18,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 200 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 92 | $17,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 435 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 543 | $16,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,466 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 150 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 169 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 210 | $14,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 122 | $13,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 50 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 52 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 71 | $12,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 85 | $11,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 718 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 152 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 272 | $11,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 41 | $11,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 40 | $10,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $9,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 75 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 72 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 175 | $9,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 114 | $8,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 150 | $8,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 63 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 78 | $8,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 300 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y400 | FUND | 280 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 327 | $7,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 87 | $6,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 108 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 86 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 104 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 101 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 183 | $6,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 112 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 69 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 186 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 112 | $5,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 3 | $5,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 200 | $5,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 7 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 9 | $5,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 277 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 94 | $4,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 96 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 160 | $4,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 50 | $3,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 70 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 5 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 120 | $3,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 3 | $3,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP | 88034P909 | SPON ADS | 7 | $3,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 100 | $3,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1 | $2,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 22 | $2,000 | thousands by filing date | |
| UNITED STS OIL FD LP | 91232N907 | CALL | 7 | $2,000 | thousands by filing date | |
| PALANTIR TECHNOLOGIES INC | 69608A908 | CALL | 0 | $2,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 14 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 52 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 47 | $1,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 43 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 40 | $1,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 100 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIATRIS INC COM | 92556V106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287905 | CALL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001798926-21-000003 | this filing | 2021-07-09 | acceptance time not in the bulk data set |