13F-HR filed by VERUS CAPITAL PARTNERS, LLC
VERUS CAPITAL PARTNERS, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-26, with 1,469 holding rows worth $318,339,000.
- Accession
- 0001796874-20-000004
- Filer
- CIK 1796874
- Filed
- 2020-05-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,471 entries on the cover page, a total value of $318,339,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,339,000 with VALUE read as thousands by filing date, 13F file number 028-20189. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 500 | $50,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 1,750 | $50,000 | thousands by filing date | |
| BMO HARRIS BK NATL ASSN CHICAG CD | 05581W6K6 | CD | 50 | $50,000 | thousands by filing date | principal |
| HSBC BANK USA NA | 40434AA66 | CD M/W MTHLY CLBL STEP 2.38%-3 | 50 | $50,000 | thousands by filing date | principal |
| PACIFIC PREMIER BANK CD MTHLY | 69478QGC8 | CD MTHLY | 50 | $50,000 | thousands by filing date | principal |
| PINNACLE BK NASHVILLE TENN CD | 72345SJK8 | CD | 50 | $50,000 | thousands by filing date | principal |
| PLAINSCAPITAL BANK CD | 72663QE54 | CD | 50 | $50,000 | thousands by filing date | principal |
| RBS CTZNS NA PROVIDENCE RI CD | 75524KNE0 | CD | 50 | $50,000 | thousands by filing date | principal |
| WELLS FARGO NATIONAL BANK WEST CD MTHLY | 949495AL9 | CD MTHLY | 50 | $50,000 | thousands by filing date | principal |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 404 | $49,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,014 | $49,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,980 | $49,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 830 | $49,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 9,937 | $49,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 522 | $49,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,506 | $48,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,114 | $48,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 365 | $48,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,057 | $48,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 1,000 | $48,000 | thousands by filing date | |
| BROADCOM CORP/BROADCOM CAYMAN 3.875 01/15/2027 | 11134LAH2 | Corp Bond | 50 | $48,000 | thousands by filing date | principal |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 320 | $46,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 570 | $46,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,003 | $46,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 210 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 857 | $46,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 599 | $46,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 6,778 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 501 | $46,000 | thousands by filing date | |
| JP MORGAN CHASE BANK NATIONAL CD M/W QTRLY CLBL | 48128LCH0 | CD M/W QTRLY CLBL | 46 | $46,000 | thousands by filing date | principal |
| ServiceNow,Inc. | 81762P102 | COM | 156 | $45,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 548 | $45,000 | thousands by filing date | |
| GS FINANCE CORP NOTE INDEX LNKD | 40056FNA9 | NOTE INDEX LNKD | 50 | $45,000 | thousands by filing date | principal |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 531 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,835 | $44,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 845 | $44,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 200 | $44,000 | thousands by filing date | |
| Prudential Financial Inc 5.625 | 744320805 | PFD | 1,750 | $44,000 | thousands by filing date | |
| AT&T INC 3.4 05/15/2025 | 00206RCN0 | Corp Bond | 42 | $44,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,246 | $43,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,475 | $43,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 127 | $43,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 425 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 351 | $43,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 888 | $43,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 9128282Z2 | NOTE | 43 | $43,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 884 | $42,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 992 | $42,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,796 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 2,245 | $42,000 | thousands by filing date | |
| GS FINANCE CORP NOTE INDEX LNKD | 40056FNN1 | NOTE INDEX LNKD | 50 | $42,000 | thousands by filing date | principal |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 341 | $41,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 844 | $41,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 803 | $41,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 300 | $41,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 320 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,678 | $41,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 465 | $40,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 883 | $40,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,932 | $40,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 730 | $40,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 912 | $40,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 261 | $40,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 299 | $40,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 450 | $40,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 691 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,050 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 825 | $40,000 | thousands by filing date | |
| TRUIST FINL CORP 2.9 03/03/2021 | 867914BK8 | Corp Bond | 40 | $40,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,008 | $40,000 | thousands by filing date | |
| GS FINANCE CORP NOTE INDEX LNKD | 40056FNB7 | NOTE INDEX LNKD | 50 | $40,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 1,325 | $39,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,230 | $39,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 250 | $39,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 978 | $39,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,664 | $39,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 789 | $38,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 165 | $38,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 255 | $38,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 78 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 536 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 305 | $38,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,033 | $38,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,222 | $38,000 | thousands by filing date | |
| COF 4.8 PERP | 14040H782 | PUBLIC | 2,000 | $38,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 1,500 | $38,000 | thousands by filing date | |
| AON CORP | 037389ak9 | FIXED | 35 | $38,000 | thousands by filing date | principal |
| MOSAIC CO | 61945cac7 | FIXED | 40 | $38,000 | thousands by filing date | principal |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 642 | $37,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,021 | $37,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 941 | $37,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,572 | $37,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,800 | $37,000 | thousands by filing date | |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650CC2 | NOTE M/W CLBL | 35 | $37,000 | thousands by filing date | principal |
| WHIRLPOOL CORP | 96332HCE7 | NOTE M/W CLBL | 35 | $37,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,416 | $36,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 295 | $36,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,000 | $36,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 7,820 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 578 | $36,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,085 | $36,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,500 | $35,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 410 | $35,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,428 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,642 | $35,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 1,957 | $35,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 750 | $35,000 | thousands by filing date | |
| JP MORGAN CHASE FINL CO LLC NOTE INDEX LNKD | 48130WWV9 | NOTE INDEX LNKD | 40 | $35,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 912828XH8 | NOTE | 35 | $35,000 | thousands by filing date | principal |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 334 | $34,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,036 | $34,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,600 | $34,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 665 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 251 | $34,000 | thousands by filing date | |
| BELLSOUTH TELEC 6.375 28 DUE 06/01/28 | 079867AW7 | CORPORATE BONDS | 30 | $34,000 | thousands by filing date | principal |
| STATE BANK OF INDIA NEW YORK CD | 8562842T0 | CD | 32 | $34,000 | thousands by filing date | principal |
| UNITED STATES TREASURY BILLS BILL | 912796TJ8 | BILL | 34 | $34,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 996 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 568 | $33,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,880 | $33,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,295 | $33,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 229 | $33,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,252 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 346 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 646 | $33,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 525 | $33,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 677 | $33,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 6,072 | $32,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,803 | $32,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 603 | $32,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,743 | $32,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,603 | $32,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2,103 | $32,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,285 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 458 | $32,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 618 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 500 | $32,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 700 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,008 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,993 | $32,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,325 | $32,000 | thousands by filing date | |
| HYATT HOTELS | 448579ae2 | FIXED | 35 | $32,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CLBL | 574218LH4 | REV BDS CLBL | 30 | $32,000 | thousands by filing date | principal |
| MOBILEYE N V AMSTELVEEN CONTRA-DO NOT SELL | 6BM992368 | CONTRA-DO NOT SELL | 500 | $32,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 9128282J8 | NOTE | 32 | $32,000 | thousands by filing date | principal |
| REPUBLIC OF SINGAPORE BOND | Y7996FFH8 | BOND | 45 | $32,000 | thousands by filing date | principal |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 265 | $31,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 305 | $31,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,150 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,374 | $31,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 800 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,250 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 869 | $31,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 270 | $30,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 800 | $30,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 522 | $30,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 410 | $30,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 9,886 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,204 | $30,000 | thousands by filing date | |
| CITIBANK NA CD | 17312QX53 | CD | 30 | $30,000 | thousands by filing date | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 511 | $29,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 600 | $29,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 601 | $29,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6,240 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 218 | $29,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5,812 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 750 | $29,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,947 | $29,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 821 | $29,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 860 | $28,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 600 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 669 | $28,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,974 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,281 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 956 | $28,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 600 | $27,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 785 | $27,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 647 | $27,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,495 | $27,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 939 | $27,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8,850 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 701 | $27,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,836 | $27,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,141 | $27,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 276 | $27,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 633 | $27,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,210 | $27,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,440 | $27,000 | thousands by filing date | |
| US TREASUR NT 1 07/28UST NOTE DUE 07/31/28 | 9128282A7 | NOT | 25 | $27,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2 08/15/2025 | 912828K74 | Govt Bond | 25 | $27,000 | thousands by filing date | principal |
| TRINSEO S A | L9340P101 | SHS | 1,500 | $27,000 | thousands by filing date | |
| US TREASU NT 2.375 08/24UST NOTE DUE 08/15/24 | 912828D56 | FIX | 25 | $27,000 | thousands by filing date | principal |
| APPLE INC | 037833CU2 | COM | 25 | $27,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC NOTE MTHLY | 38141EE39 | NOTE MTHLY | 25 | $27,000 | thousands by filing date | principal |
| JACKSONVILLE FLA SPL REV AND REF BDS CLBL | 469487HH8 | SPL REV AND REF BDS CLBL | 25 | $27,000 | thousands by filing date | principal |
| PORTLAND ORE SECOND LIEN REV AND REF B CLBL | 736742UH8 | SECOND LIEN REV AND REF B CLBL | 25 | $27,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $26,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,500 | $26,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 5,053 | $26,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 430 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 634 | $26,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 900 | $26,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,676 | $26,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP 3.25 08/01/2023 | 666807BG6 | Corp Bond | 25 | $26,000 | thousands by filing date | principal |
| INTERCONTINENTAL EXCHANGE INC | 45866FAD6 | CORPORATE BONDS | 25 | $26,000 | thousands by filing date | principal |
| AMERICAN EXPRESS | 025816BK4 | Convertible/ | 25 | $26,000 | thousands by filing date | principal |
| JACKSONVILLE FLA REV BDS | 469487CY6 | REV BDS | 25 | $26,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA | 48126XV51 | CD M/W CLBL STEP 2%-6.25% | 26 | $26,000 | thousands by filing date | principal |
| PARK CREEK MET DIST COLO REV | 700387CK7 | SR LTD PPTY TAX SUPPORTED CLBL | 25 | $26,000 | thousands by filing date | principal |
| PARK CREEK MET DIST COLO REV | 700387CL5 | SR LTD PPTY TAX SUPPORTED CLBL | 25 | $26,000 | thousands by filing date | principal |
| SHERWIN-WILLIAMS CO NOTE M/W CLBL | 824348AR7 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| SMUCKER (JM) CO NOTE M/W CLBL | 832696AK4 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $25,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,696 | $25,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 258 | $25,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,700 | $25,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 550 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 599 | $25,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,800 | $25,000 | thousands by filing date | |
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| Vanguard Small-Cap Value ETF | 922908611 | SHS | 267 | $24,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,102 | $24,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 301 | $24,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 195 | $24,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,350 | $24,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 530 | $24,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 622 | $24,000 | thousands by filing date | |
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| SYSCO CORP NOTE M/W CLBL | 871829BC0 | NOTE M/W CLBL | 25 | $24,000 | thousands by filing date | principal |
| iShares Russell Midcap ETF | 464287499 | SHS | 524 | $23,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 530 | $23,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 400 | $23,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,670 | $23,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 8,445 | $23,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,821 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 626 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 500 | $23,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 3,160 | $23,000 | thousands by filing date | |
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| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 2,100 | $22,000 | thousands by filing date | |
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| MARKRAY CORP COM | 570693101 | COM | 1,085,943 | $22,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 189 | $21,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 250 | $21,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 382 | $21,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 550 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 798 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,000 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 698 | $21,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,000 | $21,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 2,930 | $21,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,600 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,209 | $21,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,066 | $21,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1,000 | $21,000 | thousands by filing date | |
| AT&T Inc Depositary Shs Perp Pfd Shs Series C | 00206R706 | PFD | 1,000 | $21,000 | thousands by filing date | |
| WELLS FARGO CO NEW DP PF CL A | 94988U151 | PREFERR | 1,000 | $21,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 707 | $21,000 | thousands by filing date | |
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| COMERICAINC | 200340107 | COM | 670 | $20,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 892 | $20,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 200 | $20,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 346 | $20,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 750 | $20,000 | thousands by filing date | |
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| HSBC USA INC NOTE INDEX LNKD | 40435FZC4 | NOTE INDEX LNKD | 25 | $20,000 | thousands by filing date | principal |
| iShares MBS ETF | 464288588 | SHS | 170 | $19,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 594 | $19,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 552 | $19,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 355 | $19,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 366 | $19,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 9,141 | $19,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,836 | $19,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,728 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 337 | $19,000 | thousands by filing date | |
| HSBC USA INC NOTE INDEX LNKD | 40435F2E6 | NOTE INDEX LNKD | 25 | $19,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 128 | $18,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 723 | $18,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 91 | $18,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 126 | $18,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 382 | $18,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 3,555 | $18,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,218 | $18,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 750 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,500 | $18,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 978 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 1,850 | $18,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 900 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 450 | $18,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 1,318 | $18,000 | thousands by filing date | |
| ENERGY TRANSFER | 29278nal7 | FIXED | 20 | $18,000 | thousands by filing date | principal |
| GENERAL MOTORS CO NOTE QTRLY VAR | 37045VAR1 | NOTE QTRLY VAR | 20 | $18,000 | thousands by filing date | principal |
| TEXAS STATE GO REF BDS | 882723V30 | GO REF BDS | 15 | $18,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 271 | $17,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 168 | $17,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 130 | $17,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 417 | $17,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 350 | $17,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 300 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 200 | $17,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 334 | $17,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 260 | $17,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 114 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 745 | $17,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 300 | $17,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 584 | $17,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 544 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 710 | $17,000 | thousands by filing date | |
| UTAH ST | 917542TX0 | Convertible/ | 15 | $17,000 | thousands by filing date | principal |
| SUMMIT CNTY COLO SCH DIST NO R GO BDS CLBL | 866045NE3 | GO BDS CLBL | 15 | $17,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 141 | $16,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 162 | $16,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 17 | $16,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 277 | $16,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 400 | $16,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 309 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 350 | $16,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 824 | $16,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 117 | $16,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,800 | $16,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 154 | $16,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 3,000 | $16,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,633 | $16,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 934 | $16,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 5,859 | $16,000 | thousands by filing date | |
| JPMORGAN CHASE FINL CO LLC | 46625HJJ0 | Fixed Income | 15 | $16,000 | thousands by filing date | principal |
| TIFFANY & COpoint 3point8percent24 DUE 10 01 24 | 886546AB6 | cb | 15 | $16,000 | thousands by filing date | principal |
| CSMC MORTGAGE-BACKED TRUST CMO 2006-2 6-A-3 | 225470ZF3 | CMO 2006-2 6-A-3 | 90 | $16,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 63 | $15,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 187 | $15,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 250 | $15,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 316 | $15,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 448 | $15,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 490 | $15,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 265 | $15,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 430 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 651 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 204 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 149 | $15,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,100 | $15,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,150 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 508 | $15,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 60 | $15,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 494 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 595 | $15,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 600 | $15,000 | thousands by filing date | |
| ARROW INVTS TR | 042765719 | RESV CAP ETF | 150 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 2,540 | $15,000 | thousands by filing date | |
| SELECT NOTES TRUS VAR 33 DUE 06 15 33 | 81619PAD9 | CORPORATE BONDS | 20 | $15,000 | thousands by filing date | principal |
| POTASH CORPORATION OF SASKATCHEWAN INC. | 73755LAL1 | Yankee Bond (denominated & pays in US$) | 15 | $15,000 | thousands by filing date | principal |
| Exelon Generation C | 30161MAH6 | Convertible/ | 15 | $15,000 | thousands by filing date | principal |
| AGRIUM INC | 008916AK4 | DEBENTURE - UNSECURED M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650CF5 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| KEURIG DR PEPPER INC NOTE M/W CLBL | 26138EAS8 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| REYNOLDS AMERICAN INC NOTE M/W CLBL | 761713AX4 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| TENNESSEE VALLEY AUTHORITY STRIP | 88059EMZ4 | STRIP | 15 | $15,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 61 | $14,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 250 | $14,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 200 | $14,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,149 | $14,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 500 | $14,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 400 | $14,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 398 | $14,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 780 | $14,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 256 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 200 | $14,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 400 | $14,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,960 | $14,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,758 | $14,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,840 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 870 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 508 | $14,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 400 | $14,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 155 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 88 | $13,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 500 | $13,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 400 | $13,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 200 | $13,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 130 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,275 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 603 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 500 | $13,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 15,475 | $13,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 659 | $13,000 | thousands by filing date | |
| FED NATIONAL MTG ASSN CMO 2003-116 KL | 31393T5D4 | CMO 2003-116 KL | 12 | $13,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 86 | $12,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 200 | $12,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 386 | $12,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 300 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $12,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 45 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 100 | $12,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 468 | $12,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 400 | $12,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 114 | $12,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 50 | $12,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $12,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 925 | $12,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 545 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 222 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 640 | $12,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 691 | $12,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 434 | $12,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,943 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 451 | $12,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,019 | $12,000 | thousands by filing date | |
| VIACOM INC SR DEB 7.875 percent 07/30/30 B/E DTD 08/01/00 | 925524AH3 | COUPON BEARING BOND | 10 | $12,000 | thousands by filing date | principal |
| GLOBE LIFE INC | 891027AF1 | COM | 10 | $12,000 | thousands by filing date | principal |
| LOUISIANA STATE GO BDS | 5464152W9 | GO BDS | 10 | $12,000 | thousands by filing date | principal |
| SHERIDAN COLO GO BDS CLBL | 823653AZ3 | GO BDS CLBL | 10 | $12,000 | thousands by filing date | principal |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 10 | $12,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 912828X96 | NOTE | 12 | $12,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 57 | $11,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 99 | $11,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 100 | $11,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200 | $11,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,183 | $11,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $11,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 190 | $11,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 629 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 917 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 333 | $11,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 1,000 | $11,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 300 | $11,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,296 | $11,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,000 | $11,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 852 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 235 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 836 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 303 | $11,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2 02/15/2022 | 912828SF8 | Govt Bond | 11 | $11,000 | thousands by filing date | principal |
| ASTRAZENECA PLC NT ISIN US046353AT52 4.000 percent 01/17/29 REG DTD 08/17/18 CLB | 046353AT5 | COUPON BEARING BOND | 10 | $11,000 | thousands by filing date | principal |
| BELLSOUTH TELECOMMU 7XXX MATURED | 079867AM9 | CORPORATE BONDS | 10 | $11,000 | thousands by filing date | principal |
| BNSF, LLC | 12189LAQ4 | Convertible/ | 10 | $11,000 | thousands by filing date | principal |
| CALIFORNIA MUN FIN AUTH REV BDS CLBL | 13048TN90 | REV BDS CLBL | 10 | $11,000 | thousands by filing date | principal |
| DENVER COLO CITY & CNTY SCH DI REF BDS | 249174HL0 | REF BDS | 10 | $11,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC NOTE MTHLY | 38141ES91 | NOTE MTHLY | 10 | $11,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2003-110 AL | 38374EN94 | CMO 2003-110 AL | 10 | $11,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 222 | $10,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 155 | $10,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 25 | $10,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 452 | $10,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 400 | $10,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 599 | $10,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 230 | $10,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 100 | $10,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 231 | $10,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 211 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001796874-20-000004 | this filing | 2020-05-26 | acceptance time not in the bulk data set |