13F-HR filed by WEALTH ALLIANCE, LLC
WEALTH ALLIANCE, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 87 holding rows worth $140,689,000.
- Accession
- 0001793904-20-000002
- Filer
- CIK 1793904
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 87 entries on the cover page, a total value of $140,689,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,689,000 with VALUE read as thousands by filing date, 13F file number 028-19913. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerAtria Investments 028-14921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 11,727 | $11,727,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,641 | $11,641,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,066 | $9,066,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,782 | $5,782,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,687 | $5,687,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,408 | $4,408,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,406 | $4,406,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 3,592 | $3,592,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,318 | $3,318,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,156 | $3,156,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 3,083 | $3,083,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,882 | $2,882,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,812 | $2,812,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,716 | $2,716,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,501 | $2,501,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,450 | $2,450,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,324 | $2,324,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,308 | $2,308,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,191 | $2,191,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,175 | $2,175,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,154 | $2,154,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,976 | $1,976,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,907 | $1,907,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,818 | $1,818,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,813 | $1,813,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,738 | $1,738,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,720 | $1,720,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,697 | $1,697,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,688 | $1,688,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,660 | $1,660,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,657 | $1,657,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,551 | $1,551,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,496 | $1,496,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,295 | $1,295,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,254 | $1,254,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,155 | $1,155,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,082 | $1,082,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,053 | $1,053,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 989 | $989,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 932 | $932,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 928 | $928,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 904 | $904,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 888 | $888,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 861 | $861,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 851 | $851,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 842 | $842,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 777 | $777,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 756 | $756,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 737 | $737,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 734 | $734,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 731 | $731,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 714 | $714,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 714 | $714,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 708 | $708,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 705 | $705,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 686 | $686,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 639 | $639,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 618 | $618,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 608 | $608,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 564 | $564,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 545 | $545,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 544 | $544,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 510 | $510,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 485 | $485,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 428 | $428,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 426 | $426,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 398 | $398,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 381 | $381,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 367 | $367,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 315 | $315,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 290 | $290,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 263 | $263,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 225 | $225,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 216 | $216,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 204 | $204,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200 | $200,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 173 | $173,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 139 | $139,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 138 | $138,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 133 | $133,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 122 | $122,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 121 | $121,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 104 | $104,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 46 | $46,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 43 | $43,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24 | $24,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 24 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001793904-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001793904-20-000004 | base | 2020-02-14 | acceptance time not in the bulk data set |