13F-HR filed by Ranch Capital Advisors Inc.
Ranch Capital Advisors Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 934 holding rows worth $138,911,000.
- Accession
- 0001793269-21-000001
- Filer
- CIK 1793269
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 934 entries on the cover page, a total value of $138,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,911,000 with VALUE read as thousands by filing date, 13F file number 028-19637. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Wells Fargo Pfd | 949746747 | PFD | 703 | $18,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 264 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 506 | $17,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 350 | $17,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,000 | $17,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,540 | $17,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 141 | $17,000 | thousands by filing date | |
| AT&T INC. | 00206RDQ2 | FIX | 15 | $17,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 600 | $17,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING | 30219GAM0 | COMMON | 15 | $17,000 | thousands by filing date | principal |
| OLD REP INTL CORP FIXED RATE SR NT | 680223AJ3 | Fixed Income | 15 | $17,000 | thousands by filing date | principal |
| SARASOTA CNTY FLA PUB HOSP BRD REV REF BDS | 803300CN0 | REV REF BDS | 15 | $17,000 | thousands by filing date | principal |
| TRIMBLE INC NOTE M/W CLBL | 896239AA8 | NOTE M/W CLBL | 15 | $17,000 | thousands by filing date | principal |
| VULCAN MATERIALS CO NOTE M/W CLBL | 929160AS8 | NOTE M/W CLBL | 15 | $17,000 | thousands by filing date | principal |
| COMCAST CORP NOTE M/W CLBL | 20030NAF8 | NOTE M/W CLBL | 12 | $17,000 | thousands by filing date | principal |
| GENERAL MILLS INC NOTE M/W CLBL | 370334CG7 | NOTE M/W CLBL | 15 | $17,000 | thousands by filing date | principal |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650CX6 | NOTE M/W CLBL | 15 | $17,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO 4012 YE | 3137AMR74 | CMO 4012 YE | 42 | $17,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 330 | $16,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 400 | $16,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 208 | $16,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,500 | $16,000 | thousands by filing date | |
| GENERAL MILLS INC 3.7 10/17/2023 | 370334CE2 | Corp Bond | 15 | $16,000 | thousands by filing date | principal |
| REYNOLDS AMERICA 7.25 37 DUE 06/15/37 | 761713AT3 | CORPORATE BONDS | 12 | $16,000 | thousands by filing date | principal |
| ABBVIE INC. | 00287YAQ2 | FIX | 15 | $16,000 | thousands by filing date | principal |
| QUALCOMM INC 3.45 25 DUE 05/20/25 | 747525AF0 | BCO | 15 | $16,000 | thousands by filing date | principal |
| SPRINT NEXTEL CORP | 852061AS9 | COM | 15 | $16,000 | thousands by filing date | principal |
| JEFFERIES GROUP LLC DEBENTURE - UNSECURED M/W CLBL | 472319AE2 | DEBENTURE - UNSECURED M/W CLBL | 13 | $16,000 | thousands by filing date | principal |
| MORGAN STANLEY NOTE INDEX LNKD VAR | 617446M97 | NOTE INDEX LNKD VAR | 760 | $16,000 | thousands by filing date | |
| XEROX CORP NOTE M/W CLBL | 984121CB7 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | principal |
| PETROBRAS GLOBAL FINANCE B.V. NOTE M/W CLBL | 71645WAS0 | NOTE M/W CLBL | 13 | $16,000 | thousands by filing date | principal |
| AT&T INC NOTE M/W CLBL | 00206RDP4 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC NOTE M/W CLBL | 38141GVM3 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | principal |
| FAIRFAX FINANCIAL HLDGS LTD NOTE M/W CLBL | 303901BB7 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION NOTE | 06053FAA7 | NOTE | 15 | $16,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 410 | $15,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 167 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 175 | $15,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 900 | $15,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 200 | $15,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 947 | $15,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $15,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 440 | $15,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 822 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 177 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 322 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 5.75 01/24/2022 | 38141GGS7 | Corp Bond | 15 | $15,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO 4.35 08/15/2021 | 46625HJC5 | Corp Bond | 15 | $15,000 | thousands by filing date | principal |
| EPR PPTYS | 26884UAB5 | Corporate Bond - Domestic | 15 | $15,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO NOTE M/W CLBL STEP | 48126DBX6 | NOTE M/W CLBL STEP | 15 | $15,000 | thousands by filing date | principal |
| LOCKHEED MARTIN CORP NOTE M/W CLBL | 539830AY5 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| INFINITY PROP & CASUALTY CORP NOTE M/W CLBL | 45665QAF0 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| EDISON INTERNATIONAL NOTE M/W CLBL | 281020AJ6 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAS8 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO 4064 TE | 3137AQYX0 | CMO 4064 TE | 87 | $15,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2010-150 PG | 31397QEC8 | CMO 2010-150 PG | 114 | $15,000 | thousands by filing date | principal |
| INDIAN TRACE CMNTY DEV DIST FL SPL ASSMT BDS | 454501CU9 | SPL ASSMT BDS | 15 | $15,000 | thousands by filing date | principal |
| ARROW ELECTRONICS INC NOTE M/W CLBL | 04273WAB7 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 170 | $14,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 486 | $14,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 200 | $14,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 871 | $14,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 164 | $14,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 660 | $14,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 400 | $14,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,250 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 200 | $14,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 277 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC NOTE M/W CLBL | 98310WAL2 | NOTE M/W CLBL | 14 | $14,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION NOTE M/W CLBL | 74348YME8 | NOTE M/W CLBL | 15 | $14,000 | thousands by filing date | principal |
| HOSPITALITY PROPERTIES TRUST NOTE M/W CLBL | 44106MAT9 | NOTE M/W CLBL | 15 | $14,000 | thousands by filing date | principal |
| CUMMINS INC DEBENTURE - UNSECURED M/W CLBL | 231021AK2 | DEBENTURE - UNSECURED M/W CLBL | 10 | $14,000 | thousands by filing date | principal |
| FORD MOTOR CREDIT CO LLC NOTE M/W CLBL | 34540TUP5 | NOTE M/W CLBL | 15 | $14,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 328 | $13,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 111 | $13,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 55 | $13,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 125 | $13,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 150 | $13,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 965 | $13,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 288 | $13,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 700 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 175 | $13,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,617 | $13,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,700 | $13,000 | thousands by filing date | |
| NABORS INDUSTRIES INC NOTE M/W CLBL | 629568AX4 | NOTE M/W CLBL | 15 | $13,000 | thousands by filing date | principal |
| WEYERHAEUSER COMPANY DEBENTURE - UNSECURED | 962166AW4 | DEBENTURE - UNSECURED | 10 | $13,000 | thousands by filing date | principal |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 273 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 187 | $12,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 87 | $12,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 500 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 207 | $12,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 131 | $12,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,600 | $12,000 | thousands by filing date | |
| RELX INC 7.2 27 | 41163GAF8 | CORPORATE BONDS | 10 | $12,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2009-124 N | 38376P3M0 | CMO 2009-124 N | 195 | $12,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 53 | $11,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 93 | $11,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 315 | $11,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 300 | $11,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 800 | $11,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 75 | $11,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 606 | $11,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 30 | $11,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 500 | $11,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $11,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 250 | $11,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 869 | $11,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 384 | $11,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 175 | $11,000 | thousands by filing date | |
| Boeing Co | 097023CU7 | COM | 10 | $11,000 | thousands by filing date | principal |
| Expedia Group Inc. | 30212PAM7 | COM | 10 | $11,000 | thousands by filing date | principal |
| Hyatt Hotels Corp. | 448579AF9 | COM | 10 | $11,000 | thousands by filing date | principal |
| Newell Brands Inc | 651229AW6 | Corporate Bond - Domestic | 10 | $11,000 | thousands by filing date | principal |
| HILLENBRAND INC SR NT | 431571AB4 | Fixed Income | 10 | $11,000 | thousands by filing date | principal |
| TRANSALTA CORP MTN CDS- | 89346DAE7 | Corporate Bond - Foreign US$ | 10 | $11,000 | thousands by filing date | principal |
| KLA Corp | 482480AE0 | Corp Bond | 10 | $11,000 | thousands by filing date | principal |
| QUEBEC (PROVINCE OF) NOTE | 74814ZEV1 | NOTE | 13 | $11,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NOTE M/W CLBL | 03027XAG5 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 84 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 61 | $10,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 173 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 312 | $10,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 234 | $10,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 777 | $10,000 | thousands by filing date | |
| EPR PPTYS | 26884UAC3 | Corporate Bond - Domestic | 10 | $10,000 | thousands by filing date | principal |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 400 | $10,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVESTORS NOTE M/W CLBL | 681936BB5 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION NOTE M/W CLBL | 74348YDR9 | NOTE M/W CLBL | 12 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COMMONWEALTH REF PUB IMPT BDS | 74514LSQ1 | REF PUB IMPT BDS | 15 | $10,000 | thousands by filing date | principal |
| TYSON FOODS INC NOTE M/W CLBL | 902494AT0 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP DEBENTURE - UNSECURED | 032511AL1 | DEBENTURE - UNSECURED | 10 | $10,000 | thousands by filing date | principal |
| GENERAL ELECTRIC CO NOTE | 36966R6S0 | NOTE | 10 | $10,000 | thousands by filing date | principal |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAY5 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| FARGO N D PUB SCH DIST NO 1 LTD TAX SCH BLDG BDS CLBL | 30749LLJ3 | LTD TAX SCH BLDG BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| SYNCHRONY FINANCIAL NOTE M/W CLBL | 87165BAC7 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2010-116 ME | 38377LBG2 | CMO 2010-116 ME | 50 | $10,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 425 | $10,000 | thousands by filing date | |
| GENERAL ELECTRIC CO NOTE | 369622SM8 | NOTE | 10 | $10,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 750 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 136 | $9,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 400 | $9,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 26 | $9,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 27 | $9,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 105 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 246 | $9,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $9,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $9,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 198 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 240 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 175 | $9,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 103 | $9,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 80 | $9,000 | thousands by filing date | |
| AT&T INC. 5.35 40 DUE 09/01/40 | 04650NAB0 | CORPORATE BONDS | 7 | $9,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 364 | $9,000 | thousands by filing date | |
| SLM CORP NOTE M/W MTHLY CLBL | 78490FCE7 | NOTE M/W MTHLY CLBL | 11 | $9,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2003-86 QG-MX | 38374CN72 | CMO 2003-86 QG-MX | 20 | $9,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2002-76 PH | 31392FKP1 | CMO 2002-76 PH | 70 | $9,000 | thousands by filing date | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 133 | $8,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100 | $8,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 60 | $8,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 232 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,444 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 78 | $8,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 50 | $8,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 414 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 440 | $8,000 | thousands by filing date | |
| TELECOM ITALIA CAP | 87927VAR9 | Corporate Bond - Foreign US$ | 6 | $8,000 | thousands by filing date | principal |
| LENNAR CORP NOTE M/W CLBL | 526057BW3 | NOTE M/W CLBL | 8 | $8,000 | thousands by filing date | principal |
| SLM CORP NOTE M/W MTHLY CLBL | 78490FDA4 | NOTE M/W MTHLY CLBL | 10 | $8,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC NOTE M/W CLBL | 931427AF5 | NOTE M/W CLBL | 8 | $8,000 | thousands by filing date | principal |
| ABBEY NATL PLC DEBENTURE - UNSECURED M/W CLBL | 002920AC0 | DEBENTURE - UNSECURED M/W CLBL | 6 | $8,000 | thousands by filing date | principal |
| ALLIED WORLD ASSURANCE CO HLDG NOTE M/W CLBL | 01959EAC2 | NOTE M/W CLBL | 8 | $8,000 | thousands by filing date | principal |
| CONAGRA BRANDS INC NOTE M/W CLBL | 205887BJ0 | NOTE M/W CLBL | 8 | $8,000 | thousands by filing date | principal |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAF6 | NOTE M/W CLBL | 7 | $8,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2001-51 GH | 313921SM1 | CMO 2001-51 GH | 110 | $8,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 151 | $7,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 186 | $7,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 29 | $7,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 203 | $7,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 79 | $7,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 128 | $7,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 115 | $7,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,200 | $7,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 300 | $7,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 60 | $7,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 190 | $7,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50 | $7,000 | thousands by filing date | |
| GRAYSCALE ETHEREUM CLASSIC TRUST | 38963Q107 | USD | 1,250 | $7,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,267 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732JAN8 | Corporate Bond - Domestic | 5 | $7,000 | thousands by filing date | principal |
| SLM CORP NOTE M/W MTHLY CLBL | 78490FCK3 | NOTE M/W MTHLY CLBL | 9 | $7,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2007-67 KB RCR | 31396WQD1 | CMO 2007-67 KB RCR | 135 | $7,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 586 | $6,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 375 | $6,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 50 | $6,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 61 | $6,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 200 | $6,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 200 | $6,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 278 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 126 | $6,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 130 | $6,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 180 | $6,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 250 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 195 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 470 | $6,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $6,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 885 | $6,000 | thousands by filing date | |
| ALLIANZ SE | 018820100 | Common stock | 249 | $6,000 | thousands by filing date | |
| NEW ENGLAND TEL & TELEG CO DEBENTURE - UNSECURED | 644239AY1 | DEBENTURE - UNSECURED | 5 | $6,000 | thousands by filing date | principal |
| QUEBEC (PROVINCE OF) NOTE | 74814ZEL3 | NOTE | 8 | $6,000 | thousands by filing date | principal |
| SOUTHERN CALIFORNIA EDISON CO BOND M/W CLBL | 842400FF5 | BOND M/W CLBL | 5 | $6,000 | thousands by filing date | principal |
| VERIZON NEW YORK INC DEBENTURE - UNSECURED M/W CLBL | 92344XAB5 | DEBENTURE - UNSECURED M/W CLBL | 5 | $6,000 | thousands by filing date | principal |
| GNMA PASS-THRU M SINGLE FAMILY MBS MA2525 | 36179QYW5 | MBS MA2525 | 35 | $6,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN MBS 005138 | 36202FV78 | MBS 005138 | 225 | $6,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 94 | $5,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 110 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 100 | $5,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 123 | $5,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 89 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 131 | $5,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 48 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 89 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 169 | $5,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,700 | $5,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 861 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 525 | $5,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 125 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 69 | $5,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 200 | $5,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 100 | $5,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 149 | $5,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 179 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $5,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 300 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 137 | $5,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 136 | $5,000 | thousands by filing date | |
| ITOCHU CORP SPONS ADR | 465717106 | FOREIGN | 97 | $5,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 300 | $5,000 | thousands by filing date | |
| FNMA 03-43 PE | 31393A5P8 | Bond | 75 | $5,000 | thousands by filing date | principal |
| SENIOR HOUSING PROPERTY TRUST NOTE M/W CLBL | 81721MAG4 | NOTE M/W CLBL | 5 | $5,000 | thousands by filing date | principal |
| ENBRIDGE INC NOTE M/W CLBL | 29251ZBF3 | NOTE M/W CLBL | 7 | $5,000 | thousands by filing date | principal |
| ROYAL BANK OF CANADA NOTE | 780086GV0 | NOTE | 7 | $5,000 | thousands by filing date | principal |
| ARCOSA INC COM | 039653100 | Stock | 83 | $4,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 50 | $4,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 103 | $4,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 20 | $4,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 300 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 63 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 164 | $4,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 250 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 166 | $4,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 100 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 200 | $4,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 200 | $4,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 400 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 900 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200 | $4,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 80 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 104 | $4,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 125 | $4,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 65 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 75 | $4,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 12 | $4,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 153 | $4,000 | thousands by filing date | |
| FED HOME LOAN MTG CORP CMO 4046 HQ | 3137AQGL6 | CMO 4046 HQ | 149 | $4,000 | thousands by filing date | principal |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 10 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 864 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 57 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 121 | $3,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 84 | $3,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 98 | $3,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 32 | $3,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 18 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 115 | $3,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 30 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 50 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 181 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 106 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 50 | $3,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 200 | $3,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 85 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 75 | $3,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 140 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 876 | $3,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 351 | $3,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 130 | $3,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 133 | $3,000 | thousands by filing date | |
| GLOBAL MARINE INC | 379352al1 | FIXED | 10 | $3,000 | thousands by filing date | principal |
| HYDRO ONE INC NOTE M/W CLBL | 44810ZAB6 | NOTE M/W CLBL | 3 | $3,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2003-60 MW | 38374BLK7 | CMO 2003-60 MW | 18 | $3,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2003-107 LL | 31393T6E1 | CMO 2003-107 LL | 3 | $3,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO 2208 PG | 3133TNFP4 | CMO 2208 PG | 215 | $3,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO 2548 KJ | 31393HTY8 | CMO 2548 KJ | 100 | $3,000 | thousands by filing date | principal |
| BANK OF NOVA SCOTIA NOTE | 0641494K0 | NOTE | 4 | $3,000 | thousands by filing date | principal |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 21 | $2,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 96 | $2,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 44 | $2,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 48 | $2,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 152 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 60 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 65 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 58 | $2,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 100 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 125 | $2,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 20 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 364 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 200 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 420 | $2,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 50 | $2,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 59 | $2,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 179 | $2,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 138 | $2,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 135 | $2,000 | thousands by filing date | |
| YARA INTERNATIONAL ADR | 984851204 | COM | 122 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 150 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 200 | $2,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 216 | $2,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 76 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 140 | $2,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNERS NOTE M/W CLBL | 494550BS4 | NOTE M/W CLBL | 2 | $2,000 | thousands by filing date | principal |
| TRANSOCEAN INC NOTE M/W CLBL | 893830AZ2 | NOTE M/W CLBL | 8 | $2,000 | thousands by filing date | principal |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 2 | $2,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2002-92 PB-MX | 38373YLN2 | CMO 2002-92 PB-MX | 14 | $2,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2004-95 AK-RCR | 31394BY73 | CMO 2004-95 AK-RCR | 30 | $2,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN MBS 254543 | 31371KWC1 | MBS 254543 | 796 | $2,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 50 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 72 | $1,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 100 | $1,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 100 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 15 | $1,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 25 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 30 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 25 | $1,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 103 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 122 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 151 | $1,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 68 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 428 | $1,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 250 | $1,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 20 | $1,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 18 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 147 | $1,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100 | $1,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 125 | $1,000 | thousands by filing date | |
| RioCan Real Estate Investment | 766910103 | COM | 128 | $1,000 | thousands by filing date | |
| METLIFE INC DEBENTURE - UNSECURED M/W QTRL | 59156RBB3 | DEBENTURE - UNSECURED M/W QTRL | 1 | $1,000 | thousands by filing date | principal |
| UNITEDHEALTH GROUP INC NOTE M/W CLBL | 91324PAR3 | NOTE M/W CLBL | 1 | $1,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN MBS 509210 | 36211CVB5 | MBS 509210 | 50 | $1,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO 2569 LD | 31393KDS1 | CMO 2569 LD | 10 | $1,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2004-17 LC-RCR | 31393XB63 | CMO 2004-17 LC-RCR | 30 | $1,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2005-5 CK-RCR | 31394B4Z4 | CMO 2005-5 CK-RCR | 15 | $1,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO 2669 LL | 31394HC25 | CMO 2669 LL | 1 | $1,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2014-27 WD | 38379ALW8 | CMO 2014-27 WD | 156 | $1,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2002-54 GB | 38373VCA6 | CMO 2002-54 GB | 18 | $1,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO K-AIV A-2 | 3137ABFH9 | CMO K-AIV A-2 | 2 | $1,000 | thousands by filing date | principal |
| WELLS FARGO | 94974BEV8 | cb | 1 | $1,000 | thousands by filing date | principal |
| HSBC HOLDINGS PLS | 404280AK5 | Convertible/ | 1 | $1,000 | thousands by filing date | principal |
| 21ST CENTURY FOX AMERICA INC NOTE M/W CLBL | 90131HAQ8 | NOTE M/W CLBL | 1 | $1,000 | thousands by filing date | principal |
| FED HOME LOAN MTG CORP CMO 3967 CM | 3137AJSZ8 | CMO 3967 CM | 16 | $1,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTG CORP | 313400301 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS KKR CAP CORP | 302635206 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALL CORP | 058498106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEX CAP INC | 26817Q886 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONTIER CORPORATION | 928881101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTN GROUP LTD ADR | 62474M108 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RSRCS ESC | 020ESC158 | Bond | 7 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Hive Blockchain Technologies L | 43366H100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734604 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRAIRIESKY ROYALTY LTD | 739721108 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nineteen Thirty Three F | 65442F105 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Contura Energy | 21241b118 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anr Inc RTS | 03634H118 | Warrant | 52,555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SC HLDGS CORP COM | 78409C106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAILORED BRANDS INC NOTE M/W CLBL IN DEFAULT | 587118AE0 | NOTE M/W CLBL IN DEFAULT | 8 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WINDSTREAM CORP NOTE M/W CLBL | 97381WAN4 | NOTE M/W CLBL | 10 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BANK OF CHINA LTD COM | Y0698A107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC ESCROW | 020ESC182 | ESCROW | 45 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOVERNMENT NATIONAL MTG ASSN MBS 004094 | 36202ERP6 | MBS 004094 | 35 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOVERNMENT NATIONAL MTG ASSN MBS 004983 | 36202FRC2 | MBS 004983 | 40 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOVERNMENT NATIONAL MTG ASSN MBS 426136 | 36207ALR1 | MBS 426136 | 25 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOVERNMENT NATIONAL MTG ASSN MBS 443204 | 36207VKR6 | MBS 443204 | 25 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GALVESTON CNTY TEX HSG FIN COR SINGLE FAM MTG SENIOR REV BDS | 364216CA7 | SINGLE FAM MTG SENIOR REV BDS | 15 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FED NATIONAL MTG ASSN CMO 1993-105 D | 31359AS75 | CMO 1993-105 D | 51 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOVERNMENT NATIONAL MTG ASSN CMO 2010-76 HC | 38377GG52 | CMO 2010-76 HC | 50 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ADELPHIA COMMUNICATIONS CORP ESCROW | 006ESCBG1 | ESCROW | 15 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001793269-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |