13F-HR filed by Ranch Capital Advisors Inc.
Ranch Capital Advisors Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 961 holding rows worth $123,330,000.
- Accession
- 0001793269-20-000001
- Filer
- CIK 1793269
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 963 entries on the cover page, a total value of $123,330,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,332,000 with VALUE read as thousands by filing date, 13F file number 028-19637. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAM RESEARCH CORP NOTE M/W CLBL | 512807AN8 | NOTE M/W CLBL | 20 | $21,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 20 | $21,000 | thousands by filing date | |
| TRI POINTE GROUP INC NOTE M/W CLBL | 87265HAE9 | NOTE M/W CLBL | 20 | $21,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 334 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 450 | $20,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 373 | $20,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 136 | $20,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,000 | $20,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 500 | $20,000 | thousands by filing date | |
| Kayne Anderson Pfd 3.5% | 486606601 | PRD | 800 | $20,000 | thousands by filing date | |
| TECH DATA CORP NOTE M/W CLBL | 878237AG1 | NOTE M/W CLBL | 20 | $20,000 | thousands by filing date | |
| BANK AMERICA CORP 1 625 PFD | 060505310 | PREFERRED | 800 | $20,000 | thousands by filing date | |
| FORD HOLDINGS INC DEBENTURE - UNSECURED | 345277AB3 | DEBENTURE - UNSECURED | 20 | $20,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 32 | $19,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 531 | $19,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 260 | $19,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 375 | $19,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,004 | $19,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 203 | $19,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 460 | $19,000 | thousands by filing date | |
| BELLSOUTH, LLC 6.55 34 DUE 06/15/34 | 079860AE2 | FIX | 15 | $19,000 | thousands by filing date | |
| HOWMET AEROSPACE INC | 013817AK7 | GLOBAL | 17 | $19,000 | thousands by filing date | |
| PACIFICORP BOND M/W CLBL | 695114BX5 | BOND M/W CLBL | 15 | $19,000 | thousands by filing date | |
| BAKER HUGHES HOLDINGS LLC NOTE M/W CLBL | 057224AK3 | NOTE M/W CLBL | 15 | $19,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 629 | $18,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 377 | $18,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,645 | $18,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 500 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 665 | $18,000 | thousands by filing date | |
| PUERTO RICO COMMONWEALTH REF PUB IMPT BDS | 74514LSQ1 | REF PUB IMPT BDS | 25 | $18,000 | thousands by filing date | |
| INCO LTD DEBENTURE - UNSECURED M/W CLBL | 453258AP0 | DEBENTURE - UNSECURED M/W CLBL | 15 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE MTHLY | 38141E2E8 | NOTE MTHLY | 15 | $18,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 206 | $17,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,541 | $17,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 220 | $17,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,617 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 255 | $17,000 | thousands by filing date | |
| NORTHWESTERN BELL TELEPHONE CO DEBENTURE - UNSECURED | 668027AT2 | DEBENTURE - UNSECURED | 16 | $17,000 | thousands by filing date | |
| SARASOTA CNTY FLA PUB HOSP BRD REV REF BDS | 803300CN0 | REV REF BDS | 15 | $17,000 | thousands by filing date | |
| GENERAL MILLS INC NOTE M/W CLBL | 370334CG7 | NOTE M/W CLBL | 15 | $17,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 210 | $16,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 440 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 289 | $16,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,348 | $16,000 | thousands by filing date | |
| GENERAL MILLS INC 3.7 10/17/2023 | 370334CE2 | Corp Bond | 15 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 5.75 01/24/2022 | 38141GGS7 | Corp Bond | 15 | $16,000 | thousands by filing date | |
| JPMORGAN CHASE & CO 4.35 08/15/2021 | 46625HJC5 | Corp Bond | 15 | $16,000 | thousands by filing date | |
| REYNOLDS AMERICA 7.25 37 DUE 06/15/37 | 761713AT3 | CORPORATE BONDS | 12 | $16,000 | thousands by filing date | |
| AT&T INC. | 00206RDQ2 | FIX | 15 | $16,000 | thousands by filing date | |
| ABBVIE INC. | 00287YAQ2 | FIX | 15 | $16,000 | thousands by filing date | |
| QUALCOMM INC 3.45 25 DUE 05/20/25 | 747525AF0 | BCO | 15 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 600 | $16,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING | 30219GAM0 | COMMON | 15 | $16,000 | thousands by filing date | |
| OLD REP INTL CORP FIXED RATE SR NT | 680223AJ3 | Fixed Income | 15 | $16,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061AS9 | COM | 15 | $16,000 | thousands by filing date | |
| EPR PPTYS | 26884UAB5 | Corporate Bond - Domestic | 15 | $16,000 | thousands by filing date | |
| LENNAR CORP NOTE M/W CLBL | 526057BW3 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| XEROX CORP NOTE M/W CLBL | 984121CB7 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| TRIMBLE INC NOTE M/W CLBL | 896239AA8 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| VULCAN MATERIALS CO NOTE M/W CLBL | 929160AS8 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| INFINITY PROP & CASUALTY CORP NOTE M/W CLBL | 45665QAF0 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| AT&T INC NOTE M/W CLBL | 00206RDP4 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| ALLIED WORLD ASSURANCE CO HLDG NOTE M/W CLBL | 01959EAC2 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| COMCAST CORP NOTE M/W CLBL | 20030NAF8 | NOTE M/W CLBL | 12 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE M/W CLBL | 38141GVM3 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| FAIRFAX FINANCIAL HLDGS LTD NOTE M/W CLBL | 303901BB7 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION NOTE | 06053FAA7 | NOTE | 15 | $16,000 | thousands by filing date | |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650CX6 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC NOTE M/W CLBL | 21036PBB3 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 229 | $15,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 814 | $15,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 111 | $15,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 334 | $15,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 235 | $15,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 58 | $15,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 606 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 188 | $15,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,130 | $15,000 | thousands by filing date | |
| JEFFERIES GROUP LLC DEBENTURE - UNSECURED M/W CLBL | 472319AE2 | DEBENTURE - UNSECURED M/W CLBL | 13 | $15,000 | thousands by filing date | |
| JP MORGAN CHASE & CO NOTE M/W CLBL STEP | 48126DBX6 | NOTE M/W CLBL STEP | 15 | $15,000 | thousands by filing date | |
| NABORS INDUSTRIES INC NOTE M/W CLBL | 629568AX4 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| PETROBRAS GLOBAL FINANCE B.V. NOTE M/W CLBL | 71645WAS0 | NOTE M/W CLBL | 13 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION NOTE M/W CLBL | 74348YME8 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC NOTE M/W CLBL | 931427AF5 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST NOTE M/W CLBL | 44106MAT9 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| CONAGRA BRANDS INC NOTE M/W CLBL | 205887BJ0 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| FORD MOTOR CREDIT CO LLC NOTE M/W CLBL | 34540TUP5 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| EDISON INTERNATIONAL NOTE M/W CLBL | 281020AJ6 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAS8 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| INDIAN TRACE CMNTY DEV DIST FL SPL ASSMT BDS | 454501CU9 | SPL ASSMT BDS | 15 | $15,000 | thousands by filing date | |
| ARROW ELECTRONICS INC NOTE M/W CLBL | 04273WAB7 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| DELHAIZE AMERICA INC DEBENTURE - UNSECURED M/W CLBL | 246688AF2 | DEBENTURE - UNSECURED M/W CLBL | 10 | $15,000 | thousands by filing date | |
| AT&T INC NOTE M/W CLBL | 001957BD0 | NOTE M/W CLBL | 10 | $15,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| BEST BUY CO INC NOTE M/W CLBL | 086516AL5 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| KROGER CO NOTE M/W CLBL | 501044CX7 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| CELGENE CORP NOTE M/W CLBL | 151020AE4 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| AT&T INC NOTE M/W CLBL | 00206RAZ5 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE M/W CLBL STEP | 38150ACS2 | NOTE M/W CLBL STEP 3.25%-4.5% | 15 | $15,000 | thousands by filing date | |
| US WEST COMMUNICATIONS DEBENTURE - UNSECURED M/W CLBL | 912920AG0 | DEBENTURE - UNSECURED M/W CLBL | 15 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAX7 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| ARROW ELECTRONICS INC NOTE M/W CLBL | 042735BA7 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 170 | $14,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 400 | $14,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 245 | $14,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,700 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 359 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC NOTE M/W CLBL | 98310WAL2 | NOTE M/W CLBL | 14 | $14,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 750 | $13,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 168 | $13,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 747 | $13,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 250 | $13,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 250 | $13,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 869 | $13,000 | thousands by filing date | |
| BROOKFIELD PRPTY PTNRS LP 6.5 | G16249149 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| WEYERHAEUSER COMPANY DEBENTURE - UNSECURED | 962166AW4 | DEBENTURE - UNSECURED | 10 | $13,000 | thousands by filing date | |
| CUMMINS INC DEBENTURE - UNSECURED M/W CLBL | 231021AK2 | DEBENTURE - UNSECURED M/W CLBL | 10 | $13,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 145 | $12,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 506 | $12,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 130 | $12,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 303 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 58 | $12,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 900 | $12,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 271 | $12,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $12,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 492 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 401 | $12,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 150 | $12,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $12,000 | thousands by filing date | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 12 | $12,000 | thousands by filing date | |
| RELX INC 7.2 27 | 41163GAF8 | CORPORATE BONDS | 10 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP DEBENTURE - UNSECURED | 032511AL1 | DEBENTURE - UNSECURED | 10 | $12,000 | thousands by filing date | |
| AETNA INC DEBENTURE - UNSECURED | 008117AG8 | DEBENTURE - UNSECURED | 10 | $12,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE M/W CLBL STEP | 94986RD99 | NOTE M/W CLBL STEP 3%-6.5% | 12 | $12,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 53 | $11,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 60 | $11,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 268 | $11,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 122 | $11,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 128 | $11,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 200 | $11,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 163 | $11,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,444 | $11,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 800 | $11,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 234 | $11,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 114 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 500 | $11,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 777 | $11,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,715 | $11,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 239 | $11,000 | thousands by filing date | |
| ABBVIE INC NOTE M/W CLBL | 00287YBC2 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | |
| EPR PPTYS | 26884UAC3 | Corporate Bond - Domestic | 10 | $11,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVESTORS NOTE M/W CLBL | 681936BB5 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION NOTE M/W CLBL | 74348YDR9 | NOTE M/W CLBL | 12 | $11,000 | thousands by filing date | |
| TYSON FOODS INC NOTE M/W CLBL | 902494AT0 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | |
| GENERAL ELECTRIC CO NOTE | 36966R6S0 | NOTE | 10 | $11,000 | thousands by filing date | |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAY5 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | |
| KKR & CO INC PRF STK SER A USD25 | 48251W203 | 6.75% PRF STK SER A USD25 | 400 | $11,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 425 | $11,000 | thousands by filing date | |
| JP MORGAN CHASE & CO NOTE | 46625HHS2 | NOTE | 11 | $11,000 | thousands by filing date | |
| AMERICAN TOWER CORP NOTE M/W CLBL | 029912BE1 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $10,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 92 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 165 | $10,000 | thousands by filing date | |
| VTI | 922908769 | COM | 64 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $10,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 248 | $10,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 75 | $10,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 466 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 153 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 400 | $10,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 800 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 440 | $10,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 205 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 226 | $10,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 351 | $10,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 375 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 364 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 400 | $10,000 | thousands by filing date | |
| Newell Brands Inc | 651229AW6 | Corporate Bond - Domestic | 10 | $10,000 | thousands by filing date | |
| HILLENBRAND INC SR NT | 431571AB4 | Fixed Income | 10 | $10,000 | thousands by filing date | |
| TRANSALTA CORP MTN CDS- | 89346DAE7 | Corporate Bond - Foreign US$ | 10 | $10,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 400 | $10,000 | thousands by filing date | |
| QUEBEC (PROVINCE OF) NOTE | 74814ZEV1 | NOTE | 13 | $10,000 | thousands by filing date | |
| SLM CORP NOTE M/W MTHLY CLBL | 78490FCE7 | NOTE M/W MTHLY CLBL | 11 | $10,000 | thousands by filing date | |
| FARGO N D PUB SCH DIST NO 1 LTD TAX SCH BLDG BDS CLBL | 30749LLJ3 | LTD TAX SCH BLDG BDS CLBL | 10 | $10,000 | thousands by filing date | |
| Cvs Health Corp | 126650CK4 | Common | 10 | $10,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL NOTE M/W CLBL | 87165BAC7 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | |
| GENERAL ELECTRIC CO NOTE | 369622SM8 | NOTE | 10 | $10,000 | thousands by filing date | |
| MACY'S RETAIL HLDGS INC NOTE M/W CLBL | 55616XAL1 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS GR | 38141GVP6 | Convertible/ | 10 | $10,000 | thousands by filing date | |
| Viacom Inc. | 92553PAJ1 | Convertible/ | 10 | $10,000 | thousands by filing date | |
| AT&T INC | 00206RCS9 | Convertible/ | 10 | $10,000 | thousands by filing date | |
| AIR LEASE CORP NOTE M/W CLBL | 00913BAA9 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | |
| JABIL INC NOTE M/W CLBL | 466313AF0 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | |
| SOUTHERN COPPER CORPORATION NOTE M/W CLBL | 84265VAD7 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | |
| SPECTRUM MGMT HOLDING CO LLC NOTE M/W CLBL | 88732JAW8 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $9,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 531 | $9,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 280 | $9,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 75 | $9,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 70 | $9,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 49 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 158 | $9,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 235 | $9,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 610 | $9,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 146 | $9,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 80 | $9,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 175 | $9,000 | thousands by filing date | |
| GLOBAL MARINE INC | 379352al1 | FIXED | 10 | $9,000 | thousands by filing date | |
| SLM CORP NOTE M/W MTHLY CLBL | 78490FDA4 | NOTE M/W MTHLY CLBL | 10 | $9,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 133 | $8,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 55 | $8,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 250 | $8,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 44 | $8,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,700 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 189 | $8,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 200 | $8,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 400 | $8,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 400 | $8,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 440 | $8,000 | thousands by filing date | |
| AT&T INC. 5.35 40 DUE 09/01/40 | 04650NAB0 | CORPORATE BONDS | 7 | $8,000 | thousands by filing date | |
| SITE CENTERS 6.375 | 82981J877 | PREFERRED STOCK | 300 | $8,000 | thousands by filing date | |
| TAILORED BRANDS INC NOTE M/W CLBL IN DEFAULT | 587118AE0 | NOTE M/W CLBL IN DEFAULT | 8 | $8,000 | thousands by filing date | |
| SLM CORP NOTE M/W MTHLY CLBL | 78490FCK3 | NOTE M/W MTHLY CLBL | 9 | $8,000 | thousands by filing date | |
| ABBEY NATL PLC DEBENTURE - UNSECURED M/W CLBL | 002920AC0 | DEBENTURE - UNSECURED M/W CLBL | 6 | $8,000 | thousands by filing date | |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAF6 | NOTE M/W CLBL | 7 | $8,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AU5 | NOTE M/W CLBL | 8 | $8,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 50 | $7,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 50 | $7,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 136 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 227 | $7,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 216 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 75 | $7,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 61 | $7,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $7,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 79 | $7,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,200 | $7,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 300 | $7,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 100 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 68 | $7,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 400 | $7,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 250 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 166 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 655 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 470 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 500 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 168 | $7,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 150 | $7,000 | thousands by filing date | |
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| TIME WARNER CABLE INC | 88732JAN8 | Corporate Bond - Domestic | 5 | $7,000 | thousands by filing date | |
| TELECOM ITALIA CAP | 87927VAR9 | Corporate Bond - Foreign US$ | 6 | $7,000 | thousands by filing date | |
| NEW ENGLAND TEL & TELEG CO DEBENTURE - UNSECURED | 644239AY1 | DEBENTURE - UNSECURED | 5 | $7,000 | thousands by filing date | |
| VERIZON NEW YORK INC DEBENTURE - UNSECURED M/W CLBL | 92344XAB5 | DEBENTURE - UNSECURED M/W CLBL | 5 | $7,000 | thousands by filing date | |
| TRANSOCEAN INC NOTE M/W CLBL | 893830AY5 | NOTE M/W CLBL | 7 | $7,000 | thousands by filing date | |
| UNIT CORP NOTE M/W CLBL | 909218AB5 | NOTE M/W CLBL | 12 | $7,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 94 | $6,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 203 | $6,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 142 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 82 | $6,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 175 | $6,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 525 | $6,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 100 | $6,000 | thousands by filing date | |
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| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 103 | $6,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 401 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 373 | $6,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 136 | $6,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 300 | $6,000 | thousands by filing date | |
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| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 100 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 121 | $5,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 98 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 32 | $5,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 50 | $5,000 | thousands by filing date | |
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| NUTRIEN LTD COM | 67077M108 | Stock | 103 | $5,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 165 | $5,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 30 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 250 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 423 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 57 | $5,000 | thousands by filing date | |
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| ASHLAND INC | 044186104 | COM | 69 | $5,000 | thousands by filing date | |
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| LOOP INDS INC | 543518104 | COM | 500 | $5,000 | thousands by filing date | |
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| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 208 | $5,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 166 | $5,000 | thousands by filing date | |
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| BERKLEY (WR) CORP SUB DEBENTURES DUE | 084423508 | 5.9% SUB DEBENTURES DUE | 190 | $5,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 150 | $4,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 100 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 84 | $4,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 23 | $4,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 34 | $4,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 58 | $4,000 | thousands by filing date | |
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| EASTMAN CHEM CO COM | 277432100 | Stock | 50 | $4,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 150 | $4,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 70 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 61 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 275 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464288752 | US HOME CONS ETF | 100 | $4,000 | thousands by filing date | |
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| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 166 | $4,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 179 | $4,000 | thousands by filing date | |
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| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 351 | $4,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 12 | $4,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 200 | $4,000 | thousands by filing date | |
| ITOCHU CORP SPONS ADR | 465717106 | FOREIGN | 97 | $4,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 130 | $4,000 | thousands by filing date | |
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| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 150 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 400 | $4,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 21 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 867 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 15 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 73 | $3,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 200 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 30 | $3,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 48 | $3,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 152 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 100 | $3,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 56 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 50 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 125 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 103 | $3,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 281 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 428 | $3,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 140 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 179 | $3,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 138 | $3,000 | thousands by filing date | |
| YARA INTERNATIONAL ADR | 984851204 | COM | 122 | $3,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 133 | $3,000 | thousands by filing date | |
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| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 172 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 150 | $3,000 | thousands by filing date | |
| RioCan Real Estate Investment | 766910103 | COM | 128 | $3,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 216 | $3,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 76 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 1,200 | $3,000 | thousands by filing date | |
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| BANK OF NOVA SCOTIA NOTE | 0641494K0 | NOTE | 4 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 12 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 67 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 50 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 24 | $2,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 83 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 200 | $2,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 90 | $2,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 250 | $2,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 75 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $2,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 50 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 370 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 567 | $2,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 135 | $2,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 709 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 150 | $2,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 125 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 200 | $2,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 50 | $2,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNERS NOTE M/W CLBL | 494550BS4 | NOTE M/W CLBL | 2 | $2,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 2 | $2,000 | thousands by filing date | |
| GOVERNMENT NATIONAL MTG ASSN MBS 509210 | 36211CVB5 | MBS 509210 | 51 | $2,000 | thousands by filing date | |
| FED HOME LOAN MTG CORP CMO K-AIV A-2 | 3137ABFH9 | CMO K-AIV A-2 | 2 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 55 | $1,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 100 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 100 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 84 | $1,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 30 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 266 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 20 | $1,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 333 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 115 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 122 | $1,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 200 | $1,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10 | $1,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 18 | $1,000 | thousands by filing date | |
| MTN GROUP LTD ADR | 62474M108 | COM | 149 | $1,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 50 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 125 | $1,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 39 | $1,000 | thousands by filing date | |
| METLIFE INC DEBENTURE - UNSECURED M/W QTRL | 59156RBB3 | DEBENTURE - UNSECURED M/W QTRL | 1 | $1,000 | thousands by filing date | |
| WINDSTREAM CORP NOTE M/W CLBL | 97381WAN4 | NOTE M/W CLBL | 10 | $1,000 | thousands by filing date | |
| BANK OF CHINA LTD COM | Y0698A107 | COM | 2,000 | $1,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC NOTE M/W CLBL | 91324PAR3 | NOTE M/W CLBL | 1 | $1,000 | thousands by filing date | |
| GOVERNMENT NATIONAL MTG ASSN MBS 443204 | 36207VKR6 | MBS 443204 | 25 | $1,000 | thousands by filing date | |
| WELLS FARGO | 94974BEV8 | cb | 1 | $1,000 | thousands by filing date | |
| HSBC HOLDINGS PLS | 404280AK5 | Convertible/ | 1 | $1,000 | thousands by filing date | |
| 21ST CENTURY FOX AMERICA INC NOTE M/W CLBL | 90131HAQ8 | NOTE M/W CLBL | 1 | $1,000 | thousands by filing date | |
| FED HOME LOAN MTG CORP CMO K-012 A-2 | 3137A8PP7 | CMO K-012 A-2 | 1 | $1,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTG CORP | 313400301 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALL CORP | 058498106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEX CAP INC | 26817Q886 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 276 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STORM | 637882101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULURU INC | 90403T209 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RSRCS ESC | 020ESC158 | Bond | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRAIRIESKY ROYALTY LTD | 739721108 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Contura Energy | 21241b118 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTURA ENERGY INC | 21241B100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anr Inc RTS | 03634H118 | Warrant | 52,555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SC HLDGS CORP COM | 78409C106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC WARRANT | Y2187A135 | WARRANT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC ESCROW | 020ESC182 | ESCROW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOVERNMENT NATIONAL MTG ASSN MBS 426136 | 36207ALR1 | MBS 426136 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALVESTON CNTY TEX HSG FIN COR SINGLE FAM MTG SENIOR REV BDS | 364216CA7 | SINGLE FAM MTG SENIOR REV BDS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADELPHIA COMMUNICATIONS CORP ESCROW | 006ESCBG1 | ESCROW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIA PAL HOLDINGS CORP COM | 58441D106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001793269-20-000001 | this filing | 2020-02-13 | acceptance time not in the bulk data set |