13F-HR filed by Kingsview Wealth Management, LLC
Kingsview Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-30, with 444 holding rows worth $280,185,000 by the sum of the rows.
- Accession
- 0001791965-20-000013
- Filer
- CIK 1791965
- Filed
- 2020-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 541 entries on the cover page, a total value of $791,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,185,000 with VALUE read as thousands by filing date, 13F file number 028-19701. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $791,988,000, 183% more than the sum of the rows, $280,185,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 83,495 | $8,436,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 84,677 | $5,988,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 29,586 | $5,006,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 75,409 | $4,822,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,322 | $4,089,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 150,963 | $4,044,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 25,487 | $3,975,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 63,790 | $3,861,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 54,826 | $3,840,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 43,917 | $3,631,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 181,648 | $3,442,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 27,398 | $3,330,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,805 | $3,280,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,608 | $3,210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 75,362 | $3,204,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 30,691 | $3,084,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,948 | $2,775,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,710 | $2,754,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 118,048 | $2,720,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 73,649 | $2,695,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 53,678 | $2,688,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 68,396 | $2,659,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,696 | $2,593,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 76,680 | $2,530,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,509 | $2,438,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28,835 | $2,352,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 9,497 | $2,330,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 43,854 | $2,282,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,330 | $2,223,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,165 | $2,192,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 42,454 | $2,148,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,621 | $2,105,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,872 | $1,972,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 18,027 | $1,917,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,352 | $1,864,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 85,656 | $1,837,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 31,637 | $1,800,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 34,650 | $1,778,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,834 | $1,749,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 77,895 | $1,739,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,943 | $1,738,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 23,184 | $1,684,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 36,929 | $1,657,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 12,065 | $1,652,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,953 | $1,602,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 29,482 | $1,504,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 14,024 | $1,481,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 27,569 | $1,469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 23,634 | $1,446,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,880 | $1,416,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,485 | $1,376,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,668 | $1,362,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 35,838 | $1,316,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,728 | $1,310,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 25,538 | $1,278,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,055 | $1,259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 32,050 | $1,256,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 33,027 | $1,237,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 23,576 | $1,214,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 18,890 | $1,205,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,308 | $1,197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 32,448 | $1,177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 16,105 | $1,176,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,870 | $1,154,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 21,619 | $1,153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 21,063 | $1,152,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 10,879 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 13,018 | $1,136,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 13,462 | $1,129,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,636 | $1,116,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,886 | $1,108,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,234 | $1,103,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,549 | $1,103,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,393 | $1,102,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,293 | $1,101,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,708 | $1,074,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 16,134 | $1,070,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,639 | $1,050,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,625 | $1,035,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 33,280 | $1,027,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 8,117 | $1,011,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,050 | $1,008,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,397 | $1,002,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 32,794 | $998,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,314 | $995,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 10,360 | $992,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,083 | $990,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,489 | $989,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,402 | $956,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 21,463 | $938,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 37,445 | $934,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,889 | $920,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 19,842 | $909,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,742 | $899,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,663 | $898,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 5,804 | $894,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,255 | $888,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 12,970 | $885,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 12,669 | $884,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 15,444 | $880,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 16,422 | $861,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,344 | $860,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,722 | $858,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,647 | $849,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,805 | $830,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 16,159 | $821,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,353 | $819,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 23,343 | $795,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,196 | $789,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,255 | $778,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,478 | $771,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,471 | $751,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,550 | $750,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,584 | $738,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,215 | $736,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,043 | $736,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,934 | $734,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,629 | $725,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,130 | $722,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,252 | $718,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 12,225 | $716,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,659 | $715,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,359 | $709,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,041 | $706,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,186 | $701,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,836 | $699,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 33,068 | $699,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,291 | $697,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 22,713 | $697,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 17,603 | $688,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,884 | $679,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,584 | $666,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,099 | $656,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 34,531 | $656,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,233 | $655,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,268 | $646,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,745 | $644,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,422 | $637,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,558 | $630,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 4,365 | $624,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,445 | $623,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 16,338 | $622,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,718 | $620,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,189 | $612,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,467 | $610,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 10,977 | $606,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,128 | $605,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 48,272 | $603,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,801 | $598,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,871 | $594,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,950 | $587,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 11,803 | $574,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 17,170 | $571,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,270 | $565,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,813 | $564,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,437 | $559,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,864 | $554,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,796 | $550,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 33,230 | $550,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 9,231 | $543,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,446 | $539,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,353 | $535,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,260 | $531,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 15,208 | $529,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,700 | $522,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,190 | $520,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 7,908 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,743 | $506,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 45,136 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,694 | $504,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 20,078 | $503,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,912 | $501,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 16,615 | $496,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,663 | $491,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,612 | $489,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 20,318 | $484,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,951 | $481,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,579 | $470,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 16,022 | $454,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,193 | $443,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,885 | $442,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,724 | $442,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,050 | $438,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,138 | $435,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,673 | $435,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,774 | $433,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,801 | $433,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 21,493 | $430,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,778 | $425,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,244 | $425,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 3,373 | $425,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,402 | $417,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,920 | $411,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,283 | $411,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 9,125 | $411,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,842 | $408,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 14,732 | $407,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,656 | $406,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,115 | $402,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,994 | $398,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,471 | $398,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 19,380 | $398,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 771 | $396,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,774 | $391,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,528 | $388,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,630 | $384,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,738 | $383,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,443 | $382,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,813 | $381,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,475 | $380,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 7,378 | $379,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,954 | $370,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,449 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,842 | $366,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,029 | $365,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,010 | $365,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,813 | $365,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 8,410 | $363,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,058 | $361,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,000 | $361,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,719 | $357,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,854 | $356,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 204 | $354,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,749 | $349,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,161 | $349,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,357 | $349,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,088 | $347,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 10,762 | $336,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,183 | $334,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,236 | $334,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,576 | $330,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 5,186 | $329,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,350 | $326,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,035 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,763 | $321,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,414 | $321,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,789 | $320,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,156 | $319,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,311 | $310,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,159 | $306,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,995 | $305,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,025 | $301,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,633 | $297,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,250 | $296,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,512 | $294,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,102 | $293,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,720 | $292,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,306 | $291,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,509 | $290,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,905 | $290,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,165 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,572 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,371 | $283,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,892 | $283,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,507 | $276,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 259 | $271,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,795 | $267,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,357 | $267,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 10,281 | $265,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,410 | $263,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,268 | $261,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,501 | $260,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,824 | $256,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,784 | $254,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,436 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,849 | $252,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,491 | $249,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 773 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,809 | $246,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,488 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 7,906 | $243,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,805 | $240,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,531 | $238,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,252 | $238,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,152 | $238,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,686 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,035 | $237,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,240 | $235,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,087 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 12,000 | $232,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,218 | $231,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,468 | $228,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 979 | $224,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 3,387 | $224,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,762 | $222,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,142 | $221,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 14,875 | $221,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,661 | $220,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,680 | $217,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 864 | $216,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,829 | $211,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,692 | $210,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,454 | $210,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 4,648 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,125 | $202,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,576 | $185,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,677 | $150,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,846 | $130,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,587 | $123,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,499 | $118,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,514 | $113,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,833 | $101,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,245 | $93,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 5,319 | $85,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,374 | $55,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 6,740 | $49,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,300 | $45,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 1,227 | $43,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,800 | $39,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,100 | $33,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,300 | $22,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,400 | $21,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,600 | $21,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 660 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 11,700 | $16,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 100 | $15,000 | thousands by filing date | call |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 56,000 | $15,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 19,445 | $14,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,000 | $11,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,700 | $11,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 1,000 | $10,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 800 | $10,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,200 | $10,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,405 | $10,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 500 | $9,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 2,100 | $9,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,000 | $9,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 700 | $8,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,000 | $8,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 12,000 | $8,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $7,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,000 | $7,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 14,400 | $7,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 2,400 | $6,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 135 | $6,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,100 | $5,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 400 | $5,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 1,500 | $5,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $5,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 400 | $4,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,700 | $4,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 11,200 | $4,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,000 | $4,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $4,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,300 | $4,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 21,500 | $4,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 3,500 | $4,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 2,300 | $3,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,400 | $3,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 300 | $3,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 300 | $3,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 400 | $3,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $3,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 200 | $3,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 10,000 | $3,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $2,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 1,400 | $2,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 1,000 | $2,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 1,100 | $2,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 2,600 | $2,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 800 | $2,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $2,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 600 | $2,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 300 | $2,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 3,700 | $2,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,400 | $2,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 300 | $2,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 200 | $2,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 2,100 | $1,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 1,100 | $1,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 1,000 | $1,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 1,500 | $1,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 1,400 | $1,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 300 | $1,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,200 | $1,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 100 | $1,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 2,400 | $1,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 1,400 | $1,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 200 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 900 | $1,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 400 | $1,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 500 | $1,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 600 | $1,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 100 | $1,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 400 | $1,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,000 | $1,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $1,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 2,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 1,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CME Group Inc. Class A | 12572Q105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 11,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 19,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 8,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001791965-20-000013 | this filing | 2020-01-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001791965-20-000014 | base | 2020-01-31 | acceptance time not in the bulk data set |