13F-HR filed by Kingsview Wealth Management, LLC
Kingsview Wealth Management, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2020-01-29, with 338 holding rows worth $168,595,000.
- Accession
- 0001791965-20-000012
- Filer
- CIK 1791965
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 499 entries on the cover page, a total value of $168,595,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,595,000 with VALUE read as thousands by filing date, 13F file number 028-19701. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 59,459 | $5,400,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 58,707 | $3,130,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,395 | $3,113,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,892 | $3,039,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 72,125 | $2,997,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 52,468 | $2,952,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23,010 | $2,713,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 41,519 | $2,701,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 47,173 | $2,472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 56,131 | $2,413,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 17,358 | $2,328,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 27,963 | $2,322,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,356 | $2,315,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 116,855 | $2,198,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,108 | $1,869,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 68,080 | $1,655,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,727 | $1,621,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,406 | $1,545,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,334 | $1,539,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 14,572 | $1,526,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 75,720 | $1,502,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,626 | $1,493,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,492 | $1,490,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 21,076 | $1,470,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 27,250 | $1,411,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 36,018 | $1,410,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,828 | $1,387,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,226 | $1,332,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 56,593 | $1,328,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 43,733 | $1,306,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,769 | $1,293,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 32,910 | $1,274,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 54,317 | $1,263,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 13,224 | $1,261,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 20,710 | $1,253,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,656 | $1,208,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,669 | $1,203,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 23,594 | $1,191,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,300 | $1,182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 32,395 | $1,180,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 24,738 | $1,171,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,674 | $1,158,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,364 | $1,156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 26,273 | $1,148,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,079 | $1,099,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 9,012 | $1,089,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 23,559 | $1,045,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 23,123 | $1,031,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,313 | $1,021,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 28,136 | $992,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 19,549 | $990,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,209 | $988,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 26,477 | $978,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,564 | $975,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,035 | $967,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 17,484 | $937,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,115 | $883,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 28,278 | $866,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,725 | $864,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,083 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 25,091 | $840,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,754 | $839,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 8,289 | $838,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,241 | $830,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 5,976 | $811,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 8,926 | $800,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 15,321 | $795,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 6,667 | $788,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,710 | $787,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,912 | $786,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 27,047 | $785,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,860 | $772,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 17,896 | $769,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15,067 | $743,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 31,989 | $734,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,496 | $727,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 21,755 | $727,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 33,815 | $715,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 11,449 | $714,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,093 | $709,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,822 | $708,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,841 | $705,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,013 | $699,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,681 | $681,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,036 | $680,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,477 | $672,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,859 | $661,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,300 | $657,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,393 | $652,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,530 | $650,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,706 | $644,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,750 | $639,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 10,856 | $639,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,167 | $637,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,329 | $636,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,427 | $623,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,479 | $597,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,723 | $597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 12,911 | $596,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,505 | $593,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,523 | $590,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,292 | $587,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,445 | $578,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,210 | $568,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,099 | $565,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,619 | $555,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,508 | $550,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,034 | $548,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 12,093 | $536,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,157 | $535,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 41,787 | $531,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,700 | $524,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 12,750 | $520,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,605 | $513,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,648 | $508,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,376 | $506,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 24,200 | $499,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,996 | $486,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,571 | $483,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,591 | $482,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,188 | $481,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,775 | $480,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,490 | $474,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 40,000 | $472,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,149 | $472,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,615 | $460,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 9,354 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,963 | $448,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,886 | $447,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 19,422 | $444,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,500 | $437,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,673 | $411,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 26,615 | $400,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,635 | $390,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,289 | $386,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 18,492 | $380,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,650 | $377,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,446 | $375,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,766 | $371,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,853 | $370,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 19,246 | $370,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,919 | $360,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 15,408 | $359,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 16,994 | $353,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,905 | $352,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,113 | $352,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,742 | $351,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,378 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 12,951 | $344,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 14,550 | $343,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 11,762 | $342,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,154 | $340,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,419 | $340,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,376 | $339,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 28,861 | $338,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,955 | $337,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,014 | $335,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,844 | $334,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,307 | $333,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,903 | $323,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,920 | $322,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,272 | $320,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,440 | $320,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,066 | $319,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,350 | $313,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 375 | $311,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,914 | $311,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,747 | $310,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,819 | $307,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,850 | $301,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 13,645 | $299,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 168 | $299,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 5,186 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,014 | $297,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,944 | $296,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 7,295 | $296,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,787 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,692 | $293,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,433 | $292,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,600 | $287,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,219 | $287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 17,443 | $286,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,275 | $284,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,817 | $282,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,334 | $279,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,779 | $273,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,073 | $273,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,429 | $273,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,448 | $272,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,519 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,125 | $265,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,768 | $263,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,544 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,429 | $256,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,942 | $250,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,510 | $249,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,085 | $248,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,146 | $246,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,645 | $238,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 7,578 | $238,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,548 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,109 | $224,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,422 | $224,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,658 | $222,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,460 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,791 | $220,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,473 | $219,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,450 | $219,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,671 | $217,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,223 | $217,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,980 | $216,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,838 | $214,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,796 | $214,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,669 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,059 | $213,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,443 | $212,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,079 | $212,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,657 | $208,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,016 | $208,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,842 | $206,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,751 | $204,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,724 | $160,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 11,060 | $158,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,263 | $151,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,935 | $144,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 20,617 | $133,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 14,510 | $119,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,069 | $116,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,591 | $100,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,736 | $47,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,500 | $40,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 700 | $39,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,450 | $38,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,423 | $35,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $26,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 421 | $25,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,800 | $21,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 247 | $20,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,000 | $18,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 1,500 | $11,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,300 | $11,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 1,800 | $11,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 20,200 | $10,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 216 | $10,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,800 | $9,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 8,600 | $9,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 10,500 | $9,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,800 | $9,000 | thousands by filing date | call |
| CERULEAN PHARMA INC | 15708Q105 | COM | 10,722 | $9,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,000 | $8,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 14,400 | $8,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 12,000 | $8,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 13,000 | $7,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,600 | $6,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $6,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,400 | $5,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,800 | $5,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 500 | $5,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 2,000 | $5,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 9,600 | $4,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 5,400 | $4,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,100 | $4,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 3,500 | $4,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 2,500 | $3,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 3,500 | $3,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,500 | $3,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,100 | $3,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,600 | $3,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,600 | $3,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,900 | $2,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 200 | $2,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 2,600 | $2,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 3,000 | $2,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,700 | $2,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 3,200 | $2,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 2,000 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 21,000 | $2,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,700 | $2,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 600 | $2,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,700 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 500 | $1,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 900 | $1,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 6,500 | $1,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 200 | $1,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $1,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1,100 | $1,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 100 | $1,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $1,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 1,000 | $1,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,200 | $1,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,900 | $1,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 500 | $1,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,000 | $1,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 400 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $1,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 400 | $1,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,000 | $1,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,500 | $1,000 | thousands by filing date | put |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 10,000 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Altria Group Inc | 02209S103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 2,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 4,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 4,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 12,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001791965-20-000012 | this filing | 2020-01-29 | acceptance time not in the bulk data set |