13F-HR filed by Kingsview Wealth Management, LLC
Kingsview Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2020-01-29, with 477 holding rows worth $595,975,000.
- Accession
- 0001791965-20-000003
- Filer
- CIK 1791965
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 520 entries on the cover page, a total value of $595,975,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $595,975,000 with VALUE read as thousands by filing date, 13F file number 028-19701. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 97,763 | $19,349,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 109,115 | $14,617,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 75,020 | $14,009,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 64,690 | $13,453,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,465 | $12,242,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 117,657 | $9,472,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 78,147 | $8,737,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 76,902 | $8,563,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 56,433 | $7,860,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 124,483 | $7,423,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 58,091 | $7,225,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 105,048 | $6,464,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 115,509 | $6,322,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 30,825 | $6,315,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,335 | $5,958,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 72,777 | $5,679,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 50,985 | $5,609,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 294,997 | $5,590,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 45,415 | $5,425,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 88,775 | $5,155,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 89,783 | $5,115,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 58,707 | $4,921,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 24,852 | $4,796,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 36,534 | $4,791,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 54,121 | $4,747,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 38,048 | $4,735,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 127,372 | $4,683,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 203,511 | $4,612,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 54,806 | $4,510,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 51,890 | $4,364,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 52,201 | $4,344,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 188,561 | $4,340,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 38,145 | $4,305,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 317,993 | $4,293,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 41,852 | $4,076,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 11,005 | $4,001,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 34,719 | $3,998,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 88,738 | $3,844,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 50,525 | $3,828,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60,018 | $3,824,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 45,307 | $3,777,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7,938 | $3,725,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,409 | $3,715,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 27,281 | $3,634,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 73,009 | $3,587,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 30,719 | $3,525,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 26,878 | $3,504,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,830 | $3,487,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,212 | $3,478,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 61,893 | $3,402,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 105,730 | $3,324,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,964 | $3,315,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,544 | $3,238,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 14,083 | $3,188,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 83,616 | $3,081,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 91,296 | $3,059,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 50,000 | $3,056,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 70,603 | $2,985,000 | thousands by filing date | |
| IJH | 464287507 | COM | 14,665 | $2,849,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 53,482 | $2,751,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 46,789 | $2,733,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,371 | $2,708,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 15,532 | $2,568,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,631 | $2,462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 17,079 | $2,456,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 71,927 | $2,427,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,813 | $2,415,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 44,948 | $2,382,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,563 | $2,354,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 21,599 | $2,353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 36,170 | $2,351,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 45,584 | $2,306,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,117 | $2,232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 39,512 | $2,218,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 57,730 | $2,203,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 71,275 | $2,121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 95,821 | $2,070,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,538 | $2,004,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,075 | $1,998,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 42,418 | $1,981,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 85,304 | $1,976,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 24,226 | $1,951,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 41,401 | $1,951,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,986 | $1,916,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 12,837 | $1,904,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 56,385 | $1,861,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 70,872 | $1,860,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,816 | $1,837,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 43,198 | $1,837,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,722 | $1,824,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 27,059 | $1,813,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,498 | $1,779,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 16,976 | $1,779,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 57,146 | $1,775,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 15,985 | $1,773,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 33,772 | $1,757,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,880 | $1,733,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 10,637 | $1,726,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 32,924 | $1,679,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 43,936 | $1,678,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,567 | $1,662,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 32,782 | $1,651,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 75,230 | $1,649,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,448 | $1,625,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,569 | $1,603,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 25,515 | $1,575,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 33,269 | $1,574,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,057 | $1,564,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,890 | $1,557,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,217 | $1,539,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 29,365 | $1,539,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 18,483 | $1,535,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,834 | $1,517,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,988 | $1,512,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,168 | $1,486,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 13,263 | $1,475,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,266 | $1,409,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 19,602 | $1,401,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 23,126 | $1,360,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,958 | $1,357,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,018 | $1,351,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 14,838 | $1,311,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,559 | $1,305,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 33,278 | $1,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 51,047 | $1,284,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 20,644 | $1,268,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 27,244 | $1,259,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,771 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,884 | $1,218,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,975 | $1,214,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,403 | $1,210,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,570 | $1,209,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 23,467 | $1,195,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 37,095 | $1,190,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 22,280 | $1,178,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 21,644 | $1,175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 13,675 | $1,169,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,572 | $1,161,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 18,504 | $1,123,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,785 | $1,109,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,364 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,516 | $1,078,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,333 | $1,075,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 20,862 | $1,072,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 15,461 | $1,064,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,250 | $1,050,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,058 | $1,049,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 36,140 | $1,048,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 63,768 | $1,042,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 27,018 | $1,028,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 17,964 | $1,026,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 19,706 | $1,018,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,235 | $1,017,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 21,402 | $1,013,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,071 | $1,013,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 18,548 | $1,010,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 18,853 | $974,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 53,354 | $946,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,915 | $943,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 15,373 | $932,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,265 | $922,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 8,573 | $921,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 851 | $920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 27,613 | $915,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,629 | $914,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,520 | $892,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 14,835 | $891,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,108 | $871,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 8,658 | $869,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,964 | $863,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,919 | $854,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 19,273 | $838,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,053 | $830,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,202 | $827,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,674 | $823,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 16,201 | $820,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 17,042 | $819,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 79,866 | $817,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 9,625 | $812,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,176 | $810,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 29,946 | $810,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5,714 | $805,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,263 | $799,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 14,413 | $793,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,837 | $792,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,164 | $786,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,986 | $777,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 8,320 | $758,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,814 | $748,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 12,305 | $729,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,746 | $726,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 8,983 | $726,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,183 | $706,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 8,995 | $697,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 23,294 | $692,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,336 | $682,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,959 | $674,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,703 | $673,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,622 | $668,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,823 | $665,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6,614 | $656,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,983 | $654,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,728 | $639,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,042 | $638,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,728 | $637,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,339 | $636,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 11,130 | $627,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 13,050 | $626,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 14,210 | $625,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,589 | $624,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,336 | $620,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,081 | $619,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,440 | $617,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,573 | $616,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,550 | $615,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,087 | $604,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,047 | $601,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 22,550 | $600,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,864 | $586,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,904 | $586,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,145 | $582,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,483 | $579,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 15,642 | $578,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,586 | $571,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,025 | $570,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,260 | $567,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,771 | $565,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,335 | $565,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,097 | $563,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,370 | $557,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 26,223 | $556,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,250 | $550,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 52,425 | $550,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,570 | $550,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,132 | $548,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 4,009 | $545,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 17,551 | $538,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 37,818 | $533,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 10,555 | $530,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,118 | $529,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,108 | $515,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,775 | $513,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,725 | $512,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,685 | $509,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14,858 | $506,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,637 | $502,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,476 | $500,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 261 | $489,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,743 | $488,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 45,223 | $488,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 33,116 | $484,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,153 | $483,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,982 | $477,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 5,186 | $469,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 17,897 | $464,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,148 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,353 | $459,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,188 | $451,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,063 | $450,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 4,700 | $445,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,900 | $440,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,313 | $437,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,197 | $435,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,135 | $435,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,745 | $432,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,880 | $429,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,578 | $428,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,437 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 9,803 | $420,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,729 | $416,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,652 | $415,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,469 | $413,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,386 | $412,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,653 | $405,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,389 | $399,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,635 | $397,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,318 | $396,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 7,378 | $394,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 9,012 | $391,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,225 | $389,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,090 | $386,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 5,300 | $381,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,293 | $376,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,823 | $373,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,212 | $372,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,839 | $371,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,585 | $369,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,275 | $369,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,385 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,494 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,495 | $365,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,492 | $363,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,076 | $363,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 36,350 | $358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 10,489 | $358,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,540 | $357,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,359 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 11,579 | $356,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,252 | $355,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,214 | $351,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,018 | $351,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,190 | $342,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,221 | $338,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,111 | $335,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,257 | $332,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,835 | $326,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 35,232 | $322,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,786 | $316,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 8,864 | $316,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,600 | $314,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,877 | $313,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,523 | $313,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,551 | $312,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,425 | $310,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 11,749 | $307,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,176 | $305,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,100 | $303,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 38,688 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,898 | $302,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 20,000 | $302,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,043 | $301,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,492 | $300,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,798 | $299,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,310 | $295,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,892 | $292,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,888 | $291,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,535 | $288,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,982 | $285,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,696 | $284,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,606 | $284,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,416 | $284,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,490 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 9,430 | $283,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,570 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,947 | $282,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,070 | $281,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,527 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,321 | $280,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,676 | $279,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,205 | $278,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 11,245 | $278,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,309 | $276,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,371 | $269,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,901 | $268,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,674 | $267,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,913 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,595 | $264,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,912 | $263,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 19,551 | $263,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,525 | $263,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,250 | $261,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,830 | $259,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,452 | $259,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,642 | $258,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,948 | $258,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,882 | $255,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,063 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,600 | $249,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,275 | $246,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,094 | $244,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,478 | $243,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,018 | $242,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,227 | $236,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,140 | $235,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 929 | $234,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,614 | $232,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,778 | $231,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,204 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,125 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,797 | $226,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,647 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,121 | $225,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,235 | $224,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,309 | $223,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,007 | $222,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,916 | $221,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,098 | $220,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,254 | $218,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,766 | $217,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,407 | $215,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,829 | $215,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,309 | $215,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,707 | $211,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,057 | $211,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 925 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,599 | $207,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,330 | $207,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,000 | $207,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,378 | $206,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 636 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,393 | $204,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,179 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 893 | $202,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,168 | $201,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 9,167 | $191,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,589 | $189,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,708 | $173,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,535 | $166,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,535 | $166,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,234 | $158,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 30,176 | $100,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 10,649 | $85,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,575 | $82,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,451 | $69,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,850 | $66,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,877 | $53,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 10,875 | $47,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,000 | $43,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $37,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 41,832 | $37,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,600 | $36,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 11,900 | $26,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 8,210 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,445 | $19,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 16,800 | $16,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 12,000 | $11,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 290 | $9,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 2,016 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,100 | $8,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 300 | $8,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,100 | $5,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 200 | $4,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 1,000 | $4,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 300 | $4,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 10,000 | $4,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 10,000 | $4,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 200 | $3,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 900 | $3,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $3,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $3,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 600 | $3,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 400 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,100 | $2,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 2,600 | $2,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 200 | $2,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 1,100 | $1,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 700 | $1,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 400 | $1,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 500 | $1,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 300 | $1,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $1,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 300 | $1,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $1,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 3,100 | $1,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 200 | $1,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 300 | $1,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,100 | $1,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 300 | $1,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 200 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 400 | $1,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 100 | $1,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 73,600 | $1,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 2,100 | $1,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO QQQ TR | 46090E103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001791965-20-000003 | this filing | 2020-01-29 | acceptance time not in the bulk data set |