13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 202 holding rows worth $6,892,226,687.
- Accession
- 0001790787-23-000010
- Filer
- CIK 949509
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 202 entries on the cover page, a total value of $6,892,226,687 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,892,226,687 with VALUE read as dollars as filed, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- reports for this filerHartree Partners, LP028-17875
- included managerBROOKFIELD Corp /ON/028-14349
- included managerAtlas OCM Holdings, LLC028-20007
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORM PLC SHS CL A | G89479102 | Stock | 53,812,988 | $1,461,611,853 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 7,000,067 | $603,615,784 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 44,082,816 | $347,372,590 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 12,935,120 | $313,159,255 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 16,067,483 | $309,781,072 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 9,000,000 | $298,620,000 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 21,054,667 | $269,920,835 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,195,000 | $176,752,450 | dollars as filed | put |
| NMI HLDGS INC | 629209305 | COM | 4,900,000 | $132,741,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 8,694,367 | $116,504,517 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 400,000 | $109,200,000 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,175,384 | $105,233,105 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,706,305 | $100,918,113 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,210,843 | $93,100,536 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,989,032 | $90,928,708 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 31,742,126 | $90,465,061 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 2,884,674 | $87,665,242 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 5,428,819 | $85,775,340 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 3,983,966 | $83,583,627 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 20,726,126 | $69,847,044 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,809,087 | $65,173,478 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,792,458 | $64,561,628 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 1,811,533 | $64,399,998 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,850,011 | $58,478,847 | dollars as filed | |
| EAGLE BULK SHIPPING INC | 269442AA7 | CONVERTIBLE BOND | 40,495,000 | $57,527,196 | dollars as filed | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,706,910 | $49,722,288 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 5,043,505 | $45,996,765 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 8,413,038 | $45,178,014 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 2,800,846 | $43,833,239 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,350,410 | $40,876,910 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 1,852,456 | $37,271,414 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 621,630 | $37,092,662 | dollars as filed | |
| CREDICORP LTD | G2519Y108 | COM | 289,825 | $37,088,905 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 892,155 | $35,596,984 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,946,000 | $33,315,520 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 3,697,000 | $30,315,400 | dollars as filed | |
| SPY | 78462F103 | SHS | 450,000 | $30,132,000 | dollars as filed | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,849,858 | $23,682,319 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 26,296,000 | $22,851,224 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 25,551,000 | $21,810,972 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 26,286,000 | $21,633,378 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 21,581,000 | $21,322,027 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 26,973,000 | $20,987,691 | dollars as filed | principal |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 21,926,000 | $20,399,076 | dollars as filed | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,200,000 | $20,028,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 7,505,294 | $19,588,819 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,009,912 | $18,601,256 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 19,933,000 | $18,408,125 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 23,922,000 | $18,075,463 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 21,881,000 | $17,642,650 | dollars as filed | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 455,784 | $17,028,090 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 19,674,000 | $16,722,900 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 16,631,000 | $16,672,519 | dollars as filed | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,631,238 | $16,606,002 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 18,928,000 | $16,514,680 | dollars as filed | principal |
| UNITI GROUP INC | 91325V108 | COM | 3,397,592 | $16,036,634 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 17,771,000 | $15,893,938 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 15,423,000 | $15,048,221 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAD5 | BOND | 15,353,000 | $15,026,748 | dollars as filed | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 14,592,000 | $14,373,155 | dollars as filed | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 17,802,000 | $14,286,104 | dollars as filed | principal |
| AZUL S A | 05501U106 | OPT | 1,580,850 | $13,579,501 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 18,030,000 | $13,578,393 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 17,432,000 | $13,096,661 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 18,995,000 | $12,774,137 | dollars as filed | principal |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 1,000,000 | $12,519,999 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 1,000,000 | $12,250,000 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 15,304,000 | $12,051,900 | dollars as filed | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,444,156 | $11,707,507 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 451,029 | $11,672,630 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 14,184,000 | $11,419,853 | dollars as filed | principal |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 590,774 | $11,189,259 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 13,051,000 | $10,806,228 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,300,000 | $10,686,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 10,994,000 | $10,389,330 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 13,470,000 | $10,363,818 | dollars as filed | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,192,691 | $9,791,993 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 10,545,000 | $9,743,580 | dollars as filed | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 11,337,000 | $9,466,395 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 10,834,000 | $9,384,952 | dollars as filed | principal |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 9,755,000 | $9,376,562 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 9,663,000 | $9,286,143 | dollars as filed | principal |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 10,538,000 | $9,188,082 | dollars as filed | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 9,116,000 | $8,796,953 | dollars as filed | principal |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 10,259,000 | $8,465,538 | dollars as filed | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 9,553,000 | $8,448,673 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 8,549,000 | $8,442,137 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 11,915,000 | $8,269,010 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 6,826,000 | $8,232,155 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 8,771,000 | $8,146,066 | dollars as filed | principal |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 8,498,000 | $8,090,096 | dollars as filed | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 86,999 | $7,944,748 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 7,965,000 | $7,875,792 | dollars as filed | principal |
| ALVOTECH | L01800116 | *W EXP 99/99/999 | 4,666,667 | $7,793,333 | dollars as filed | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 8,545,000 | $7,711,862 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 10,247,000 | $7,493,631 | dollars as filed | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 8,471,000 | $7,338,427 | dollars as filed | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 7,295,000 | $7,195,058 | dollars as filed | principal |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 7,693,000 | $7,068,328 | dollars as filed | principal |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 7,858,000 | $7,032,910 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 8,810,000 | $7,017,165 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 7,688,000 | $6,794,654 | dollars as filed | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 7,202,000 | $6,787,885 | dollars as filed | principal |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,053,214 | $6,624,716 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 6,688,000 | $6,544,208 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 6,025,000 | $6,488,924 | dollars as filed | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 10,306,000 | $6,312,425 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 6,484,000 | $6,224,640 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,436,000 | $6,204,598 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 5,799,000 | $6,164,336 | dollars as filed | principal |
| MACYS INC COM | 55616P104 | Stock | 530,675 | $6,161,136 | dollars as filed | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 6,477,000 | $6,064,415 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 8,111,000 | $5,728,799 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 5,822,000 | $5,693,916 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 6,900,000 | $5,533,110 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 6,454,000 | $5,518,169 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,683,000 | $5,496,881 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 9,295,000 | $5,437,575 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 5,898,000 | $5,293,455 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 6,975,000 | $5,239,968 | dollars as filed | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,971,000 | $5,020,649 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 4,729,000 | $4,948,898 | dollars as filed | principal |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 367,821 | $4,943,514 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 5,674,000 | $4,908,010 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 4,965,000 | $4,890,525 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 6,485,000 | $4,863,750 | dollars as filed | principal |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 450,000 | $4,792,500 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 425,000 | $4,632,500 | dollars as filed | |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 4,983,000 | $4,559,195 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 3,794,000 | $4,471,229 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,655,000 | $4,452,973 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 6,080,000 | $4,389,152 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 6,484,000 | $4,315,912 | dollars as filed | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 349,427 | $4,301,446 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,190,000 | $4,273,800 | dollars as filed | principal |
| HCI GROUP INC | 40416EAF0 | NOTE 4.750% 6/0 | 4,511,000 | $4,262,895 | dollars as filed | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 811,208 | $4,104,712 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,493,000 | $4,088,630 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 5,876,000 | $3,989,803 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 4,053,000 | $3,977,006 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 4,058,000 | $3,786,114 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 4,948,000 | $3,775,323 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 4,464,000 | $3,707,910 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 5,569,000 | $3,619,850 | dollars as filed | principal |
| Thunder Power Holdings Inc | 31561T102 | Equity | 335,000 | $3,574,450 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 4,054,000 | $3,529,250 | dollars as filed | principal |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 576,518 | $3,516,759 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 4,055,000 | $3,370,718 | dollars as filed | principal |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 315,000 | $3,323,250 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 3,217,000 | $3,208,927 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 3,649,000 | $3,188,496 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 3,641,000 | $3,122,157 | dollars as filed | principal |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 3,399,000 | $2,982,622 | dollars as filed | principal |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 280,000 | $2,979,200 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 245,996 | $2,979,011 | dollars as filed | |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 4,056,000 | $2,948,712 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,950,000 | $2,917,550 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 3,312,000 | $2,846,332 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 3,261,000 | $2,714,782 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,250,000 | $2,703,375 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 3,335,000 | $2,691,345 | dollars as filed | principal |
| SBC MEDICAL GROUP HOLDINGS I | 73245B107 | COMMON STOCK | 250,000 | $2,668,750 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 250,000 | $2,641,250 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,872,000 | $2,596,288 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,400,000 | $2,572,800 | dollars as filed | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 2,491,000 | $2,472,317 | dollars as filed | principal |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 225,000 | $2,409,750 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 2,839,000 | $2,384,760 | dollars as filed | principal |
| NIO INC | 62914VAE6 | NOTE 2/0 | 2,429,000 | $2,362,202 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 2,500,000 | $2,318,750 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,300,000 | $2,291,375 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 2,000,000 | $2,243,800 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 2,250,000 | $2,112,187 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 2,500,000 | $2,081,250 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 1,900,000 | $2,058,650 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,100,000 | $2,038,050 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 2,225,000 | $1,933,525 | dollars as filed | principal |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 2,029,000 | $1,885,701 | dollars as filed | principal |
| FARFETCH LTD | 30744WAD9 | BOND | 3,485,000 | $1,869,005 | dollars as filed | principal |
| TPI Composites Inc | 87266J104 | Common Stock | 700,739 | $1,856,958 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 170,000 | $1,778,200 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,000,000 | $1,759,500 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 1,800,000 | $1,722,600 | dollars as filed | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 1,400,000 | $1,609,300 | dollars as filed | principal |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 150,000 | $1,586,250 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 150,000 | $1,586,250 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 1,351,000 | $1,542,166 | dollars as filed | principal |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 2,008,000 | $1,536,120 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,500,000 | $1,488,750 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,500,000 | $1,474,500 | dollars as filed | principal |
| TENX KEANE ACQUISITION | G8708L104 | ORD SHS | 135,000 | $1,453,950 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 235,403 | $1,419,480 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,544,000 | $1,374,950 | dollars as filed | principal |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 125,000 | $1,311,250 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 115,000 | $1,215,550 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 1,000,000 | $1,141,000 | dollars as filed | principal |
| GOLDEN STAR ACQUISITION CORP | G4023C101 | USD ORD SHS | 100,000 | $1,036,500 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 2,029,000 | $958,702 | dollars as filed | principal |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 90,000 | $940,950 | dollars as filed | |
| TMT ACQUISITION CORP | G89229119 | SHS | 75,000 | $783,375 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 812,000 | $727,958 | dollars as filed | principal |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 810,000 | $712,800 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001790787-23-000010 | this filing | 2023-11-13 | acceptance time not in the bulk data set |